39 Compliance Jobs in Uxbridge

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Compliance and Risk Department Manager

10 February by Candidate Source Ltd

As a Compliance and Risk Department Manager you will be providing second line of defence to our client’s business reporting into the Head of Risk and Compliance. Responsibilities will include associate management, regulatory compliance advisory, risk...

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Mortgage File Checker / Compliance Administrator

Mortgage File Checker / Compliance Administrator Our client is a highly successful mortgage brokerage specialising in providing bespoke solutions in areas of residential and commercial mortgage lending. An opportunity has become available for a Mortg...

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Operational Risk Compliance Manager (temporary initial 3 months)

Exciting Opportunity : Operational Risk Compliance Manager Join a Finance Industry Leader and Elevate Your Career on a temporary basis an initial 3 month period Our client, a distinguished leader in the finance sector, is on the hunt for a seasoned a...

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Office Manager

20 January by CU RECRUITMENT LTD

Job Reference Number: CUR0078 Office Manager Uxbridge, in-office 1-year fixed-term contract (maternity cover) Part-time, 9am - 2pm Monday - Friday 16 - 18 per hour (dependent on experience) 20 days holiday bank holidays, rising to 28 with length of s...

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Financial Administrator, Edgware, Northwest London, up to £34,000 - £45,000 (DOE)

29 January by Financial Divisions

Wealth Management Firm Excellent Benefits & Progression My client a forward-thinking wealth management firm is looking for a Financial Administrator who will particularly focus on pre-meeting client duties. This role is critical in ensuring the seaml...

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Senior Administrator

22 January by Ortus PSR

"Join a Leading Wealth Management Firm as a Senior IFA Administrator" An exciting opportunity has arisen for a highly experienced and detail-oriented Senior IFA Administrator to join a prestigious Wealth Management firm. This role is ideal for a prof...

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Mortgage Underwriter

Mortgage Underwriter Watford Role Summary: The mortgage underwriter reviews loan applications, financial documents, and risk factors to make informed lending decisions, ensuring compliance with company policies, regulatory requirements, and industry ...

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KYC Onboarding Manager

Our client has grown to become a leading global foreign exchange, payment and financial technology provider. Based in Amersham, they're looking to recruit a KYC Onboarding Manager to join them. The successful candidate will have experience in KYC and...

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Senior Paraplanner

28 January by Blakemore Recruitment

Role: Senior Paraplanner Position Overview As a member of the paraplanning team, you will work collaboratively with the financial planners and compliance team to deliver quality and tailored financial planning services to clients. You will strive to ...

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Financial Administrator (SJP Wealth Management), up to £34,000 - £45,000 (DOE), near Harrow

22 January by Financial Divisions

Excellent Benefits & Progression Offices Based Near Harrow (Northwest London) Are you a seasoned professional with extensive SJP experience? My client, a leading SJP Practice specialising in personalised wealth management solutions, is on the lookout...

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Mortgage and Protection Advisor

My client is a very well established, successful, Directly Authorised Independent Mortgage Brokerage. The company's main aim is to provide the best and most impartial advice available to its clientele. The firms clients are frequently of a HNW nature...

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Practice Manager (SJP Weal Crawford Dean Wealth Management), near Harrow, £34,000 - £45,000 (DOE)

14 February by Financial Divisions

Excellent Benefits & Progression Near Harrow, Northwest London My client, a leading SJP practice specialising in personalised wealth management, is seeking an experienced Financial Administrator with at least 3 years’ experience. This well-establishe...

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Financial Administrator (SJP Wealth Management), up to £34,000 - £45,000 (DOE), near Harrow

22 January by Financial Divisions

Excellent Benefits & Progression Offices Based Near Harrow (Northwest London) Are you a seasoned professional with extensive SJP experience? My client, a leading SJP Practice specialising in personalised wealth management solutions, is on the lookout...

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Assistant Head of Finance

11 February by Claires Court

Looking for a fulfilling role in education? We're hiring an Assistant Head of Finance to make a real difference at Claires Court School, where your expertise will help secure our financial future and sustainability. Apply today Assistant Head of Fina...

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Mortgage Paraplanner

4 days ago by NRG Resourcing Ltd

Are you a meticulous mortgage professional ready to elevate your career? If you're seeking a role that offers career growth, flexibility, and the chance to make a real impact, this opportunity is for you About the Mortgage Brokerage Join a dynamic an...

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Mortgage Administrator

15 January by Psixty UK Ltd

Our client are a specialist Mortgage Broker based in Watford with over 20 years of experience in complex lending requirements. The growth and expansion of the business has lead to new roles within the company. We are looking for an experienced Admini...

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Mortgage and Protection Advisor

10 January by Psixty UK Ltd

Over the last 20 years our client has grown to become the UK's leading specialist finance broker, providing fast, flexible unrivalled access to the UK’s specialist finance marketplace. The continuous growth has created new roles within the residentia...

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Mortgage and Protection Advisor

10 February by GCB Recruitment

We are currently looking for a Mortgage and Protection Advisor to join our clients, a nationally recognised Estate Agency, who are looking for a Mortgage and Protection Advisor to join their busy team in the Harrow area. This is an extremely fast-pac...

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Employee Benefits Consultant

16 January by Alexander Lloyd

Employee Benefits Consultant Here at Alexander Lloyd, we are partnered with a consultancy that is continuing their growth throughout 2025 for an Employee Benefits Consultant. Role & Responsibilities: Managing a portfolio of SME clients across Group R...

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Residential Mortgage Advisor

Job Title: Residential Mortgage Advisor Location: Watford Salary: Up to 40,000 depending on experience with a realistic OTE 70,000 Hours: Monday to Friday 9 am to 5.30 pm Benefits: Private Medical Healthcare through Vitality Dental Scheme Additional ...

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Client Services Specialist

16 January by Alexander Lloyd

Client Service Specialist - Group Risk Here at Alexander Lloyd, we are working with an established employee benefits consultancy that are seeking an experienced Client Service Specialist to join the team. Role & Responsibilities: Act as the primary c...

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Administrator

14 February by Reed

Join a flexible and dynamic company, where they value excellence and innovation. They are seeking a highly organised and detail-oriented individual with strong administrative experience to support a growing team. Responsibilities: Administrative Supp...

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Administrator

14 February by Reed

Join a flexible and dynamic company, where they value excellence and innovation. They are seeking a highly organised and detail-oriented individual with strong administrative experience to support a growing team. Responsibilities: Administrative Supp...

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SJP Practice Manager (Wealth Management), Offices Based Near Harrow, up to £45,000 (DOE)

22 January by Financial Divisions

Excellent Benefits & Progression Location: Offices Based Near Harrow, Northwest London Do you have a lot of SJP experience and are you an experienced professional? My client, a top SJP practice that specialises in customised wealth management solutio...

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Operations Manager

12 February by Blakemore Recruitment

A highly respected and successful Chartered Financial Planning practice trading for over 30 years and are based in South West London. They require an Operations Manager to join the management team. Reporting directly to the Partners, the successful c...

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