The WTW Compliance Function’s aim is to proactively support WTW to generate sustainable value, helping the company to deliver good client outcomes, ma...
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Are you an experienced compliance professional with a background in the Financial Planning industry? Are you passionate about making a positive impact on people's lives? If so, we have the perfect role for you As a Compliance Officer, you will play a...
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Location: Dorking, Surrey, UK Position: Compliance Officer Working Hours: 5 hours per day, 4 days per week Salary: 50,000 to 55,000 per annum (Full-Time Equivalent) About Us: A dynamic and respected Asset Management and Financial Advisor organisation...
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Are you an experienced compliance professional with a background in the Financial Planning industry? Are you passionate about making a positive impact on people's lives? If so, we have the perfect role for you As a Compliance Officer, you will play a...
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Compliance Officer, 12-month contract Our client is seeking a Compliance generalist to join its team in the UK. The role will report directly to the Head of UK Compliance. Key Responsibilities: Support the business' overall compliance program, focusi...
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One of the UK's most successful IFA networks has partnered with Vision-FS Recruitment to find an experienced Compliance Supervisor for its rapidly expanding Compliance team. The 30-year old Horsham-based business specialises in giving expert retireme...
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MERJE are currently supporting a long established FX/Currency business in their search for a Compliance specialist in London. You’ll have a fairly wide remit of responsibility, however expected that 50% of your time will be dedicated to managing thei...
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Our client is an international speciality insurer and reinsurer with offices in London, Bermuda, Luxembourg and Guernsey. They have brought together some of the best, brightest and most experienced re/insurance people to create an organisation built ...
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I am currently looking for an experienced Compliance Specialist to join a SME who are within the wealth/asset management industry This company has seen significant success over recent years and is currently undergoing a acquisition phase within their...
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As a Compliance Executive, you will play a crucial role in ensuring their operations adhere to regulatory requirements and internal policies. You will be responsible for monitoring and managing compliance risks, providing advice and guidance on regul...
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Position : Compliance Administrator Location : Horsham, West Sussex Minimum Requirements : Previous experience within an financial services administration role ideal; Good I.T. skills required; Strong communication skills Salary/package : Up to 26,00...
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Head of Compliance Industry: Financial Services - Payments/ FX Hybrid working 100,000 per annum Role overview: As Head of Compliance and MLRO you will be responsible for the Compliance and Risk Frameworks, working directly with the Managing Director..
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Head of Compliance Permanent Hybrid (2-3 days per week in London office SE1 7ND) 75 - 95K basic plus benefits Are you an experienced CCEP or CRCM certified Head of Compliance looking for a new challenge? Do you have a background in compliance, risk m...
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One of the UK's most successful, award-winning Financial Planning groups has partnered with Vision-FS Recruitment to find a suitable Compliance Consultant for its rapidly expanding team. The 30-year old business specialises in giving expert retiremen...
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Marc Daniels are working with a household name automotive company based in Bracknell in their recruitment for an interim Compliance Manager do help them deal with FCA regulations and changes for an initial 3 month period very likely to be extended. B...
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The WTW Compliance Function’s aim is to proactively support WTW to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships. ...
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Robert Half is working with a rapidly growing fintech company who are recruiting for a Compliance Monitoring Associate role, that is based in City of London. Company This Compliance Monitoring Associate role is for a thriving company that are looking...
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We are delighted to be partnering with a cutting edge fintech tasked with hiring a Compliance Officer and MLRO. Having successfully obtained FCA approval, this is a unique opportunity to build and lead their compliance function for growth, ensuring t...
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Our client is looking for an experienced Regulatory and Compliance Manager to help ensure that the business adheres to all the relevant laws and regulations. As the Regulatory and Compliance Manager you will be responsible for managing and running th...
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My client is seeking a diligent and proactive Compliance Analyst to join their team on a temp-perm hybrid basis. This role offers an exciting opportunity to grow with the business and transition into a permanent position, contributing to their missio...
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Salary bonus Hybrid working Sell-side background Our client is seeking a dynamic Chief Compliance Officer to lead a small, but busy, compliance team. Based in central London, our client is an FCA regulated sell-side firm and the role is to work acros...
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Responsibilities (brief): Maintain regulatory developments and support the business in assessing impacts Facilitate compliance with regulatory requirements Be a trusted advisor for any regulatory or governance queries by providing guidance and steer ...
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Compliance Manager This is a key position within the Risk & Compliance team, to act as an SME in funds and investments, specifically responsible for investment product oversight. The business is an award-winning application, in the home, investments,...
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Role Responsibilities Champion the company's compliance with Financial Conduct Authority (FCA) regulations. Own all aspects of UK regulatory reporting for their Open Banking & Payments licences. Partner with the Head of UK Compliance and senior leade...
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Risk & Compliance Analyst | Lloyd's Broker | London/Hybrid | 30 - 35,000 (doe) Finitas are delighted to be exclusively partnered with a boutique Lloyd's broker in their search for an additional Risk & Compliance Analyst to join their team. This is th...
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Rev & Regs are recruiting for a Compliance Monitoring Manager role on behalf of a well-established Fintech company, based in London. Responsibilities: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan As...
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