398 Compliance Officer Jobs

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Compliance Officer

Compliance Officer

3 days ago by Keoghs LLP

The Compliance Officer will be responsible for the day-to-day management of a diverse and complex portfolio of issues that fall within the remit of th...

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Compliance Officer

Compliance Officer

3 days ago by Keoghs LLP

The Compliance Officer will be responsible for the day-to-day management of a diverse and complex portfolio of issues that fall within the remit of the Risk & Compliance function, as allocated from by the Head of Risk & Compliance and/or COLP. The Co...

Job hidden.
Compliance Officer

Compliance Officer

Are you a skilled and experienced conveyancer looking to take the next step in your career? Conveyancing Direct Property Lawyers are seeking a Compliance Officer to join our dynamic team in Manchester. Key responsibilities of a compliance officer Pro...

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Compliance Officer

Compliance Officer

17 May by Leigh Day

Compliance Officer - London Permanent, full time Competiive, plus benefits Role Reference - CA/BS/CW/MAY24 About Leigh Day We are a top 100 law firm committed to claimant-only cases, ensuring that individuals have the same access to justice as the UK...

Job hidden.
Compliance Officer

Compliance Officer

Job Description Are you a skilled and experienced conveyancer looking to take the next step in your career? Conveyancing Direct Property Lawyers are seeking a Compliance Officer to join our dynamic team in Cardiff. Key responsibilities of a complianc...

Job hidden.
Compliance Officer

Compliance Officer

Are you a skilled and experienced conveyancer looking to take the next step in your career? Conveyancing Direct Property Lawyers are seeking a Compliance Officer to join our dynamic team in St Leonards On Sea. Key responsibilities of a compliance off...

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Compliance Officer

Compliance Officer

4 days ago by eFinancialCareers

The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic opportunity to operate within a role full of broad responsibilities. Requirements: 2-5 Years experienc...

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Compliance Officer

Compliance Officer

4 days ago by eFinancialCareers

Our client, an esteemed name in the emerging investment space are looking for a Compliance Officer to join them reporting to the Compliance Manager and COO. Who They Are: Not your typical investment firm. They thrive on teamwork, quality research, an...

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Compliance Officer

Compliance Officer

4 days ago by eFinancialCareers

About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...

Job hidden.
Compliance Officer

Compliance Officer

About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...

Job hidden.
Compliance Officer

Compliance Officer

4 days ago by eFinancialCareers

Job Advert: Compliance Officer Job Title: Compliance Officer Job Type: Permanent Hours: Full Time, 08:00 – 18:00, Monday to Friday Office Location: West End Salary: Market rate Benefits: Bonus, pension, healthcare and other benefits We have an exciti...

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Compliance Officer

Compliance Officer

4 days ago by eFinancialCareers

Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

Job hidden.
Compliance Officer

Compliance Officer

What will you be doing? Be an expert in Compliance validation tasks executing accurate reviews of learner records Accurately input relevant data into the Individual Learner Record (ILR) within the chosen MI system Work towards and become an expert in...

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Senior Compliance Officer

Senior Compliance Officer

3 days ago by Keoghs LLP

The Senior Compliance Officer will be responsible for the day-to-day management of a diverse and complex portfolio of issues that fall within the remit of the Risk & Compliance function, as allocated by the Head of Risk & Compliance and/or COLP. The ...

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Compliance Officer - EMEA

Compliance Officer - EMEA

4 days ago by Bloomberg

Bloomberg's Legal and Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading fina...

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ESG Compliance Officer

ESG Compliance Officer

4 days ago by eFinancialCareers

A leading Wealth & Asset Management business is looking to hire an ESG Compliance Officer to join their growing Compliance function in a newly created role. The position will be an initial 18 month fixed term contract. This role will require an indiv...

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Compliance Officer - Remote

Compliance Officer - Remote

4 days ago by eFinancialCareers

Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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1st Line Compliance Officer

1st Line Compliance Officer

4 days ago by eFinancialCareers

The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions. This role includes making statutory disclosures, establishing a strong control environment, and u...

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