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Looking for a Regulatory Reporting SME, please reach out if: - You have 3 years of MIFID & SFTR experience, including managing reporting, breaks and investigations. - Are comfortable manipulating data through Excel, VBA etc. - Have experience using...

Our client is a leading Energy Trading business with a successful history of growth. Their distinct culture thrives on values, giving them a strong base and passion to succeed as a team. Employees enjoy an environment that allows them to develop their...

The Regulatory Reporting Officer is responsible managing and overseeing Trade Reporting for the firm and the production of MiFID II Costs and Charges disclosures. Key Responsibilities: • Manage and oversee European transaction reporting ARM  • Develop...

Job Specification: Trade Transaction Reporting Associate Purpose: The Trade Transaction Reporting Associate will handle mandatory regulatory reporting for our client across its regulated jurisdictions. This role will create a strong oversight and control...

Job Specification: Trade Transaction Reporting Associate Purpose: The Trade Transaction Reporting Associate will handle mandatory regulatory reporting for our client across its regulated jurisdictions. This role will create a strong oversight and control...

starting at 3 years experience in a Regulatory Transaction Reporting or a broader role including coverage of regulatory reporting Previous experience of a Delegated Service Expert knowledge of EMIR and/or MIFID regulations. experience in Microsoft Excel...

Head of Investment Specialists / Portfolio Construction / Investment Manager / Investment Specialist / Adviser Solutions / Discretionary Fund Management / Model Portfolios / Multi-Asset The Role Oversee and manage the Investment Specialist Team and Appointed...

Overview Vice President, Audit Project Leader At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every...

Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth management...

The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions. This role includes making statutory disclosures, establishing a strong control environment, and updating...

Job Specification: Trade Transaction Reporting Associate Purpose: The Trade Transaction Reporting Associate will handle mandatory regulatory reporting for our client across its regulated jurisdictions. This role will create a strong oversight and control...

Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...

Job Title: Business Analyst (Leading London Based Investment Bank) Location:  London, United Kingdom Hybrid Working Duration: Until December 2024 Responsibilities: Collaborate with stakeholders to gather and analyse business requirements. Conduct thorough...

Responsibilities: Negotiating key capital markets contracts, including on boarding documentation and product specific agreements such as terms of business, brokerage documentation, transition management agreements, ISDA Master Agreements and Credit Support...

The role: As Compliance Officer & MLRO (SMF 16 & 17), you will play an important role in the scaling up the business in a compliant and robust manner, as they continue to launch new products and explore additional regulatory permissions, home and...

Compliance Officer- Global Markets London- (x3 Days in Office) 400-500pd emagine is a high-end professional services consultancy and solutions firm Specialising in providing business and technology services to the financial services sector, we power progress...

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt...

ASSET AND WEALTH MANAGEMENT (AWM) Across Asset and Wealth Management (AWM), Goldman Sachs helps empower clients and customers around the world reach their financial goals. Our advisor-led wealth management businesses provide financial planning, investment...

At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. A Fantastic opportunity...