CMC is seeking two experienced Compliance Officers to join our team on an interim basis. Your primary role will be to complete core tasks as part of o...
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Compliance Analyst Up to 60k Remote working (Occasional London Travel) This role is best suited to those with 5 years’ experience within Compliance for an Asset Management organisation, relevant industry qualifications desirable. You will be reportin...
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Are you passionate about compliance in the financial services sector? We’re partnering with a leading lending company based in London who is on the lookout for a proactive and detail-oriented Compliance Officer to join their dynamic and supportive te...
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Benefits include annual bonus, private medical insurance, health care cash plan, life assurance, pension, season ticket loan, 25 days annual leave Well-established organisation, hybrid working 4 days in the office, Friday working from home Supportive...
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MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office. This prestigious Hedge Fund has a rich history of excellence and innovation in the financ...
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Compliance Executive Industry: Financial Services Hybrid Model (2 days on site) 300 - 350 per day (Inside IR35) Role overview: You will be responsible for supporting the Compliance Manager with the review and approval of all marketing collateral, in ...
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We are looking for an experienced, organised, and knowledgeable Compliance Manager to join the Financial Planning Leadership Team of this highly regarded financial planning organisation. The key responsibility is to build and deliver oversight of the...
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The role is primarily responsible for overseeing compliance across the company, and ensuring compliance with all applicable laws, rules, regulatory requirements and related policies, and procedures. The role is responsible for establishing standards ...
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Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...
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Key responsibilities: Working closely day-to-day with the retail leadership team, you will have a dotted line to the central Risk and Compliance function where you will maintain a clear line of communication sharing best practice and helping to deliv...
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CMC is seeking two experienced Compliance Officers to join our team on an interim basis. Your primary role will be to complete core tasks as part of our Compliance Management Program (CMP). This role will require collaboration with our German office ...
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Sterling Williams are working closely with a international Wholesale Bank based in the City of London who are looking to grow their Compliance team on a permanent basis. If you have a legal background, and experience within banking compliance in the ...
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About the position: My client is a small-sized business that are well respected within the Employee Benefits and Pensions space. Due to continued success they are making strategic hiring for a Compliance Support Executive. This person will be working...
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Ready to Make an Impact in Mortgage Compliance? Are you passionate about ensuring fairness and transparency in lending? Do you have experience in mortgage compliance and a keen eye for detail? If so, this could be the perfect opportunity to take the ...
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Join a world-leading, international financial services provider with a reputation for excellence. Operating across multiple jurisdictions, the firm values results, fosters relationships, and celebrates its achievements. If you are a collaborative pro...
MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast paced environment and will ...
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We have an exciting opportunity for an experienced Funds compliance officer at a fast growing investment/asset management company. Currently, they have an AUM of around 50 billion pounds, and they have a mix of funds including AIFMD funds. This would...
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Our Client, a hugely successful IFA Compliance support organisation with a superb reputation are keen to appoint an IFA Compliance professional who is Fully Diploma qualified. The vacancy is a hybrid role, and you will be expected to work at home or ...
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Our client is an investment led Multi Family Office start-up company founded in 2022 with a focus on the Far Eastern region. They provide bespoke holistic and independent family financial advice around wealth structuring investment management and cor...
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Sterling Williams are working closely with a growing FinTech/Electronic Money Institution (EMI) in hiring a Senior Compliance Analyst - this will likely suit candidates with a minimum of 4/5 years of experience in Compliance and Financial Crime Compl...
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Company Overview: Join a leading Wealth Management firm that provides tailored investment solutions to private clients, trusts, and institutional investors. With a strong commitment to regulatory excellence and client-focused investment strategies, t...
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Reed Banking are currently representing an international banking organisation in their recruitment for a Fraud Compliance Manager. This role is crucial for managing and mitigating risks related to card payments financial crimes within the bank. The s...
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A boutique bridging lender based in London with a track record of providing innovative financing solutions requires an experienced Compliance and Risk Officer to join its friendly and busy team. Its commitment to excellence and client satisfaction ha...
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Risk and Compliance Officer Financial Services London 45-55k We are working with a London based, Bridging Lender, who have a commitment to excellence and client satisfaction, which has positioned them as a trusted partner in the bridging market. As t...
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Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...
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Taking on a key leadership role with the firm, you will be responsible for: Providing broad compliance advisory support to the fund managers Maintaining and updating compliance manual and policies and procedures Managing the compliance program on day...
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