111 Officer Compliance Jobs in Central London

Responsibilities You will play a critical role in ensuring the bank’s adherence to regulatory requirements, risk management practices, and ethical standards. You’ll collaborate with cross-functional teams, senior management, and external stakeholders...

Go to similar: Officer jobs in central london

About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...

Go to similar: Officer jobs in central london

We are looking for an experienced Compliance candidate with a minimum of five years in Compliance, within the financial services industry, preferably banking, with strong understanding of financial crime, regulatory compliance, international sanction...

Go to similar: Officer jobs in central london

Job Responsibilities - Operations Officer We are inviting applications for Operations officer position based in city London This position required fluent Turkish Language to speak and write . Responsible to take customers calls and respond to them fo...

Go to similar: Officer jobs in central london

Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...

Go to similar: Officer jobs in central london

Responsibilities (brief): Maintain regulatory developments and support the business in assessing impacts Facilitate compliance with regulatory requirements Be a trusted advisor for any regulatory or governance queries by providing guidance and steer ...

Go to similar: Officer jobs in central london

K-People Europe is a London based recruitment consultancy and we’ve been recruiting top talents for our clients in UK & Europe since 2007. Our client, a reputable international bank located in the heart of City of London, is looking for a Compliance ...

Go to similar: Officer jobs in central london

Our Team: Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's lead...

Go to similar: Officer jobs in central london

We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalise...

Go to similar: Officer jobs in central london

Chief compliance Officer - SMF16/17 Permanent Paying up to 150k City of London We are currently recruiting for a Chief compliance officer on behalf of a well-established bank based in the city of London. The banks core business is corporate loans (sy...

Go to similar: Officer jobs in central london

Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...

Go to similar: Manager jobs in central london

Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various b...

Go to similar: Officer jobs in central london

Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Proactively consider compl...

Go to similar: Officer jobs in central london

The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions. This role includes making statutory disclosures, establishing a strong control environment, and u...

Go to similar: Manager jobs in central london

Responsibilities (brief): Delivery of the annual review plan and reporting Engagement with internal and external audit and regulators Developing the annual control plan Skills required (brief): Experience executing compliance reviews or internal audi...

Go to similar: Controller jobs in central london

Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...

Go to similar: Officer jobs in central london

Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...

Go to similar: Advisor jobs in central london

Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, t...

Go to similar: Manager jobs in central london

SIEL is a wholly owned subsidiary of the SEI Group of companies (SEI") that holds and delivers certain products, services and operational functions for some of SEI's global businesses. The SEI Institutional Business Segment provides investment manage...

Go to similar: Officer jobs in central london

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk ass...

Go to similar: Officer jobs in central london

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and 51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to ...

Go to similar: Officer jobs in central london

Who we are looking for We are looking for a Global Markets Compliance Officer - Vice President who will primarily focus on advising internal stakeholders on implementation and development of an equities swaps trading desk, including developing releva...

Go to similar: Marketing jobs in central london

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...

Go to similar: Officer jobs in central london

Compliance Officer- Global Markets London- (x3 Days in Office) 400-500pd emagine is a high-end professional services consultancy and solutions firm Specialising in providing business and technology services to the financial services sector, we power ...

Go to similar: Marketing jobs in central london

Excited to grow your career? Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and communication to Independent Compliance Risk Management Markets. ...

Go to similar: Officer jobs in central london