Vice President - Investment Bank - Compliance Risk Assessment

Key Responsibilities:

• Design, implement, and maintain a robust compliance risk assessment framework
• Collaborate with senior management to integrate compliance risk management into business strategy and operations.
• Develop risk assessment methodologies, tools, and processes to identify, assess, and mitigate compliance risks.
• Ensure the risk assessment framework aligns with regulatory requirements and industry best practices.
• Conduct regular and ad-hoc compliance risk assessments across various business units and geographies.
• Identify and evaluate potential compliance risks, including emerging risks and changes in regulatory requirements.
• Liaise with internal and external stakeholders, including regulators, auditors, and business units, to ensure effective communication and collaboration on compliance risk issues.
• Stay current with industry trends, regulatory changes, and best practices in compliance risk assessment.
• Continuously improve the risk assessment framework and processes to enhance effectiveness and efficiency.

Requirements

• Hands on experience in compliance, risk management, or a related field.
• Extensive experience in conducting and managing compliance risk assessments.
• Strong understanding of regulatory requirements and industry standards related to compliance risk management.
• Excellent analytical and problem-solving skills.
• Exceptional communication and presentation skills.