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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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Company Overview ITI Capital Limited is an esteemed FCA-regulated multi-asset brokerage firm in The City of London. Specializing in various asset classes and account types, including Equities, ETF's, Futures, Options, FX, CFD's, ETF's, Managed Funds ...
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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various b...
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Who we are looking for We are looking for a Global Markets Compliance Officer - Vice President who will primarily focus on advising internal stakeholders on implementation and development of an equities swaps trading desk, including developing releva...
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Excited to grow your career? Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and communication to Independent Compliance Risk Management Markets. ...
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About this role: Join our growing global bank where collaboration and empowerment are at the heart of everything we do. As a senior leader within EMEA Compliance, you'll be instrumental in guiding our regional Operations team to effectively manage co...
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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk ass...
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Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or r...
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Role & Responsibilities Support the Head of Financial Risk with maintaining and embedding the Interest Rate, Market, Liquidity, Credit and Climate Risk frameworks. Undertake required analysis to prepare recommendations for investments and associated ...
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Position description Business unit Legal, Secretary General & Compliance - Compliance Job title Internal Control Officer Junior F/M Contract type Permanent Candriam Group Presentation Candriam is a global multi-specialist asset manager and a recogniz...
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Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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About the Role: Grade Level (for internal use): 13 About the Role: The Team: The Compliance team dedicated to the S&P Global Market Intelligence division serves in an advisory capacity to the organization on the design and execution of strategy, maki...
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Job Description: Job Title Trader and Client Controls - Technical Analyst Location London Corporate Title Vice President Group Strategic Analytics (GSA) is part of Group Chief Operation Office (COO) which acts as the bridge between the Bank's busines...
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Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...
About this role: Wells Fargo, an expanding global bank with an award-winning culture, is looking for an accomplished professional to take on the role of EMEA Head of Banking and Commercial Real Estate (CRE) Compliance. Reporting to the EMEA Head of A...
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About this role: Join Wells Fargo, a growing global bank with an award-winning culture, as the EMEA Head of Equities, e-Trading, and Financing & Solutions Compliance. This leadership role, reporting to the EMEA Head of Advisory Compliance, involves l...
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About this role: Wells Fargo, a renowned global bank with a commitment to growth and an award-winning culture, is seeking a dedicated professional for the role of EMEA Head of Fixed Income and Currencies (FIC) Compliance. Reporting to the EMEA Head o...
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Overview of Citi: Citi is a world-leading global bank. We have approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide. We provide consumers, corporations, governments, and institutions with a...
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Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and communication to Citi's Basel Committee on Banking Supervision (BCBS) 239 Independent Validati...
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AML Periodic Review Analyst 34000 - 37000plus 15% Non-Con Pension, Bonus, Benefits Central London - Hybrid Model - 3 days in office THE COMPANY Growing London operation of international banking group with global assets $60billion. The business compri...
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Key Responsibilities ·Facilitate trade transactions, ensuring compliance with regulations and internal policies. ·Process amendments as required. ·Ensure that any discrepancies in the documents presented are referred to the customer/beneficiary/prese...
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Overview of Citi: Citi is a world-leading global bank. We have approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide. We provide consumers, corporations, governments, and institutions with a...
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