56 Fca Jobs in Birmingham

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Compliance Manager

Compliance Manager - Risk & Compliance Part of LSL Property Services plc, PRIMIS Mortgage Network are the largest Mortgage and Protection Network in t...

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Mortgage Reviewer

Mortgage Reviewer - Birmingham Business Park - Hybrid Part of LSL Property Services, PRIMIS Mortgage Network are the largest dedicated Mortgage and Pr...

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Compliance Manager

Compliance Manager - Risk & Compliance Part of LSL Property Services plc, PRIMIS Mortgage Network are the largest Mortgage and Protection Network in the UK with some 1000 firms as business partners and circa 3000 advisors working alongside us. The FS...

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Commercial Sales Branch Manager

16 April by IPS Group

Branch Manager – Commercial Sales | Birmingham (Jewellery Quarter) Exclusive Opportunity | Open to All FCA-Regulated Industries We're exclusively recruiting for a key leadership role within a well-established FCA-regulated business based in Birmingha...

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Compliance File Reviewer

- Compliance File Reviewer - Home Based - c. 45,000 Benefits Our client, a forward thinking IFA firm, are seeking a meticulous and experienced Level 4 Qualified File Reviewer to join their compliance team and ensure the continued excellence and integ...

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Commerical Corporate Account Handler

Job Title: Corporate Commercial Account Handler Location: Birmingham (Hybrid - 2 days in office) Employment Type: Full-time, Permanent Salary: 45,000 - 50,000 PURPOSE OF ROLE Lawes is excited to be working with a global leading broker, to help them g...

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Mortgage Reviewer

Mortgage Reviewer - Birmingham Business Park - Hybrid Part of LSL Property Services, PRIMIS Mortgage Network are the largest dedicated Mortgage and Protection Network and operate within the Financial Service sector. Based within our Solihull HQ on th...

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Training and Compliance Supervisor

1 April by Reed

Training & Compliance Supervisor Hybrid in Birmingham Up to 50k Training & Compliance Supervisor Role Purpose: Support the delivery of an effective Training & Compliance function, maintaining high standards and identifying potential risks to the grou...

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Training and Compliance Supervisor

1 April by Reed

Training & Compliance Supervisor Hybrid in Birmingham Up to 50k Training & Compliance Supervisor Role Purpose: Support the delivery of an effective Training & Compliance function, maintaining high standards and identifying potential risks to the grou...

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Training and Compliance Supervisor

1 April by Reed

Training & Compliance Supervisor Hybrid in Birmingham Up to 50k Training & Compliance Supervisor Role Purpose: Support the delivery of an effective Training & Compliance function, maintaining high standards and identifying potential risks to the grou...

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Head of Compliance Advisory

27 March by Clayton Davies Ltd

- Head of Compliance Advisory - 3 days each week out of either Birmingham or Reading - c. 150,000 Bonus Benefits Our client, a national wealth management firm, are looking for a Head of Compliance Advisory to join the team. With a strong reputation f...

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Mortgage Adviser

31 March by CareerStone

This self-employed Mortgage Adviser role can be 100% home-based within the Midlands area, with all leads provided. With a 50-59% commission split and consistent lead source (advisers handle on average 15-25 cases a month) this position offers impress...

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Training and Compliance Supervisor

1 April by Reed

Training & Compliance Supervisor Hybrid in Birmingham Up to 50k Training & Compliance Supervisor Role Purpose: Support the delivery of an effective Training & Compliance function, maintaining high standards and identifying potential risks to the grou...

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Director of Risk & Compliance

Kind Consultancy is working with a well-established and successful Financial Services organisation which is currently seeking a Director of Risk & Compliance to join them in a full-time, permanent role, predominantly remote with once per month travel...

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Training and Competency Supervisor

17 April by MERJE Ltd

Our client, an exciting forward-thinking independent financial advice firm are looking for a looking for a Training & Competency Supervisor to support the growth of the business. The Training & Competency Supervisor will be responsible for ensuring a...

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Training & Competence Manager

27 March by Ortus PSR

Ready to Shape the Future of Financial Advice? Become the Driving Force Behind Competence & Compliance Are you passionate about people development and regulatory excellence? A rapidly growing, forward-thinking wealth management firm is on the lookout...

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Internal Auditor

3 April by Dignity Funerals

Internal Auditor Contract: Full-time, Permanent (38.75 hours per week) Location: Birmingham, West Midlands Hybrid - a mixture of office and home working (3 days office, 2 from home) with some regional travel. Salary: Up to 45,000 per annum ( 4,000 An...

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Paraplanner

14 February by NJR Recruitment

Our client, a privately owned firm who offer independent financial advice to both corporate and private clients is currently looking for a Paraplanner to join their team. The successful candidate will ensure adherence to both the Financial Conduct Au...

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Mortgage Advisor

Calling all Mortgage Advisors who want to earn money and work in a fast paced environment A leading Estate Agency is looking for a tenacious and driven individual to work in their fast paced and very busy Estate Agency branches covering Bromgrove, Re...

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Paraplanner

Job Title: Paraplanner Location: Birmingham (Hybrid/Remote) Salary: 35,000 - 42,000 Are you a driven financial services professional looking to progress your career in Paraplanning? We’re working with a well-established and forward-thinking firm of I...

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In House Commercial Solicitor

21 March by Robert Walters

Our client is in search of an In-House Commercial Solicitor to become part of their rapidly growing team. Situated in the bustling city of Birmingham, this role offers a competitive remuneration package and the convenience of flexible working arrange...

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Commercial Insurance Broker - Account Director

25 March by Psixty UK Ltd

Our client is an an innovative and market leading Independent Commercial Insurance brokerage. They have a fantastic team of qualified and highly skilled professionals, who recognise that every business has its own unique requirements and challenges, ...

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Training and Competence Supervisor

10 April by Clayton Davies Ltd

- Training and Competency Supervisor - Midlands Based - c. 65,000 Bonus Our client, a leading wealth management firm dedicated to delivering tailored financial solutions and exceptional service to their clients, are looking for a T&C Supervisor to jo...

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Paraplanner

11 April by mbf.

Paraplanner International Wealth & Investment Management Firm Location: Birmingham City Centre (Hybrid Working Available) Salary: Up to 50,000 (Negotiable Depending on Experience) Comprehensive Benefits An excellent opportunity has arisen for an expe...

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Paraplanner, Birmingham

5 days ago by TAB Consultancy

Our client, a high-quality financial planning firm, are looking for a paraplanner to join the team; Following a period of successful business growth, the business is now seeking a highly knowledgeable, skilled, and experienced paraplanner to collabor...

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Social Responsibility Manager

Our client are leaders in the debt recovery enforcement sector, who have been operating for over 40 years' supporting hundreds of local authorities and Transport for London. Benefits 35,000 to 40,000 basic annual salary Company Pension Plan Company L...

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T&C Manager

This T&C Manager job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be ac...

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There are 56 Fca jobs within 10 miles of Birmingham on Reed.co.uk right now.

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