9 Monitoring Supervisor Jobs

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Compliance Supervisor - Home Based

Compliance Supervisor - Home Based

4 July by mbf.

Our client, a highly successful and rapidly growing firm of independent financial advisers, is seeking an experienced Compliance Supervisor to join their dynamic team. Job Overview: As a Compliance Supervisor, you will play a crucial role in ensuring...

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Senior Transfers Officer

Senior Transfers Officer

3 July by Nelson Scott

The team undertakes and oversee all elements of asset transfer processing. This involves transfers of Stocks and Shares ISAs, Cash ISAs, certificated stock transfers and non-ISA portfolio transfers (both in and out) on both a cash and an in-specie ba...

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Compliance Supervisor

Compliance Supervisor

2 Feburary by Vision-FS Recruitment

One of the UK's most successful IFA networks has partnered with Vision-FS Recruitment to find an experienced Compliance Supervisor for its rapidly expanding Compliance team. The 30-year old Horsham-based business specialises in giving expert retireme...

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Pensions Administration Team Manager

Pensions Administration Team Manager

3 days ago by Ashe Consulting

This client has quickly established a reputation for first class service, innovative ideas and a willingness to work alongside other firms of advisers to ensure that clients’ needs and expectations are met. They are looking for a dynamic Pensions Adm...

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Senior Transfers Officer

Senior Transfers Officer

27 June by Nelson Scott

The team undertakes and oversee all elements of asset transfer processing. This involves transfers of Stocks and Shares ISAs, Cash ISAs, certificated stock transfers and non-ISA portfolio transfers (both in and out) on both a cash and an in-specie ba...

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Compliance Operations Supervisor

Compliance Operations Supervisor

10 July by Finlink Ltd

Compliance Operations Supervisor Hybrid working Cardiff The role is suited to someone with 2 years’ experience within the financial advice sector, as an IFA Administrator or within compliance. Ideally this will be an organised individual who will wor...

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Training and Development Manager (Regulated Financial Planning)

Training and Development Manager (Regulated Financial Planning)

12 June by Tempest Jones

Training and Development Advice Manager (Regulated Financial Planning) Location: Newcastle outskirts Salary: 40,000 - 50,000 per annum (negotiable, dependent on experience & qualification) Our client is a growing wealth management practice in Newcast...

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Executive Director

Executive Director

1 hr ago by Appcast Enterprise

Introduction Join us at Gallagher Re, the trailblazers of the reinsurance world, where every day brings new opportunities to shape the future. We empower our clients with cutting-edge analytics and insights, providing them the confidence to make stra...

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