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Compliance Associate

21 October by MERJE Ltd

MERJE are currently supporting a long established FX/Currency business in their search for a Compliance specialist in London. You’ll have a fairly wide remit of responsibility, however expected that 50% of your time will be dedicated to managing thei...

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Compliance Analyst

As a Junior Compliance Analyst, you will play a key role in ensuring the company complies with all relevant regulations and industry standards. This hybrid role will allow you to work both remotely and from their vibrant City of London office, giving...

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Compliance Officer

28 October by MERJE Ltd

MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office. This prestigious Hedge Fund has a rich history of excellence and innovation in the financ...

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Compliance Manager

We are looking for an experienced, organised, and knowledgeable Compliance Manager to join the Financial Planning Leadership Team of this highly regarded financial planning organisation. The key responsibility is to build and deliver oversight of the...

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Head of Compliance

17 October by MERJE Ltd

MERJE is seeking an experienced Head of Compliance for a leading FinTech company. This crucial role involves implementing effective compliance functions, monitoring ethics efforts, and providing guidance to the Executive Committee and regulated Board...

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Compliance Analyst

21 October by Robert Walters

Our client is seeking a Compliance Analyst to join their dynamic Asset Management Compliance team. This role offers the opportunity to work in the heart of London's financial centre, in a state-of-the-art office designed for flexible working. This is...

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Compliance Manager

21 October by Fram Search

Hybrid working Salary bonus Asset management compliance experience needed Our client is a successful and long-established alternative asset manager with good levels of AuM. They are keen to hire a mid-level compliance manager to cover a wide range of...

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Compliance Officer

23 October by Robert Walters

Our client is seeking a Compliance Officer with a strong background in file reviewing and a deep understanding of FCA COBs, particularly suitability. This role offers the opportunity to work within an established Central Compliance team, reporting di...

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VP of Compliance

1 week ago by Profectus Recruitment

Profectus is working with a global fintech organisation looking for a VP of Compliance. This position will suit a Chief Compliance Officer, Head of Compliance, or Director of Compliance. You will be working for an impressive global company that promo...

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Head of Compliance

Are you an experienced Head of Compliance looking for your next opportunity? Would you like to work on a fully remote basis? Transparent is proud to partner with this impressive business in this key piece of recruitment. The role would suit a motivat...

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Compliance Manager - Compliance Advice

9 October by eFinancialCareers

Fixed Term Contract Duration - 11 Months What the Hiring Manager says At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to s...

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Operational Compliance Office

4 days ago by Finitas

Operational Compliance Officer London - 4 days in the office per week Finitas are working with a leading quantitative-driven electronic market-maker partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the E...

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Compliance Officer - Investment

1 August by MERJE Ltd

MERJE has partnered with a leading multi-strategy investment firm and we’re on the lookout for a talented Compliance Officer join their London team. This role supports a team of two experienced Compliance specialists and will focussed on helping them...

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Head of Compliance & Risk

16 October by MERJE Ltd

MERJE has been exclusively instructed to support a highly regarded Investment Management firm in their search for a Head of Compliance & Risk. You’ll be responsible for overseeing the Compliance & Risk teams, engaging in a diverse range of tasks. Thi...

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Senior Compliance Manager - Compliance Advice

31 October by eFinancialCareers

About the Business Quilter plc is a leading provider of financial advice, investments and wealth management, committed to being the UK's best wealth manager for clients and their advisers. Quilter oversees 111.6 billion in customer investments (as at...

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Chief Compliance Officer

16 October by MERJE Ltd

MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast paced environment and will ...

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Compliance Associate - Banking

24 October by Reed

Compliance Associate Job Type: Full-time Permanant Location: London Benefits: Hybrid Working We are seeking a Compliance Associate for a prestigious Bank in implementing their regulatory compliance and AML frameworks. This role is integral in support...

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Compliance Monitoring Analyst

As a Compliance Monitoring Analyst, you'll play a key role in supporting the Compliance Monitoring Team in the implementation and execution of the compliance monitoring program. You'll conduct assessments, identify potential risks, and ensure our ope...

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Compliance Monitoring Officer

29 October by Robert Walters

Compliance Monitoring Officer Our client is seeking a diligent and proactive Compliance Monitoring Officer to join their team in London. This role offers an exciting opportunity to assist the Compliance Monitoring team with the execution of the Branc...

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Compliance Monitoring Officer

Exciting Opportunity for a Compliance Monitoring Officer in the Banking Industry. Are you an experienced Compliance professional seeking a new challenge in a dynamic and prestigious organisation? Our client, a leading player in the banking sector, is...

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Compliance Monitoring Consultant

4 October by Morgan McKinley

My client a Global Investment Manager is looking for a Compliance Monitoring Consultant for a 6 month contract. This role is an exciting oppurtunity to support the streamlining of their compliance monitoring plan, and is ideal for somone with a stron...

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Compliance Monitoring Officer

3 October by Reward Recruitment

Compliance Monitoring Officer Home Based 40,000 - 45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The b...

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IFA Compliance officer

A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA Compliance Consultant. The role is home based Home based role with some travelling. The job is a hybrid role, and you will be expected to work ...

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Head of Compliance Monitoring

2 days ago by Broster Buchanan Ltd

Superb salary and company benefits. A role with great exposure and progression. A value-adding role with lots of exposure. What you will be doing: Working with the Director of Compliance, Head of Conduct & Compliance Advisory and other stakeholders, ...

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Senior Compliance Analyst

29 October by eFinancialCareers

The Vacancy The role The candidate will support the Head of Compliance, and the compliance team to deliver, maintain and help comply with Davies Insurance Services regulatory compliance framework and oversee the Intermediary Services' network of Appo...

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