Average Compliance Consultant salary in the UK

A market-leading Specialist Insurance Company are looking to recruit a Compliance Consultant to support the Head of Risk and Compliance in ensuring that business processes, transactions, and corporate governance adhere to all relevant regulatory, legal, and internal guidelines. Role and responsibilities Maintain regulatory policies, procedures and processes to ensure they support the business in satisfying regulatory requirements and reflect operations appropriately.Maintain a compliance culture within the business providing sound compliance advice to business stakeholders.Develop training materials on a range of compliance topics. Delivery of regulatory training to the business ensuring awareness of relevant legislation and practices.Monitor business performance on the identification, notification and handling of potential breaches, considering if external regulatory breaches may have occurred. Ensure all breaches are being handled in accordance with internal SLA’s and tracking remedial action through to completion.Assist with handling of complaints received by the business in accordance with, regulatory, internal and insurer requirements.Assist with sign off of customer documentation, policy wordings, and summaries of cover ensuring regulatory and Insurer obligations are being met.Ensure robust record keeping, compliance with GDPR, and enhance and uphold data security processes.Assist the Head of Compliance with the preparation of regulatory returns, reporting and general communications or engagement with the regulatory authorities. Key Skills/Experience Required: Detailed knowledge of Insurance industry best practice and compliance standards including understanding and application of governance frameworks, relevant methodologies, and knowledge of emerging practices.Previous experience in a compliance role either for a Broker / Insurer or within a Consultancy.Strong communication, time management and computer literacy skills.Ability to build and maintain relationships with a range of different stakeholders through excellent interpersonal skills.Able to deal professionally with internal and external contacts, and ability to represent the business and with a high level of credibility. CII Qualifications preferable (or working towards). Salary/Benefits Information: Salary up to £50,000 depending on experience.Hybrid working - 2 days / week in the office.28 days annual leave plus bank holidays.Contributory pension schemeExcellent opportunities for continued professional development. Contact: David Harries Reference: DH/90099 Candidate care: By responding to this advert you consent to Cavendish Maine processing the personal data included within this application. If your application is successful we will contact you to discuss the opportunity in more detail, within 48 hours of receiving your application. Should you not hear from us within 3 working days please assume your application has been unsuccessful on this occasion. Please be advised that if unsuccessful for this role we may keep your details in our hold file, during which time you may be contacted for other suitable vacancies. If you do not want us to do this please call us to advise. In the meantime, we would like to thank you for your interest in Cavendish Maine.

- Compliance Consultant - Home Based (Ideally 1 day per week in their Yorkshire office) - c.£60,000 + Bonus + Benefits Our client is a successful compliance consultancy firm who offer excellent, client-focused compliance support to their partner firms across the UK. They offer a range of services, from Consultancy to file reviews, systems and controls audit, T&C audits and supervision, due diligence, financial promotions compliance sign off, remediation services and many more. They are looking for an experienced Compliance Consultant to join their growing team. Role & Responsibilities: Provide compliance support and guidance to IFA firms, ensuring adherence to FCA regulations.Conduct file reviews, audits, and risk assessments to identify areas for improvement.Assist with regulatory reporting, policy updates, and procedural reviews.Deliver training sessions and workshops on compliance best practices.Keep up to date with regulatory changes and communicate key updates to clients.Support firms in responding to FCA queries and preparing for regulatory inspections.Develop and maintain strong client relationships, acting as a trusted compliance partner. Do you have the following to apply? Qualified to Level 4 Diploma in Financial Planning (or equivalent)Previous Compliance experience within the wealth management industry (experience within a consultancy firm would be beneficial). Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted. Clayton Davies is acting as an employment agency on behalf of our client.

Kind Consultancy is working with a growing FinTech business which is currently seeking a Senior Compliance Manager to join them in a full-time, permanent role paying circa £70,000 with a hybrid work model based out of their London offices. The Senior Compliance Manager will provide high-quality guidance across the business on regulatory and compliance matters, with key responsibilities including: Delivering accurate advice on regulatory manners in a timely manner, including FCA Handbook requirementsMaintaining up to date knowledge of regulatory and industry developments and advising the senior team on the necessary actions ahead of regulatory change etcParticipating in key business projects, providing Compliance inputMaking sure that the Compliance Manual and all relevant policies and procedures are kept up to dateSupporting colleagues through Compliance Investigations or ReviewsWhere required by the Head of Compliance, liaising with the FCA and responding to regulatory information requests.Contributing to a strong, positive Compliance culture by building good working relationships across the business Our ideal candidate for the Senior Compliance Manager opportunity: Has 3+ years of experience in Compliance roles within Financial Services - ideally with FinTech exposureDemonstrates in-depth knowledge of the UK regulatory environment, including all relevant FCA HandbooksIs an excellent communicator in writing and speech, able to quickly build lasting working relationships and to translate complex Compliance topics for a variety of audiencesHas a track record of successfully interpreting and applying new regulations for a Financial Services businessIs analytically minded and highly organised with exceptional attention to detail.Is highly motivated, with a desire to drive business-wide improvement and create a positive Compliance culture. If you're interested in the Senior Compliance Manager opportunity and you have the skills, knowledge and experience we're looking for, please apply with an updated CV today.