About Us The Prax Group is a British multinational independent production, refining, storage, distribution and sales conglomerate dealing in crude oil...
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About Us The Prax Group is a British multinational independent production, refining, storage, distribution and sales conglomerate dealing in crude oil, petroleum products and biofuels, headquartered in Weybridge, Surrey. Our mission is to conduct bus...
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Are you an experienced Compliance Manager with knowledge of mental health services and how they work, have excellent communication skills, exercise diplomacy and have a strong eye for detail? If so, join Elysium Healthcare as the Compliance Manager w...
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The team you will be joining is compact, allowing for a significant impact by each member. As a Compliance Analyst, your expertise will be pivotal in navigating the complex regulatory landscape, ensuring the firm's adherence to the highest standards..
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What the Hiring Manager Says At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even great...
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Role & Responsibilities Experience in compliance and/or risk from a similar environment, preferably within asset management. Client Interaction: dealing with client compliance enquiries from allocated client’s e.g. general compliance reporting, due d...
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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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The Regulatory Risk team is responsible for regulatory horizon scanning, managing relationships with regulators, regulatory reporting, individual and entity licensing, board and management reporting. At Macquarie, our advantage is bringing together d...
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Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Job Description: Job Title Compliance Control Room Location London Corporate Title Assistant Vice President The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls...
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Compliance Business Partner – Wealth Are you a compliance business partner experienced in the UK Pensions or Wealth Management industry? If yes, we have an exciting opportunity to join our team in London. This is a hybrid role, offering the flexibili...
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Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...
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This is an Analyst or Associate-level role within the London Global Banking and Markets - Public Compliance Team providing compliance coverage across market-leading Fixed Income, Currencies and Commodities (FICC) business units, primarily focusing on...
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Vice President Compliance Investment Banking London – Up to 100,000 Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. ...
Fixed Term Contract Duration - 6 Months What the Hiring Manager says At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to st...
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OUR IMPACT This is an exciting opportunity for an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to join the firm's Compliance Testing Group to conduct detailed reviews covering the various firm businesses and divisions...
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Macquarie Asset Management is part of Macquarie Group, a diversified financial group providing clients with asset management, banking, advisory and risk and capital solutions across debt, equity, and commodities. Headquartered in Sydney and with offi...
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Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...
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A leading Wealth & Asset Management business is looking to hire an ESG Compliance Officer to join their growing Compliance function in a newly created role. The position will be an initial 18 month fixed term contract. This role will require an indiv...
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To support our growing team, we are looking for an experienced T&C Supervisor, who can also lead our internal quality initiatives (our “Excellence” process), alongside supporting the Financial Planning and Defined Contribution (DC) Consulting teams w...
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Meraki Talent are currently working with a growing London, Mayfair based overseas wholesale and private bank that are looking to hire a regulatory compliance officer. Working closely with the Head of Compliance to ensure that the Bank complies with r...
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Regulatory compliance officer Full time/ Permanent Bank - City of London 3 days per week in office Paying up to 60,000 ? ?Day to Day Maintain a culture of compliance and ethical behaviour Proactive management of performance and targets Development of...
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This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience ...
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A Wealth Management business is looking to recruit a Compliance Monitoring Associate to join their business. The role will work within a closeknit Compliance Monitoring team which is part of the broader Compliance function. Ideal opportunity for an i...
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Our client, a leading global bank with a range of retails and corporate financial products, are looking to recruit a Compliance/On-Boarding Analyst for a 12 month FTC. Main Responsibilities Conducting Quality Checks (QC) on ALL new account opening ap...
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