About Us The Prax Group is a British multinational independent production, refining, storage, distribution and sales conglomerate dealing in crude oil...
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We have an exciting opportunity for a Compliance Analyst to support the Conduct Policies Training in London. Reporting into a Senior Compliance Manage...
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About Us The Prax Group is a British multinational independent production, refining, storage, distribution and sales conglomerate dealing in crude oil, petroleum products and biofuels, headquartered in Weybridge, Surrey. Our mission is to conduct bus...
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We have an exciting opportunity for a Compliance Analyst to support the Conduct Policies Training in London. Reporting into a Senior Compliance Manager, your position will involve supporting Pillar 3 of the Compliance function (focusing on Policy Gov...
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We are currently looking for an Assistant Tax Manager to join our team in London. You will be responsible for supporting the Group Tax Manager and VAT Manager with the group’s global tax compliance and reporting obligations. The role is a mixed tax r...
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Compliance Assistant - City - 27k Hybrid working, 09:00-17:30 Wise May are looking for a Compliance Assistant to join our client, a personable and progressive law firm based in the City. This is a great opportunity to join a friendly team at the star...
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The team you will be joining is compact, allowing for a significant impact by each member. As a Compliance Analyst, your expertise will be pivotal in navigating the complex regulatory landscape, ensuring the firm's adherence to the highest standards..
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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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Compliance Analyst: Supporting Effective Risk Management Are you a detail-oriented individual with a passion for ensuring regulations are met? Do you thrive in a fast-paced environment where you can utilise analytical and investigative skills? If so,...
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The WTW Compliance Function’s aim is to proactively support WTW to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships. ...
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Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...
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Job Description Connells Group have an exciting opportunity working as a Compliance Monitoring Analyst in our office in Leighton Buzzard. Flexible working arrangements with requirements to visit Head Office or branch sites. A company laptop is provid...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Job Reference: TS/GB/01-07/1219 Job Title: Operations & Compliance Administrator Location: Site Based Site Address: Wembley, London Postcode: HA9 0FJ Salary: Competitive Hours per week: Monday, Tuesday, Wednesday, Thursday, Friday - 08:30 - 17:00 - 4...
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Welcome to Lomond , the UK's leading network of lettings and estate agencies. We are not just a successful acquisitions company; we have established ourselves as a prominent player in the real estate industry. Our extensive network consists of 12 lea...
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About us: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect ...
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The role: As Compliance Officer & MLRO (SMF 16 & 17), you will play an important role in the scaling up the business in a compliant and robust manner, as they continue to launch new products and explore additional regulatory permissions, home and abr...
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Key Responsibilities Help to map the regulatory framework, horizon scan for developments, report and respond to regulation or legislation within Compliance’s remit. Assit in helping to develop, implement, embed and maintain an efficient and independe...
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Responsibilities (brief): Maintain regulatory developments and support the business in assessing impacts Facilitate compliance with regulatory requirements Be a trusted advisor for any regulatory or governance queries by providing guidance and steer ...
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To support our growing team, we are looking for an experienced T&C Supervisor, who can also lead our internal quality initiatives (our “Excellence” process), alongside supporting the Financial Planning and Defined Contribution (DC) Consulting teams w...
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Macquarie Asset Management is part of Macquarie Group, a diversified financial group providing clients with asset management, banking, advisory and risk and capital solutions across debt, equity, and commodities. Headquartered in Sydney and with offi...
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Key Responsibilities: Address inquiries from external parties regarding market activity and internal controls for trading activities. Identify and escalate compliance issues to senior management, and assist in finding solutions. Approve access to con...
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Our investment banking client has been present in the UK for more than 150 years, they're a long-term partner to British business. Today, the Group is formed of 10 divisions and employs 9,300 staff based in 21 core locations right across the country..
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The Group Compliance Function’s aim is to proactively support WTW to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships...
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IT Compliance & Controls Manager needed to join our team in Watford. The opportunity: You will be a key member of our IT Team, helping to ensure there is a robust data & technology controls framework. This role offers an excellent opportunity to make...
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Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...
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This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience ...
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