Since launching in 1989, CMC Markets (CMC) has become one of the world's leading online financial trading businesses. CMC is listed on the London Stoc...
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A highly respected international law firm with a strong London presence is seeking an Anti-Money Laundering (AML) & Compliance Assistant to join their growing Global AML & Compliance team. This full-time role provides an exciting opportunity to contr...
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Compliance Analyst | Insurance Broker | London/WFH | 40 - 50,000 (doe) Finitas are be delighted to be partnering with a growing insurance broker in their search for a newly created Compliance Analyst to join their team. You will be working closely wi...
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We are looking for an experienced, organised, and knowledgeable Compliance Manager to join the Financial Planning Leadership Team of this highly regarded financial planning organisation. The key responsibility is to build and deliver oversight of the...
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Your new company They are one of the largest logistics businesses internationally with over tens of thousands of employees across a wide range of jurisdictions. They are currently the premier logistics firm when it comes to sea and air transport. The...
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Head of Compliance Location - various locations throughout the UK Hybrid - Mix of home and office (2/3 days a week) Salary: up to 105k benefits MERJE is seeking a highly experienced Head of Compliance for a leading construction consultancy. This pivo...
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The role is primarily responsible for overseeing compliance across the company, and ensuring compliance with all applicable laws, rules, regulatory requirements and related policies, and procedures. The role is responsible for establishing standards ...
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Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financ...
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Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or r...
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This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector. With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professio...
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They have been one of the top performing hedge funds over the past few years and have one of the best reputations in the industry. They attract the best talent available and are continuing to make hires across the business, as they continue to grow. ...
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Maldon Partners are recruiting a Compliance Manager on a permanent basis for a rapidly growing Corporate Finance and Wealth Management Firm based in the City of London. The role has been created due to expansion and requires an experienced compliance...
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Job Overview We are seeking an experienced Compliance Manager to join the London branch of an established foreign bank. This role offers the opportunity to oversee regulatory compliance and ensure the bank’s operations align with PRA and FCA require...
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They have been established for many years and have performed increasingly well, doubling in both headcount and AUM. Headquartered in London, they have added global offices in New York and Asia, with exciting buildouts planned across the business. The...
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This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience ...
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At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset ...
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Key responsibilities: Working closely day-to-day with the retail leadership team, you will have a dotted line to the central Risk and Compliance function where you will maintain a clear line of communication sharing best practice and helping to deliv...
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The post-holder will: Provide accurate, timely and practical regulatory compliance advice to the Private Client business on lending (regulated, unregulated and consumer credit) For regulated lending, advise on the meaning and application of FCA rules...
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Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...
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Highly successful and growing Investment company Role SMCR Lead, working closely with Compliance, HR and broader teams to deliver the Senior Managers and Certification Regime (SM&CR) with the aim of ensuring the arrangements for SMCR are still approp...
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Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...
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Candidates should have the following skills and experience: A number of years’ compliance advisory experience, ideally with a background in regulated lending Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC...
CMC is seeking two experienced Compliance Officers to join our team on an interim basis. Your primary role will be to complete core tasks as part of our Compliance Management Program (CMP). This role will require collaboration with our German office ...
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Exclusive: Head of Compliance & MLRO – Private Equity / Alternative Asset Management Experience Required Ref: 4095G 120K - 130K Good Bonus & Benefits Hybrid/London We have been exclusively appointed by our Client, a Private Equity Asset Manager looki...
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About the Role A leading financial institution is seeking an experienced Head of Compliance to oversee its compliance function. This is a Senior Management Function (SMF16 & SMF17) role, carrying prescribed responsibilities under the Senior Managers ...
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Head of Compliance Location: London, UK Sector: Financial Services Salary: Competitive Bonus Benefits About the Company: Our client is a leading financial services organisation based in the heart of London. With a strong reputation for innovation and...
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