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Compliance Analyst

Compliance Analyst

Yesterday by eFinancialCareers

The team you will be joining is compact, allowing for a significant impact by each member. As a Compliance Analyst, your expertise will be pivotal in navigating the complex regulatory landscape, ensuring the firm's adherence to the highest standards..

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Compliance Officer

Compliance Officer

About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...

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Risk & Compliance Manager

Risk & Compliance Manager

Risk & Compliance Manager Ref: BCR/JC/11162 Ashby-de-la Zouch 65,000 Bell Cornwall Recruitment are searching for an experienced Risk & Compliance Manager to work in house for a leading property consultancy in the Ashby-de-la-Zouch. The role would sui...

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Vetting & Compliance Administrator

Vetting & Compliance Administrator

24 June by Horizon Teachers

Salary package and benefits; Package: Basic starting salary up to 28,000 (dependent on experience) Benefits: Up to 35 days holidays, flexible working shifts, work from home one day p/w after probation (2 days p/w when promoted to Compliance Team Lead...

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Compliance Services Specialist

Compliance Services Specialist

Yesterday by eFinancialCareers

About the Role: Grade Level (for internal use): 08 Compliance Services Specialist The Team: S&P Global is seeking a motivated Compliance Services Specialist to facilitate daily management of client deliverables within the CLO Compliance Services team...

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Compliance, FICC Compliance, Analyst / Associate, London

Compliance, FICC Compliance, Analyst / Associate, London

Yesterday by eFinancialCareers

This is an Analyst or Associate-level role within the London Global Banking and Markets - Public Compliance Team providing compliance coverage across market-leading Fixed Income, Currencies and Commodities (FICC) business units, primarily focusing on...

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Compliance, Compliance Testing Group Associate, London

Compliance, Compliance Testing Group Associate, London

Yesterday by eFinancialCareers

OUR IMPACT This is an exciting opportunity for an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to join the firm's Compliance Testing Group to conduct detailed reviews covering the various firm businesses and divisions...

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Compliance, FICC Credit Compliance, Executive Director, London

Compliance, FICC Credit Compliance, Executive Director, London

Yesterday by eFinancialCareers

This is a VP level role within the Global Banking and Markets (Public) FICC Compliance Team, based on the trading floor in London. The role entails providing compliance coverage for our market leading Credit and Mortgages business. WHO WE ARE The Gol...

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Compliance, FICC Commodities Compliance, Executive Director, London

Compliance, FICC Commodities Compliance, Executive Director, London

Yesterday by eFinancialCareers

This is a VP level role within the Global Banking and Markets (Public) FICC Compliance Team, based on the trading floor in London. The role entails providing compliance coverage for our market leading Commodities business. WHO WE ARE The Goldman Sach...

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Compliance, Compliance Transformation Office, Vice President, London

Compliance, Compliance Transformation Office, Vice President, London

Yesterday by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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Compliance, Equities Derivatives Compliance, Executive Director, London

Compliance, Equities Derivatives Compliance, Executive Director, London

Yesterday by eFinancialCareers

OUR IMPACT Global Compliance manages the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. The division monitors trends and changes in regulations in all jurisdictions in which the firm does bu...

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Compliance, Equities Compliance, Derivatives and Structured Products, Associate, London

Compliance, Equities Compliance, Derivatives and Structured Products, Associate, London

Yesterday by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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