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Compliance Operations Wealth Officer

2 days ago by eFinancialCareers

Key Responsibilities: Assist in the development, implementation, and monitoring of compliance policies and procedures. Conduct regular compliance audits and risk assessments. Manage regulatory reporting, ensuring timely and accurate submissions. Over...

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Compliance Officer

12 July by Quantum Group

Job Responsibilities - Operations Officer We are inviting applications for Operations officer position based in city London This position required fluent Turkish Language to speak and write . Responsible to take customers calls and respond to them fo...

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Operations Executive

Operations Executive To 40,000 plus bonus and benefits London - partial home working Our client is a well established finance funder offering Hire Purchase and Leasing solutions covering vehicles, machinery and equipment. Due to growth they are looki...

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Regulatory Compliance Officer - Banking

Yesterday by Reed

Regulatory Compliance Officer Location: Central London Job Type: Permanent Years of experiences: 0-5 years Salary: very flexible according to candidate experiences, fresh graduates who have prior compliance experience are also welcome 5 days in the o...

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Regulatory Compliance Officer - Banking

Yesterday by Reed

Regulatory Compliance Officer Location: Central London Job Type: Permanent Years of experiences: 0-5 years Salary: very flexible according to candidate experiences, fresh graduates who have prior compliance experience are also welcome 5 days in the o...

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Regulatory Compliance Officer - Banking

Yesterday by Reed

Regulatory Compliance Officer Location: Central London Job Type: Permanent Years of experiences: 0-5 years Salary: very flexible according to candidate experiences, fresh graduates who have prior compliance experience are also welcome 5 days in the o...

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Risk Assurance and Controls Testing Officer

15 July by Bloomberg

Our Team: Bloomberg's Risk, Legal, & Compliance Departments play a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world...

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Compliance Officer

1 August by eFinancialCareers

About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...

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Operations Resilience and Process Business Analyst

1 August by Cameron Kennedy

Operations Resilience and Process Business Analyst London 450 - 500 per day (Hybrid) This role is pivotal in ensuring the resilience of our operations and refining our business processes. The ideal candidate will start immediately and work closely wi...

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Customer Services Team Manager

24 July by LMA

The Customer Service Team Manager will work closely in conjunction with the Head of Customer Savings Operations and with Customer Service Officers to oversee the day-to-day running and training of the Savings Operations Team. Focused on delivering ex...

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Senior Data Privacy Compliance Officer

12 July by Bloomberg

Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various b...

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Treasury Officer, Reporting and Analytics Base in Beijing

1 week ago by eFinancialCareers

Treasury Officer, Reporting and Analytics The Asian Infrastructure Investment Bank (AIIB) is a multilateral development bank whose mission is Financing Infrastructure for Tomorrow in Asia and beyond-infrastructure with sustainability at its core. We ...

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Portfolio Services Analyst, Assistant Vice President

1 week ago by eFinancialCareers

Who we are looking for The State Street Alpha Portfolio Services team is comprised of Enterprise Business Solutions, Front Office Data Control, Front Office Support, Onboarding/Operational Readiness, Portfolio Control and Portfolio Admin functions. T...

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Compliance Advisory Officer

1 August by eFinancialCareers

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and...

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Analytics & Reporting - Risk - Vice President - London

13 August by eFinancialCareers

Background Analytics & Reporting (A&R) is a group within Risk Engineering in the Risk Division of Goldman Sachs. The group ensures the firm's senior leadership, investors and regulators have a complete view of the positional, market, and client activ...

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Analytics & Reporting - Market Risk - Vice President - London

13 August by eFinancialCareers

Background Analytics & Reporting (A&R) is a group within Risk Engineering in the Risk Division of Goldman Sachs. The group ensures the firm's senior leadership, investors and regulators have a complete view of the positional, market, and client activ...

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Compliance, Corporate Treasury, Vice President, London

13 August by eFinancialCareers

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk manag...

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Analytics & Reporting - Risk Engineering - Vice President - London

13 August by eFinancialCareers

Background Analytics & Reporting (A&R) is a group within Risk Engineering in the Risk Division of Goldman Sachs. The group ensures the firm's senior leadership, investors and regulators have a complete view of the positional, market, and client activ...

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Compliance, Global Banking and Markets, Electronic Trading Compliance, Associate, London

1 week ago by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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Technology Risk & Controls Manager

15 August by eFinancialCareers

Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...

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PGIM Private Alternatives Executive Assistant

2 days ago by eFinancialCareers

Executive Assistant, based in London Supporting the PGIM Real Estate Chief Operating Officer, International and Head of Global Investor Services. This role will also support RealAssetX and Operational Risk Teams based in the UK. As the Global Asset M...

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FTSE Russell Global Head of Compliance

ABOUT US: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect ...

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Deputy Head of Financial Crime Compliance

1 week ago by eFinancialCareers

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and 52.6 billion worth of assets under management (as at 29th March 2024). Jupiter provides investment services to indi...

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Audit Manager - 2403660

18 July by City & Capital

Dear Applicant, We at the City and Capital group are pleased to be representing a highly respected and fast growing investment house and commercial property finance lender who have been operating with great success in the space since 2006. Our client...

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PGIM European Services Ltd Compliance Analyst

1 August by eFinancialCareers

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...

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