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Compliance Officer

15 October by ACS Performance

The successful Compliance Officer to support the business in minimising and managing risks, ensuring compliance adherence and improving operations for our employees, partners and stakeholders. Documentation management and review, including but not li...

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Compliance Officer

4 days ago by eFinancialCareers

We are seeking a Compliance Officer to join our clients London office. The Compliance Officer will be responsible for ensuring that the organisation adheres to regulatory requirements and internal policies. This role involves monitoring compliance wi...

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Compliance Officer

28 October by MERJE Ltd

MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office. This prestigious Hedge Fund has a rich history of excellence and innovation in the financ...

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compliance officer

Yesterday by cer Financial Ltd

Compliance Officer Permanent City of London (5 days in the office per week) Paying up to 55k We are currently working with an international bank based in the city of London who are looking for a compliance officer to join their team asap. Purpose of ...

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Compliance Officer

2 days ago by The Curve Group

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in London United Kingdom. For further information about this position please apply. Ou client is a small housing association providing housing and...

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Compliance Officer

4 days ago by eFinancialCareers

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester. We are seeking compliance generalists to support the Head of Compliance with a solid unde...

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Compliance Officer

4 days ago by eFinancialCareers

We are exclusively recruiting for a growing asset management firm looking to hire a Compliance Officer for a newly created role as the business continues to expand. This role will suit someone with a proactive & dynamic working approach, comfortable ...

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Compliance Officer

Job Purpose An exciting opportunity has arisen to join a growing business in a newly formed Compliance Officer role. This business provides technical online resourcing content to the HR and Professional industry. You would be onsite five days a week ...

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Compliance Officer

5 days ago by BCT Resourcing

Compliance Officer City of London 60,000 - 80,000 per annum I am recruiting for a Compliance Officer for one of my well established Insurance clients in the city on a hybrid basis. Duties include: - Sanctions screening, referrals and performing check...

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Compliance officer

Yesterday by Michael Page Legal

We are looking for a detail-oriented Compliance Officer to ensure our client consistently operates in accordance with industry regulations and standards. Client Details A top-tier, US law firm. Description Ensure company policies and procedures compl...

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Compliance Officer

16 October by Finitas

Compliance Officer | Specialty Insurer | London/Hybrid | 75 - 85,000 (doe) Finitas are delighted to be partnering with a specialty insurance company in their search for a Compliance Officer to join their team. You will be reporting into the Head of C...

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Compliance Officer

23 October by Robert Walters

Our client is seeking a Compliance Officer with a strong background in file reviewing and a deep understanding of FCA COBs, particularly suitability. This role offers the opportunity to work within an established Central Compliance team, reporting di...

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Compliance Officer

5 November by Oliver James

I am recruiting for a Compliance Officer for one of my well established Insurance clients in the city on a hybrid basis. Duties include: - Sanctions screening, referrals and performing checks, along with other financial crime activities - Monitoring,...

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Compliance Officer

4 days ago by eFinancialCareers

Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...

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Compliance Officer

4 days ago by eFinancialCareers

Carrying out daily review and monitoring of the firms Code of Ethics program Assist the compliance team with compliance onboarding and managing employees’ disclosures Conduct new hire and annual compliance trainings, personal trading reviews and appr...

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Regulatory Compliance Officer

London 40,000 - 45,000 Per annum 1 Year Fixed Term Compliance Officer Hybrid Sterling Williams have a new role, working for a financial institution based in the West End - (London). We are seeking a Compliance Officer with at least 3 years experience...

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Chief Compliance Officer

16 October by MERJE Ltd

MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast paced environment and will ...

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Senior Compliance Officer

Job Title: Senior Compliance Officer Location: London with Hybrid work 2 days from home Salary: Up to 95,000 plus discretionary bonus Working Hours: Monday - Friday 9 am - 6 pm Benefits: 25 Days Holiday Plus bank and public holidays Pension scheme Pr...

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Information Compliance Officer

1 November by CB Resourcing Ltd

Information Compliance Officer Our client, an academic institution in London, is seeking an Information Compliance Officer to join their dynamic team for a temporary contract expected to last six months. This is an excellent opportunity for professio...

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Compliance Officer - Investment

1 August by MERJE Ltd

MERJE has partnered with a leading multi-strategy investment firm and we’re on the lookout for a talented Compliance Officer join their London team. This role supports a team of two experienced Compliance specialists and will focussed on helping them...

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Information Compliance Officer

6 November by Venn Group

We are supporting a leading London based University with the recruitment of an Information Compliance Officer. The post holder will assist the Information Compliance team in coordinating responses to statutory information requests (FOIA, UK GDPR, Dat...

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Resourcing and Compliance Officer

Here at The Supply Register, we are building something special and are looking for an innovative and passionate individual to join our team. We are an education recruitment managed service provider working with schools and colleges across England and...

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Regulatory Compliance Officer

4 days ago by eFinancialCareers

Summary: The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team. Reporting to the Deputy Head of Co...

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Compliance officer - Banking

Yesterday by eFinancialCareers

Compliance Officer Permanent City of London (5 days in the office per week) Paying up to 55k We are currently working with an international bank based in the city of London who are looking for a compliance officer to join their team asap. Purpose of ...

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Resourcing and Compliance Officer

Here at The Supply Register, we are building something special and are looking for an innovative and passionate individual to join our team. We are an education recruitment managed service provider working with schools and colleges across England and...

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