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Head of Compliance

Head of Compliance

5 August by Sanderson

Head of Compliance Industry: Financial Services Hybrid working Up to 100,000 benefits Role overview: As Head of Compliance you will be accountable for creating, executing, and supervising the compliance policy framework, and offering expert counsel o...

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Head of Compliance

Head of Compliance

Your new company Your new firm has a truly global presence operating across a wide range of jurisdictions. They differentiate themselves from their competition by specialising in particular sectors this has resulted in them being the leading firm in ...

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Head of Compliance

Head of Compliance

1 August by eFinancialCareers

Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...

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UK Head of Compliance

UK Head of Compliance

Sterling Williams are excited to partner with a growing FinTech organisation who are looking to hire a UK Head of Compliance. The successful candidate will support the CCO in day to day managing of the Compliance Team and will have previously held SM...

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COO/Head of Compliance - Boutique Wealth Manager

COO/Head of Compliance - Boutique Wealth Manager

Yesterday by Eames Consulting

A wealth manager with a strong track record and varied client base are looking to hire a COO who will will take ownership of company operations and the compliance program. Key Responsibilities: Run the day to day compliance program, engaging with reg...

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Head of Investment Compliance Advisory

Head of Investment Compliance Advisory

4 days ago by Goodman Masson

Responsibilities: Lead and develop the Investment Advisory Compliance team, setting development goals and annual objectives. Provide practical guidance to the company's investment teams in Equities and Fixed Income on interpreting and applying regula...

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Head of Bank Relations/Compliance. Russian Speaking. Remote

Head of Bank Relations/Compliance. Russian Speaking. Remote

10 hrs ago by RSI LONDON Group

Division: Compliance Reports to: Head of Legal This is a great opportunity to join an international payments company as a Head of Bank Relations to work withing their compliance division. This role will suit a UK or an EU-based candidate with Russian...

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Exclusive: Global Head of Legal & Compliance - Lawyer with Asset Management Experience inc AIFMD & MIFID II

Exclusive: Global Head of Legal & Compliance - Lawyer with Asset Management Experience inc AIFMD & MIFID II

4 days ago by eFinancialCareers

Exclusive: Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Required Ref: 4052G 180K - 220K Bonus & Benefits Hybrid (London) We have been exclusively retained by our Client, an international Asset Man...

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Compliance Manager - Data Protection & Regulatory Liaison

Compliance Manager - Data Protection & Regulatory Liaison

Santander Consumer Finance UK (SCUK) is based in Redhill, Surrey and provides motor finance to a network of dealerships throughout the United Kingdom. We are currently looking for a Compliance Manager to join the team on a permanent basis. In this in...

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Policy Specialist - 6m FTC

Policy Specialist - 6m FTC

29 July by CMC Markets

Please note that this is an onsite role and you will be required to be in the London office 5 days per week The Policy Specialist is required to support the enhancement of key Group policies, ensuring that policies are clear, principles based and re...

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