411 Compliance Jobs in Hertfordshire

We have an exciting opportunity for a Compliance Analyst to support the Conduct Policies Training in London. Reporting into a Senior Compliance Manager, your position will involve supporting Pillar 3 of the Compliance function (focusing on Policy Gov...

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Compliance Assistant - City - 27k Hybrid working, 09:00-17:30 Wise May are looking for a Compliance Assistant to join our client, a personable and progressive law firm based in the City. This is a great opportunity to join a friendly team at the star...

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Compliance Officer, 12-month contract Our client is seeking a Compliance generalist to join its team in the UK. The role will report directly to the Head of UK Compliance. Key Responsibilities: Support the business' overall compliance program, focusi...

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MERJE are currently supporting a long established FX/Currency business in their search for a Compliance specialist in London. You’ll have a fairly wide remit of responsibility, however expected that 50% of your time will be dedicated to managing thei...

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I am currently looking for an experienced Compliance Specialist to join a SME who are within the wealth/asset management industry This company has seen significant success over recent years and is currently undergoing a acquisition phase within their...

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Head of Compliance Industry: Financial Services - Payments/ FX Hybrid working 100,000 per annum Role overview: As Head of Compliance and MLRO you will be responsible for the Compliance and Risk Frameworks, working directly with the Managing Director..

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The WTW Compliance Function’s aim is to proactively support WTW to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships. ...

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Rev & Regs are recruiting for a Compliance Monitoring Manager role on behalf of a well-established Fintech company, based in London. Responsibilities: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan As...

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My client is seeking a diligent and detail-oriented Compliance Assistant to join a dynamic compliance team. This is a hybrid role, offering the flexibility to work both remotely and from their central London office. The successful candidate will play...

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Our client is seeking a Senior Compliance Manager to provide first-class, commercially focused compliance advisory support within real assets. This role offers the opportunity to work in a dynamic environment where you will be advising, challenging, ...

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Equifind have teamed up with an exciting start-up payments firm in London, who are looking to add a senior compliance analyst to join the business. The business has been performing exceptionally and as a result of this growth, they are looking to add...

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Robert Half is working with a rapidly growing fintech company who are recruiting for a Compliance Monitoring Associate role, that is based in City of London. Company This Compliance Monitoring Associate role is for a thriving company that are looking...

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My client is seeking a graduate Compliance Assistant who is looking for their first step into the Financial Services sector. This is a generalist role, offering excellent exposure to Compliance and a real opportunity for growth and progression. Clien...

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I am recruiting for a Data Protection / Privacy Compliance officer paying a day rate of 528 via PAYE (inclusive of holiday). Their hybrid model requires staff in the office 4 days a week (non-negotiable) and expected contract during until January 202...

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Robert Half is working with a rapidly growing fintech company who are recruiting for a Compliance Monitoring Associate role, that is based in City of London. Company This Compliance Monitoring Associate role is for a thriving company that are looking...

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We are delighted to be partnering with a cutting edge fintech tasked with hiring a Compliance Officer and MLRO. Having successfully obtained FCA approval, this is a unique opportunity to build and lead their compliance function for growth, ensuring t...

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My client is seeking a diligent and proactive Compliance Analyst to join their team on a temp-perm hybrid basis. This role offers an exciting opportunity to grow with the business and transition into a permanent position, contributing to their missio...

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My client is seeking a skilled Compliance Officer to join their team on a temporary 6-month contract, with a strong potential for the role to become permanent. This is a hybrid position, offering a blend of remote and on-site work, designed to provid...

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Responsibilities (brief): Maintain regulatory developments and support the business in assessing impacts Facilitate compliance with regulatory requirements Be a trusted advisor for any regulatory or governance queries by providing guidance and steer ...

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Compliance Manager This is a key position within the Risk & Compliance team, to act as an SME in funds and investments, specifically responsible for investment product oversight. The business is an award-winning application, in the home, investments,...

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Compliance Operations Manager Our client is an award-winning financial services provider based in The City, specialising in areas such as HNW Mortgages, Wealth Management, General Insurance, Life Insurance, Short Term Lending, Commercial Finance and ...

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Role Responsibilities Champion the company's compliance with Financial Conduct Authority (FCA) regulations. Own all aspects of UK regulatory reporting for their Open Banking & Payments licences. Partner with the Head of UK Compliance and senior leade...

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Are you an accomplished Compliance leader with a wealth of experience spanning multiple jurisdictions? We are tasked with recruiting for a Global Head of Compliance role on behalf of our client. This presents a remarkable opportunity to join a firm r...

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The Group Compliance Function’s aim is to proactively support WTW to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships...

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Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...

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