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AVP - Regulatory Compliance Advisory

2 days ago by Marks Sattin

Assistant Vice President - Regulatory Compliance Advisory Location: London, UK Employment Type: Full-Time, Permanent 4 Days a Week in the office (1-day WFH). Company Overview: An established Global Bank is looking to appoint an Assistant Vice Preside...

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Head of Compliance Advisory - Eximius Finance

3 days ago by eFinancialCareers

This is leadership role (3 direct reports) covering their financial planning and financial advisory business. The role will be a mix of compliance advisory, regulatory change, policy and managing the compliance framework. Candidates should have in-de...

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Compliance Officer Advisory

2 days ago by Oliver James

Compliance Officer (Advisory) Oliver James are supporting a highly prestigious insurance firm in London, who are looking for a Compliance professional to join their advisory team. You will play an integral part in keeping abreast of UK regulatory cha...

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VP of Compliance Advisory - Danos Group

3 days ago by eFinancialCareers

Key Experience Experience working in an advisory role within a recognised Investment Bank Excellent knowledge of equities Strong stakeholder engagement skills Good knowledge of the relevant UK and EU regulatory landscape Ability to work in a fast pac...

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Senior Compliance Officer - Advisory

2 April by MERJE Ltd

A Senior Compliance Officer is required to play a pivotal role in supporting the Securities business across all aspects of compliance advisory and general BAU second line compliance duties. Your expertise as a Senior Compliance Officer will help driv...

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Associate VP Regulatory Compliance Advisory - Marks Sattin FS

2 days ago by eFinancialCareers

Assistant Vice President - Regulatory Compliance Advisory Location: London, UK Employment Type: Full-Time, Permanent 4 Days a Week in the office (1-day WFH). Company Overview: An established Global Bank is looking to appoint an Assistant Vice Preside...

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Compliance Manager Regulatory & Advisory- Asset Management

11 April by Robert Half

Compliance Manager Asset Management firm 65K- 80K London - Hybrid working Looking to recruit an experienced Compliance Regulatory and Advisory specialist to join the Compliance team of a London based asset management firm Main Responsibilities Requir...

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Compliance Systems Manager - Advisory & Audit Firm

We are looking for an experienced Compliance Systems or Practice Manager to join our client., a dynamic advisory and audit firm. This role is crucial in ensuring the seamless functioning of the firm’s operations, improving processes, managing resourc...

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Corporate Tax Specialists

17 March by Pro Talent

Corporate Tax Roles | London | Compliance & Advisory Opportunities ?? Location: London ?? Salary: Competitive & Negotiable (DOE) ?? Exciting Growth | Multiple Roles Available | Career Progression Are you a corporate tax professional looking to take y...

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Senior Compliance Officer

15 April by Eames Consulting

Eames Consulting is currently partnering with a leading Lloyd's insurer on the appointment of a Senior Compliance Officer. This role will be based in London and aids the Compliance Manager in driving robust compliance advisory outcomes across the bus...

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Risk & Compliance Assurance Officer

A leading insurance business that operates in the Lloyd's and Company insurance markets is seeking a Risk & Compliance Officer. In this role, you will lead on the development of, and for delivering the 2nd line assurance plan. Duties will include: De...

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Senior Advisor

3 days ago by eFinancialCareers

A Senior Compliance Officer is required to play a pivotal role in supporting the Securities business across all aspects of compliance advisory and general BAU second line compliance duties. Your expertise as a Senior Compliance Officer will help driv...

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Compliance Manager - Compliance Recruitment Solutions

3 days ago by eFinancialCareers

Compliance Advisory Manager – Retail Asset Management or Discretionary Investment Management Experience Required Ref: 4108G 70K - 80K V Good Benefits Hybrid (West End) Our client, a boutique wealth & investment manager and part of a larger global ban...

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Senior Compliance Specialist

3 days ago by eFinancialCareers

Eames Consulting is currently partnering with a leading Lloyd's insurer on the appointment of a Senior Compliance Officer. This role will be based in London and aids the Compliance Manager in driving robust compliance advisory outcomes across the bus...

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Associate Compliance Advisor - Compliance Recruitment Solutions

3 days ago by eFinancialCareers

COMPLIANCE ADVISORY ASSOCIATE– COMPLIANCE ADVISORY EXP (ASSET SERVICING OR INVESTMENT MANAGEMENT) REQUIRED 35K - 45K Bonus & Bens Hybrid (3d pw WFH) London Ref:4090D4 We are recruiting a compliance advisory manager for our client, a leading Investmen...

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Partnerships Tax Director

24 March by BDO UK LLP

Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine - amb...

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Compliance Officer

3 days ago by eFinancialCareers

We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalise...

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Compliance Specialist - Eximius Finance

Candidates should have the following skills and experience: A number of years’ compliance advisory experience, ideally with a background in regulated lending Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC...

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Compliance Specialist - Eximius Finance

3 days ago by eFinancialCareers

Candidates should have the following skills and experience: A number of years’ compliance advisory experience, ideally with a background in regulated lending Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC...

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Partnership Tax Associate Director

24 March by BDO UK LLP

We’ll help you succeed. We are looking for someone who is willing to get involved, and who is keen to learn and develop - the team will support you in gaining new market knowledge, new skills, and new technical expertise to help build your career. At...

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Compliance Manager

Yesterday by eFinancialCareers

Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...

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Compliance Manager - Hays

2 days ago by eFinancialCareers

A distinctively cultured wealth & asset management firm with hybrid working in place seeks a Compliance Advisory Manager. The successful candidate will play a lead role in responding to regulatory changes and as such will undertake horizon scanning, ...

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Partnerships Tax Director

7 April by BDO UK LLP

We’ll help you succeed We are looking for someone who is willing to get involved, and who is keen to learn and develop - the team will support you in gaining market knowledge, skills, and technical expertise to help build your career. At BDO we are p...

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Partnerships Tax Director

4 April by BDO UK LLP

We are looking for someone who is willing to get involved, and who is keen to learn and develop - the team will support you in gaining market knowledge, skills, and technical expertise to help build your career. At BDO we are proud of our Workable hy...

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Manager - Alexander Mann Solutions Contingent

3 days ago by eFinancialCareers

Our client, a major UK retail bank, provides every day banking services to over 17 million retail customers. The banks expertise and services span across Business Services, Corporate banking, Wealth Management, Group Functions, Retail and Investment ...

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