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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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Key Responsibilities: Develop and implement a comprehensive compliance monitoring program Code of ethics/personal account dealing monitoring Market abuse trade surveillance Support compliance framework for new products and markets Senior Managers and...
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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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Responsibilities: Assist the Head of Advisory Compliance in coordinating regulatory requirements and business projects. Collaborate with the Advisory team on projects, support other team members, and share information and learnings to benefit the ent...
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Compliance Monitoring Officer Venn Group have partnered with an international banking firm in the City of London seeking an individual to join their Compliance Monitoring function on a permanent basis. In this pivotal role, you'll be instrumental in ...
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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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Practice Group / Department: General Counsel & Risk Management Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institutio...
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An exciting new role has arisen for a Practice Manager at this highly respected boutique London based residential & Conveyancing Solicitors. As Practice Manager (and COLP) you will be a member of the board and will report directly to the CEO of the f...
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Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk manag...
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Position description Business unit Legal, Secretary General & Compliance - Compliance Job title Internal Control Officer Junior F/M Contract type Permanent Candriam Group Presentation Candriam is a global multi-specialist asset manager and a recogniz...
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We are currently looking for ambitious juniorsto join one of the worlds leading Investment Managers based in their London office. Currently managing over 200bn in AUM, this firm develop customised investment strategies that address unique objectives,...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...
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GLOBAL INVESTMENT RESEARCH From macroeconomic forecasts to individual stock analysis, our team develops tools and insights to help shape investment strategies for clients and the firm. Our analysts work on client-focused research in the equity, fixed...
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Controls Engineering - Global Banking & Markets - Associate Controls engineering is responsible for building the next generation firm-wide control plane for our front office desks. The successful candidate will use their deep technical skills to info...
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Controls Engineering - Global Banking & Markets - VP Controls engineering is responsible for building the next generation firm-wide control plane for our front office desks. The successful candidate will use their deep technical skills to inform the ...
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Global Banking & Markets - Controls Engineering - Vice President Controls engineering is responsible for building the next generation firm-wide control plane for our front office desks. The successful candidate will use their deep technical skills to...
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Summary: This role affords the opportunity to work directly within the business, and across all GB CRB business areas, and to act as a Risk Management steward for coordinating all key Enterprise Risk Management (ERM) activities that require completio...
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Walker Cole International is currently supporting a client in the pharmaceutical industry with a QA officer position. Your Responsibility as the QA Officer will be: Reviewing batch documentation to ensure a timely release. Monitor CAPA, Deviations, c...
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The Attendance Officer is responsible for monitoring and maintaining accurate attendance records within an organization or educational institution. They play a crucial role in ensuring compliance with attendance policies and procedures, identifying p...
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Caretaker / Properties Handy Person - Not for profit organisation Salary: 29,000 - 31,500 per annum Full time permanent role - 37.5 hours per week - (Part time hours considered) Driving licence essential Based in Twickenham and London boroughs We are...
Great starting salary ranging from 29,000 - 36,000 Free gym membership Opportunity to join a fantastic and growing team If you’re looking for challenging and rewarding position in London in a startup environment and you have a passion for sports and ...
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Investment Management - Financial Crimes Risk Officer - Senior Associate London The Investment Management (IM) Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible for identifying, assessing, and escalating potent...
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Goodman Masson are thrilled to be partnering with a top-tier investment bank based in Seoul, Korea, who are expanding their presence in the EMEA region. With offices across 11 countries and a global workforce of over 4,000 employees, their London off...
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Job Advert: Career Grade Planner Our client, a reputable organisation within the public sector, is seeking a dedicated and skilled individual to join their Housing, Planning, and Communities team as a Career Grade Planner. This is a temporary positio...
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