Company Description Here at esure Group, we’re no strangers to change. As one of the industry leaders in the insurance business, striving to become a ...
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Since launching in 1989, CMC Markets (CMC) has become one of the world's leading online financial trading businesses. CMC is listed on the London Stoc...
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Company Description Here at esure Group, we’re no strangers to change. As one of the industry leaders in the insurance business, striving to become a world class digital insurer, we’re getting ready for more. It’s creating great new opportunities for...
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Since launching in 1989, CMC Markets (CMC) has become one of the world's leading online financial trading businesses. CMC is listed on the London Stock Exchanges and serves retail and institutional clients through regulated offices and branches in 13...
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Compliance Administrator - London Salary: Competitive Contract to 5th September 2025 Monday to Friday, 9 am - 5 pm, hybrid Working: 3 days in the office, 2 days remote (initially fully office-based for training) Are you ready to take your career in c...
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Job Description: Job Title Compliance Control Room Location London Corporate Title Assistant Vice President The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls...
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Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title VP You will be a member of the Compliance team covering the Bank's Global Financing and Credit Trading (GFCT) platform. This position re...
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Our client, an innovative challenger bank, is on the lookout for a proactive Compliance Analyst to join their compliance and risk function. This role offers a unique opportunity to be part of a forward-thinking financial institution, ensuring adheren...
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A prestigious international bank is seeking a dynamic new addition to its busy Compliance area. Your duties will include: Assisting the Compliance team in ensuring all the compliance functions remain up to date with requirements issued by any statuto...
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Our client, a successful brokerage based in London, is seeking an experienced Head of Compliance to lead their compliance function within a dynamic financial services environment. This is a key leadership role, reporting to the Board, with responsibi...
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Head of Compliance Location: London, UK Sector: Financial Services Salary: Competitive Bonus Benefits About the Company: Our client is a leading financial services organisation based in the heart of London. With a strong reputation for innovation and...
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Job Overview We are seeking an experienced Compliance Manager to join the London branch of an established foreign bank. This role offers the opportunity to oversee regulatory compliance and ensure the bank’s operations align with PRA and FCA require...
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This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience ...
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We are recruiting for a leading city based Stockbroker / Wealth Management firm are looking for a Compliance Manager to oversee the day to day management of the Compliance Department. Main Responsibilities Submission of RegData regulatory reports, no...
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The role will provide oversight of regulatory processes across the business ensuring compliance with regulatory requirements and internal policies and procedures. This will include working closely with the COO to assist in managing the risk framework...
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Candidates should have the following skills and experience: A number of years’ compliance advisory experience, ideally with a background in regulated lending Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC...
Job Overview We are seeking an experienced Compliance Manager to join the London branch of an established foreign bank. This role offers the opportunity to oversee regulatory compliance and ensure the bank’s operations align with PRA and FCA require...
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What You Will Learn from This Program As a Compliance Intern, you will gain valuable hands-on experience and insights into key areas of compliance operations, including: Client Onboarding and Due Diligence: Participate in the client onboarding proces...
Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, t...
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Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financ...
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Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financ...
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Man Group is looking to hire a Junior Compliance Officer as part of its investment management Compliance team. The role will report into the Head of Compliance, AHL but will assist across a variety of tasks and business lines across all of Man Groups...
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Compliance Manager - 12 Months FTC Department: Compliance Employment Type: Fixed Term - Full Time Location: London Description The candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies Insu...
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Core Responsibilities: Advising traders on compliance matters related to foreign exchange and commodities. Overseeing daily trading activities and conducting communication surveillance. Handling inquiries from regulatory bodies and exchanges. Managin...
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We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalise...
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Eames Consulting is partnering with a reputable Insurance organisation to recruit a Compliance Analyst for their London Office. Key Responsibilities: Assist with the allocation of regulatory reporting duties, ensure compliance with reporting deadline...
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Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...
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