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The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions are performed eff...
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We are recruiting for a leading city based Stockbroker / Wealth Management firm are looking for a Compliance Manager to oversee the day to day management of the Compliance Department. Main Responsibilities Submission of RegData regulatory reports, no...
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Job Purpose The Senior Compliance Analyst is responsible for assisting in ensuring that IFEU, IFAD and TVEU (together the businesses") adhere to all applicable regulation and in-house policies. The Senior Compliance Analyst will therefore assist the ...
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Responsibilities: Provide real-time compliance advice to front office and internal stakeholders on regulatory matters. Monitor trading activities to ensure compliance with relevant regulations and internal policies. Develop and deliver comprehensive ...
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Our client offers Investment Banking, Private Equity and Institutional Sales services across Europe . In Europe their London and Frankfurt offices act as a strong, stable and trusted financial partner to clients in Investment Banking, Private Equity ...
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A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...
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You'll be responsible for: Investment restriction coding and controls in the order management system (Charles River) Managing the daily breach process, liaising with the Compliance and Distribution Client Services as required Maintaining a 3 year rol...
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Conflicts Analyst We are seeking an experienced Conflicts Analyst to join a prestigious international law firm dedicated to maintaining the highest standards of professional ethics and compliance. Role Overview As a Conflicts Analyst, you will play a...
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Senior Reporting Analyst ( Asset Management, Fund accounting, PRIIP, KID KIID, EMT,EPT ) Greater London 100,000 - 110,000 bonus and pension Are you a Reporting Analyst looking to directly contribute to the success of an exciting business where you wi...
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Sanctions Screening Analyst - Global Banking Institution (London) - Contract Venn Group are looking to work with a talented and motivated Sanctions Screening Analyst to join a global banking institution based in London. We have an exciting contract o...
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To see more Chinese jobs please follow us on WeChat: teamchinapf AND pfteamchina Ref: 22801 Job Title - Mandarin speaking Corporate Banking Credit Analyst - EMEA Loan Market The Skills You'll Need: fluent Mandarin, Credit Analyst experience Your New ...
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About the Department: The Operations Office provides efficient and accurate processing for a range of transaction types. The Trade Finance Services department supports various divisions with processing and technical services. Main Purpose of the Role...
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Job Opportunity: Surveillance Analyst (12-Month Contract) Location: London Day Rate: 562.49 via umbrella Key Responsibilities: Conduct post-trade, electronic communications, and telephone surveillance. Review exceptions from surveillance tools, escal...
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Your new company My client, a leading international bank in the heart of London, is looking for a Credit Analyst VP for a department sitting within the second line of defence. This international bank has an established London presence for over 50 yea...
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Compliance Administrator London Contract to 5th September 2025 - maternity cover Salary: Competitive Pontoon is an employment consultancy, we put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We re...
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Registration and Licensing Administrator London Contract to 5 th September 2025 - maternity cover Salary from 60,000pa, plus benefits (see below) Pontoon is an employment consultancy, we put expertise, energy, and enthusiasm into improving everyone's...
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Sanctions Screening Analyst - Global Banking Institution (London) - Contract Venn Group are looking to work with a talented and motivated Sanctions Screening Analyst to join a global banking institution based in London. We have an exciting contract o...
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The KYC Analyst will support with onboarding and third party risk management, and whilst the primary focus of the role will be on KYC, the role holder will also assist with broader aspects of the Compliance Programme, such as risk assessments, screen...
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My client is a rapidly growing Fintech business with offices in Europe, the US and Australasia. This Finance and Lending Operations Analyst role is based in their West End of London office and offers a great opportunity to join a fast paced entrepren...
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Miryco Consultants are working with a fixed income investment manager looking to add a second line Assurance Analyst to their team. This role assists with assurance, regulatory and compliance matters across the group with a focus on investment manage...
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A leading global investment management firm is seeking an experienced Interim Senior Treasury Analyst to join their dynamic team. This role arises as the current senior treasury analyst pivots into a project based position, creating an exciting oppor...
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We're looking for an experienced Business Analysts to support a high-impact trading controls and market conduct programme. This role involves building frameworks for trading supervision, enhancing compliance, and executing controls around trading ope...
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This role will provide credit risk management for all financial institutions and sovereigns in EMEA. The responsibilities: - Counterparty/transaction approval in compliance with the risk appetite frameworks and global Credit policies - Monitoring cou...
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We’re looking for a Portfolio Services Analyst with a strong background in asset management to join a dynamic investment team at a leading asset manager based in the West End of London. This role is critical in supporting outsourced dealing activitie...
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Miryco Consulting is recruiting on behalf of a leading global multi-asset investment manager. The firm is award winning with a mission centred around sustainable investing, and offices globally. Due to company growth, they are now looking to recruit ...
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