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This role requires a solid understanding of PRA rules and standards, and expert knowledge of FCA conduct regulation, including COBS, BCOBS, MCOBS, CASS, and CONC, as well as SYSC, SUP, DISP, and GDPR. Essential Qualifications / Experience Minimum of ...
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Compliance Manager with a deep understanding of the commodities derivative market is required to support the Head of Compliance & MLRO in managing the daily operations of the Compliance Team at a leading international bank based in London. As the Com...
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This is a first line of defence compliance role, implementing recommendations, and driving the Risk culture across the organisation. This is an amazing opportunity in a rapidly growing business, working in a very supportive team. The following skills...
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This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience ...
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Key Responsibilities Help to map the regulatory framework, horizon scan for developments, report and respond to regulation or legislation within Compliance’s remit. Assit in helping to develop, implement, embed and maintain an efficient and independe...
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My Client is a top 20 Practice firm, and they are looking for a Compliance Manager or Senior Manager to joint their growing team. Responsibilities The Compliance Manager/Senior Manager plays a vital role in the Firm's System of Quality Management (SO...
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Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...
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Compliance Manager, Funds and Distribution 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we ...
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We are working with a leading organisation within the automative industry, whose mission is to support and promote the interest of the sector, driving innovation, sustainability, and economic growth. They are looking for a skilled Data Protection and...
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Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, t...
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Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...
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Please note: Experience with Aladdin/Webfolio is a core requierement for this role. We have partnered with one of our top clients, a leading global asset manager, seeking to hire an experienced Senior Risk Manager for their London office. This critic...
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This is a first line of defence compliance role, implementing recommendations, and driving the Risk culture across the organisation. This is an amazing opportunity in a rapidly growing business, working in a very supportive team. The following skills...
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Responsibilities: Define and implement Investment and Trading Compliance framework including best execution, market abuse, fair & timely trade allocation, and cross trades Perform the Compliance Monitoring Plan control testing related to Investment a...
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Knowledge and Experience Required: At least 5-7 years relevant experience, preferably gained in financial services or regulatory environment; Financial Promotions experience skills, knowledge and expertise. Other required Skillsets: Knowledge of FCA ...
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Company Description We are Legal & General Investment Management (LGIM), the asset-management arm of Legal & General Group. Our purpose is to create a better future through responsible investing. We strive to achieve this through a strong sense of pa...
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I'm working with a well known media and advertising company that are looking for a VAT Senior Manager to focus on all aspects of the companies VAT compliance. This is a great role for a dynamic individual to come in and lead the VAT compliance for th...
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Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...
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About the Role: Grade Level (for internal use): 11 The Role: Privacy Compliance Manager - S&P Global Market Intelligence The Impact: This role will lead S&P Global Market Intelligence's data privacy function, working across the business to operationa...
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Key Responsibilities: Develop and implement compliance frameworks, policies, and processes across the organisation Conduct advisory reviews and develop strategies to mitigate risks Collaborate with internal stakeholders for a coordinated compliance a...
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Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...
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LAW FIRM AML COMPLIANCE MANAGER – LAW FIRM AML EXPERIENCE REQUIRED 110K - 120K BENEFITS HYBRID (City of London) Ref: 4044D Our client, a leading law firm, is seeking a Senior AML Advisor to work with the Director of Compliance, to provide technical l...
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RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
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About our client Our client, a European mid-market Private Equity Firm are looking to hire a Legal & Compliance Manager on an initial 12 month fixed term contract. The fund invests across a range of sectors, including the healthcare and consumer spac...
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Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G 70K - 80K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recrui...
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