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Compliance Manager & DMLRO

Compliance Manager & DMLRO

9 July by MERJE Ltd

Compliance Manager with a deep understanding of the commodities derivative market is required to support the Head of Compliance & MLRO in managing the daily operations of the Compliance Team at a leading international bank based in London. As the Com...

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Compliance Monitoring Manager

Compliance Monitoring Manager

About the Company: My client is a scaling challenger Bank with large growth aspirations. They have built a diverse and inclusive culture and are looking for individuals who are innovative and can work across multiple stakeholders. The role is hybrid ...

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Senior Regulatory Compliance Manager, Prudential and Investments

Senior Regulatory Compliance Manager, Prudential and Investments

5 days ago by eFinancialCareers

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

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Wise Platform - Senior Product Compliance Manager- Financial Crime

Wise Platform - Senior Product Compliance Manager- Financial Crime

5 days ago by eFinancialCareers

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

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Senior Compliance Advisory Manager - Asset Management

Senior Compliance Advisory Manager - Asset Management

2 days ago by eFinancialCareers

If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, suppo...

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Senior Compliance Advisory Manager - Private Banking - London

Senior Compliance Advisory Manager - Private Banking - London

5 days ago by eFinancialCareers

RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...

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Legal & Compliance Manager 12 month FTC, European Mid-Market Private Equity Fund, London, UK

Legal & Compliance Manager 12 month FTC, European Mid-Market Private Equity Fund, London, UK

5 days ago by eFinancialCareers

About our client Our client, a European mid-market Private Equity Firm are looking to hire a Legal & Compliance Manager on an initial 12 month fixed term contract. The fund invests across a range of sectors, including the healthcare and consumer spac...

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Head of Compliance

Head of Compliance

5 days ago by eFinancialCareers

Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...

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