353 Compliance Jobs in London

This role is a 12 month Fixed Term Contract. Carry out desk based and thematic reviews of the firm's Wealth Management Division, as part of second line of defense and in line with the firm’s risk-based compliance monitoring programme. Skills and Qual...

Go to similar: Adviser jobs in london

The post-holder will: Provide accurate, timely and practical regulatory compliance advice to the Private Client business on lending (regulated, unregulated and consumer credit) For regulated lending, advise on the meaning and application of FCA rules...

Go to similar: Advisor jobs in london

Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...

Go to similar: Manager jobs in london

The ideal candidate disposes of: Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities. Monitor industry practice w...

Go to similar: Officer jobs in london

Our client, a Global Bank, are looking for an E-Trading Compliance Advisory AVP to join their Compliance Advisory team based in London. Responsibilities below: You will also be responsible for providing advice and guidance on regulatory requirements ...

Go to similar: Compliance Advisory jobs in london

Join us as a Conduct & Compliance Associate in NatWest Markets We’ll look to you to lead regulatory compliance and conduct insight, oversight and challenge You’ll be providing expert support, advice, MI and escalation to leaders and the business on r...

Go to similar: Associate jobs in london

Join us as a Conduct & Compliance Associate in NatWest Markets We’ll look to you to lead regulatory compliance and conduct insight, oversight and challenge You’ll be providing expert support, advice, MI and escalation to leaders and the business on r...

Go to similar: Associate jobs in london

Job Description: Job Title Head of Employee Compliance Strategy & Risk Management Location London Corporate Title Director Employee Compliance's (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees to observe ...

Go to similar: Manager jobs in london

Maldon Partners are recruiting a Senior Compliance Officer (VP) on a 12-15 Month Maternity cover basis for a Global Alternative Investment Manager based in London. The firm has c$50bn AUM across four main business areas: Private Equity, Real Estate, ...

Go to similar: Officer jobs in london

Role Purpose To lead the global team of compliance professionals and legal experts at Baanx/CL, ensuring the company's continued growth, innovation, and compliance across all relevant regulatory jurisdictions. Baanx/CL provides crypto-enabled card an...

Go to similar: Counsel jobs in london

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...

Go to similar: Analyst jobs in london

Our client offers Investment Banking, Private Equity and Institutional Sales services across Europe . In Europe their London and Frankfurt offices act as a strong, stable and trusted financial partner to clients in Investment Banking, Private Equity ...

Go to similar: Analyst jobs in london

Our client, a Global Bank, are looking for a Vice President, EMEA Compliance Advisory Operations to join their Compliance Advisory team based in London. Responsibilities below: Lead and oversee the provision of technical regulatory advice to Enterpri...

Go to similar: Operations jobs in london

Investment Management - Portfolio Guideline Compliance - Associate London Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management...

Go to similar: Manager jobs in london

Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index p...

Go to similar: Manager jobs in london

Our Compliance, Governance, and Frameworks team, based in London, is instrumental in ensuring our adherence to both internal and external regulations, rules, and best practices. We focus on supporting the EMEA (Europe, Middle East, and Africa) and th...

Go to similar: Manager jobs in london

Responsibilities / Accountabilities Provide a proactive and expert advisory service to all areas of the organisation regarding regulatory matters. Providing advice to Corporate Finance, Corporate Broking, Institutional Sales, Trading, Research and M&...

Go to similar: Corporate jobs in london

Responsibilities The Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for coordinating the framework aimed at preventing, identifying, assessing, and controllin...

Go to similar: Advisor jobs in london

Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index p...

Go to similar: Officer jobs in london

Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required Ref: 4047G2 60K - 65K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is...

Go to similar: Administrator jobs in london

Practice Group / Department: General Counsel & Risk Management Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institutio...

Go to similar: Officer jobs in london

About Us Bank of China London Branch is the first ever overseas Chinese financial institution in a global financial services hub. Established in 1929, Bank of China has expanded steadily in the UK and has become the first choice for both Chinese 'goi...

Go to similar: Officer jobs in london

We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; w...

Go to similar: Manager jobs in london

Exciting Opportunity for Interim Head of Tax We are looking for an experienced and fully qualified Interim Head of UK Tax to join our team on a contract basis, working with a diverse range of clients across the UK. In this pivotal role, you will ensu...

Go to similar: Manager jobs in london

Primary Details Time Type: Full time Worker Type: Employee Location: London / Sydney Type: Permanent, full time Hybrid role, Happy to talk flexible working The opportunity Our Group Third Party Risk team (a line 1 function) is responsible for the ove...

Go to similar: Manager jobs in london