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Compliance Analyst

Compliance Analyst

10 hrs ago by eFinancialCareers

The team you will be joining is compact, allowing for a significant impact by each member. As a Compliance Analyst, your expertise will be pivotal in navigating the complex regulatory landscape, ensuring the firm's adherence to the highest standards..

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Compliance Officer

Compliance Officer

10 hrs ago by eFinancialCareers

About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...

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Vetting & Compliance Administrator

Vetting & Compliance Administrator

24 June by Horizon Teachers

Salary package and benefits; Package: Basic starting salary up to 28,000 (dependent on experience) Benefits: Up to 35 days holidays, flexible working shifts, work from home one day p/w after probation (2 days p/w when promoted to Compliance Team Lead...

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Compliance, Compliance Testing Group Associate, London

Compliance, Compliance Testing Group Associate, London

10 hrs ago by eFinancialCareers

OUR IMPACT This is an exciting opportunity for an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to join the firm's Compliance Testing Group to conduct detailed reviews covering the various firm businesses and divisions...

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Risk Compliance Manager

Risk Compliance Manager

10 hrs ago by eFinancialCareers

This is a first line of defence compliance role, implementing recommendations, and driving the Risk culture across the organisation. This is an amazing opportunity in a rapidly growing business, working in a very supportive team. The following skills...

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Compliance, Equities Derivatives Compliance, Executive Director, London

Compliance, Equities Derivatives Compliance, Executive Director, London

10 hrs ago by eFinancialCareers

OUR IMPACT Global Compliance manages the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. The division monitors trends and changes in regulations in all jurisdictions in which the firm does bu...

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Compliance, Compliance Transformation Office, Vice President, London

Compliance, Compliance Transformation Office, Vice President, London

9 hrs ago by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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Compliance, Equities Compliance, Derivatives and Structured Products, Associate, London

Compliance, Equities Compliance, Derivatives and Structured Products, Associate, London

10 hrs ago by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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Compliance, Global Banking and Markets, Electronic Trading Compliance, Associate, London

Compliance, Global Banking and Markets, Electronic Trading Compliance, Associate, London

10 hrs ago by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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