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Chief Compliance Officer

31 July by Fram Search

Salary bonus Hybrid working Sell-side background Our client is seeking a dynamic Chief Compliance Officer to lead a small, but busy, compliance team. Based in central London, our client is an FCA regulated sell-side firm and the role is to work acros...

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Compliance Officer - Investment

1 August by MERJE Ltd

MERJE has partnered with a leading multi-strategy investment firm and we’re on the lookout for a talented Compliance Officer join their London team. This role supports a team of two experienced Compliance specialists and will focussed on helping them...

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IFA Compliance Officer

§ We are looking for an experienced Compliance Officer for our client Previous experience within the Financial Services industry is essential, and preference would be that you are diploma qualified (level 4). The successful candidate will be working ...

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Compliance Officer - ESG

4 days ago by eFinancialCareers

A leading Wealth & Asset Management business is looking to hire an ESG Compliance Officer to join their growing Compliance function in a newly created role. The position will be an initial 18 month fixed term contract. This role will require an indiv...

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Risk and Compliance Officer

15 August by Finitas

Risk & Compliance Officer | Insurance Broker | London/Hybrid | 35 - 40,000 (doe) Finitas are delighted to be partnering with an established insurance broker in their search for a Risk & Compliance Officer to join their team. Reporting into the Head o...

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Regulatory Compliance Officer

8 August by Goodman Masson

Responsibilities: Collaborate with Compliance and other business areas to conduct scoping and impact assessments of regulatory changes. Identify regulatory changes and effectively communicate these developments to the business. Produce and distribute...

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Risk and Compliance Officer - Banking

Risk and Compliance Officer - Banking Location: Central London (Office Based) Salary: 45,000 - 55,000 Excellent Benefits Our client is a leading foreign bank, they are recruiting a Risk and Compliance Officer to join their team. This role will report...

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Compliance Officer - Collective Vehicles

19 July by Goodman Masson

Responsibilities: Assist the Head of Advisory Compliance in coordinating regulatory requirements and business projects. Collaborate with the Advisory team on projects, support other team members, and share information and learnings to benefit the ent...

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Hedge Fund Compliance Officer

30 July by Eames Consulting

A leading hedge fund who run multiple strategies are looking to add to their London team. This role will act as the investment compliance lead, answering queries from the business as well as: Wall crossings Regulatory/Position reporting Marketing mat...

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Senior Compliance Officer - Associate Director

Yesterday by Goodman Masson

Responsibilities: Serve as the primary contact for Compliance matters, providing timely and accurate regulatory advice and support to the company's Global Business Development, Marketing, and Investment Teams. Offer guidance on Environmental, Social,...

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Compliance Officer: FCA Conduct, FinCrime, Consumer Duty

23 July by Investigo

Role: Compliance Officer: FCA Conduct, Fin Crime, Marketing, Consumer Duty Location: London/remote Salary: 60,000 plus bonus, benefits, pension What you need to know: Market leading Financial Services provider are growing their highly established com...

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Chief Compliance Officer (Must have Crypto background - Remote)

We are seeking an experienced and dynamic Chief Compliance Officer (CCO) with a strong background in the cryptocurrency industry. This remote role demands a deep understanding of global compliance regulations and the ability to navigate the rapidly e...

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COO/Head of Compliance - Boutique Wealth Manager

Yesterday by Eames Consulting

A wealth manager with a strong track record and varied client base are looking to hire a COO who will will take ownership of company operations and the compliance program. Key Responsibilities: Run the day to day compliance program, engaging with reg...

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Risk & Compliance Analyst

31 July by Finitas

Risk & Compliance Analyst | Lloyd's Broker | London/Hybrid | 30 - 35,000 (doe) Finitas are delighted to be exclusively partnered with a boutique Lloyd's broker in their search for an additional Risk & Compliance Analyst to join their team. This is th...

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UK Head of Compliance

Sterling Williams are excited to partner with a growing FinTech organisation who are looking to hire a UK Head of Compliance. The successful candidate will support the CCO in day to day managing of the Compliance Team and will have previously held SM...

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Regulatory Compliance Analyst - FX

30 July by MERJE Ltd

MERJE has partnered with a leading corporate FX firm. Due to continued growth and development, they are seeking a Regulatory Compliance Analyst to join their dynamic team. As a Regulatory Compliance Analyst, you will enhance the monitoring and survei...

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T&C Supervisor

Are you a T&C Supervisor or do you have previous financial advisory experience? Do you have a passion for financial services and striving for good client outcomes under the Consumer Duty? Do you thrive in a fast-paced collaborative environment and en...

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Head of Compliance & MLRO SMF16/17

31 July by Robert Half

Robert Half is proud to partner with a pioneering corporate bond firm in London that is revolutionising the multi-trillion-dollar corporate bond market with its innovative fractional bond product. We are excited to assist in finding their next Head o...

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Trainee Mortgage Advisor

5 days ago by BDM Recruitment

Launch Your Rewarding Mortgage Career in Enfield: Trainee Mortgage Advisor/Trainee Mortgage Broker Are you a motivated and ambitious individual seeking a rewarding career in the mortgage industry? Do you thrive in a collaborative environment and are ...

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Trainee Mortgage Advisor

5 days ago by BDM Recruitment

Trainee Mortgage Advisor / Trainee Mortgage Broker - Edmonton Company: BDM Recruitment Launch Your Rewarding Mortgage Career in Edmonton: Trainee Mortgage Advisor/ Trainee Mortgage Broker Are you a motivated and ambitious individual seeking a rewardi...

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Risk Business Partner

26 July by WTW

Summary: This role affords the opportunity to work directly within the business, and across all GB CRB business areas, and to act as a Risk Management steward for coordinating all key Enterprise Risk Management (ERM) activities that require completio...

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Trade Surveillance Officer

5 days ago by MW recruitment

Our Client is a global leader wthin Transportation Trading with offices across the globe and a strong international presence. Role Overview: An exciting opportunity has arisen for an enthusiastic and self-motivated individual to join the Compliance t...

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Deputy Chief Financial Officer

Deputy Chief Financial Officer London Salary negotiable DOE We are supporting our long-standing client in their search for an experienced Investment Portfolio Financial Manager for their Single Family Office in London. The ideal candidate will have e...

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Customer Onboarding Officer - wholesale banking

12 August by Reed

KYC Officer: Location: Central London Job Type: Permanent Years of experiences: 6-8 Salary: competitive We are seeking a proactive and adaptable Compliance Analyst to join our banking client. The role encompasses a wide range of responsibilities, inc...

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Pensions Officer

17 July by The Maine Group

Pensions Officer Permanent, Full Time 41,000 - 46,000 Hybrid - 3 Days London Office Based We are currently recruiting for a Pensions Officer to join a School based out of London. As Pensions Officer you will ensure the proper management and accuracy ...

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