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Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...
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We are recruiting for a leading Investment banking firm who are currently looking to recruit a Head of Compliance & MLRO to join their London team. Main Responsibilities Provide compliance oversight of management and business units regarding applicab...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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ABOUT US: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect ...
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Robert Half is proud to partner with a pioneering corporate bond firm in London that is revolutionising the multi-trillion-dollar corporate bond market with its innovative fractional bond product. We are excited to assist in finding their next Head o...
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Some careers shine brighter than others. If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC...
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Some careers shine brighter than others. If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC...
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About this role: Wells Fargo, an expanding global bank with an award-winning culture, is looking for an accomplished professional to take on the role of EMEA Head of Banking and Commercial Real Estate (CRE) Compliance. Reporting to the EMEA Head of A...
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Responsibilities: Lead and develop the Investment Advisory Compliance team, setting development goals and annual objectives. Provide practical guidance to the company's investment teams in Equities and Fixed Income on interpreting and applying regula...
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The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and 52.6 billion worth of assets under management (as at 29th March 2024). Jupiter provides investment services to indi...
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Exclusive: Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Required Ref: 4052G 180K - 220K Bonus & Benefits Hybrid (London) We have been exclusively retained by our Client, an international Asset Man...
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Please note that this is an onsite role and you will be required to be in the London office 5 days per week The Policy Specialist is required to support the enhancement of key Group policies, ensuring that policies are clear, principles based and re...
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Practice Group / Department: General Counsel & Risk Management Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institutio...
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Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...
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Meraki Talent are currently working with a growing London, Mayfair based overseas wholesale and private bank that are looking to hire a regulatory compliance officer. Working closely with the Head of Compliance to ensure that the Bank complies with r...
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RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
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The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and 51.3 billion worth of assets under management (as at 30th June 2024). Jupiter provides investment services to indiv...
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We are currently recruiting for a Regulatory Lawyer to join our Financial Crime team within the Compliance department on a permanent basis. The Role This is a newly created role to support the Senior Compliance Manager & MLRO, and the Platform Group ...
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Join a company that’s taking the RegTech industry by storm We are seeking a solution-orientated and target-driven Regulatory Change Analyst to join a close-knit and friendly team on a full-time, permanent basis and inreturn, you will receive a compet...
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Purpose of Position As the Team Lead Fraud Prevention, you will be responsible to prevent and detect fraudulent activities from publishers and partners in our affiliate marketing network and on our various online platforms. You will protect the Awin ...
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Responsibilities / Accountabilities Provide a proactive and expert advisory service to all areas of the organisation regarding regulatory matters. Providing advice to Corporate Finance, Corporate Broking, Institutional Sales, Trading, Research and M&...
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Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required Ref: 4047G2 60K - 65K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is...
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Chief Risk Officer -PRA Risk exp from Commercial /Corporate Banking Experience Required 280K plus excellent LTIP, bonus & benefits Hybrid (City of London) Ref: 4033G We are recruiting for our client, a UK Commercial Bank, looking to appoint a new CRO...
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Position description Business unit Legal, Secretary General & Compliance - Compliance Job title Internal Control Officer Junior F/M Contract type Permanent Candriam Group Presentation Candriam is a global multi-specialist asset manager and a recogniz...
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Overview At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000 e...
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