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Compliance Manager

6 January by CMC Markets

We have an exciting opportunity for a Compliance Manager to join our UK Compliance team. Reporting into the Deputy Head of UK Compliance, your positio...

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Servicing and Compliance Manager

27 January by Transform Housing

Servicing and Compliance Manager Location: Leatherhead Job Type: Permanent Contract Type : Full time Salary: 52k - 55k p.a. (depending on experience) plus benefits About us: Each year, we provide housing and support for more than 1,800 socially exclu...

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Sustainability Compliance & Project Manager

5 days ago by LiveNation

Company: Live Nation Department: Environmental Sustainability - Green Nation Programme Location: Farringdon, London Reports to: Head of Sustainability UK & Ire Working Hours: Full-time Contract Type: Permanent Role Description The Sustainability Comp...

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Senior Compliance Consultant

2 days ago by eFinancialCareers

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...

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Business Compliance Officer

2 days ago by eFinancialCareers

Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index p...

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Senior Compliance Specialist

2 days ago by eFinancialCareers

The individual will play a key role in the Compliance function, building and strengthening the existing OTC framework, monitoring regulatory developments and advising the business on Compliance matters. To land this role you will need: - At least fiv...

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Senior Compliance Specialist

2 days ago by eFinancialCareers

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and 51.3 billion worth of assets under management (as at 30th June 2024). Jupiter provides investment services to indiv...

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Compliance Officer Gas and Water

5 days ago by Southwark Council

What does a Compliance Officer do at Southwark Council? Are you passionate about ensuring safety, compliance, and excellence in building services? Southwark Council is seeking an experienced and dedicated Compliance Officer (Gas and Water) to join ou...

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Chief Compliance Officer

2 days ago by eFinancialCareers

Taking on a key leadership role with the firm, you will be responsible for: Providing broad compliance advisory support to the fund managers Maintaining and updating compliance manual and policies and procedures Managing the compliance program on day...

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Regulatory Compliance Analyst

2 days ago by eFinancialCareers

Key Responsibilities: Provide day-to-day compliance advisory support to the business, acting as the first point of contact for regulatory queries. Offer guidance on regulatory requirements and compliance obligations across multiple jurisdictions. Est...

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Regulatory Compliance Officer

2 days ago by eFinancialCareers

Summary: The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team. Reporting to the Deputy Head of Co...

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Information Compliance Manager

22 January by The Guardian

If you’re passionate about information management and ensuring compliance to the highest standards, UAL Awarding Body presents an exciting opportunity to join our team. The opportunity You will be a key member of our UAL Awarding Body team, who desig...

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Senior Compliance Analyst

2 days ago by eFinancialCareers

Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...

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Associate Compliance Specialist

22 January by eFinancialCareers

We are recruiting for a specialist Investment Management firm who are looking to hire a Compliance Associate to support the Compliance Director and Chief Compliance Officer, whilst developing a working knowledge of the operational and regulatory envi...

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Senior Compliance Advisor

2 days ago by eFinancialCareers

The individual will play a key role in the Compliance function, building and strengthening the existing OTC framework, monitoring regulatory developments and advising the business on Compliance matters. To land this role you will need: - At least fiv...

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Senior Compliance Specialist

2 days ago by eFinancialCareers

A Senior Compliance Officer is required to play a pivotal role in shaping the future of this global financial services firm's compliance function as it expands its OTC derivatives offering and positions itself as a Systematic Internaliser (SI). As a ...

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Associate Compliance Specialist

2 days ago by eFinancialCareers

We are recruiting for a specialist Investment Management firm who are looking to hire a Compliance Associate to support the Compliance Director and Chief Compliance Officer, whilst developing a working knowledge of the operational and regulatory envi...

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Regulatory Compliance Consultant

2 days ago by eFinancialCareers

My client are boutique consultancy looking to expand their London presence with a newly created role for a determined self-starter. They are looking for a regulatory compliance professional to deliver subject matter expertise to their wide range of f...

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Senior Compliance Consultant

2 days ago by eFinancialCareers

Company Description Ocorian is a global leader in corporate and fiduciary services, fund administration and capital markets. Wherever our clients hold financial interests, or however they are structured, we provide compliant, tailored solutions that ...

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VP of Compliance Advisory

2 days ago by eFinancialCareers

Our client, a Global Bank, are looking for a VP Compliance Advisory to join their Compliance Advisory team based in London. Responsibilities below: Carry out the day to day management of US related regulatory tasks Provide support and delegation to t...

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Head of IT Compliance

2 days ago by eFinancialCareers

A large international insurance company in London has created a new role within their European operations for a Head of IT Compliance. This role will suit a seasoned IT Audit professional with experience of coordinating IT Sox and other regulatory fr...

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Head of IT Compliance

22 January by eFinancialCareers

A large international insurance company in London has created a new role within their European operations for a Head of IT Compliance. This role will suit a seasoned IT Audit professional with experience of coordinating IT Sox and other regulatory fr...

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Deputy Head of Compliance

2 days ago by eFinancialCareers

The SEI Investments (Europe) Limited (SIEL" or the Firm") Compliance Department is responsible for creating, implementing, monitoring, and managing the Firm's procedures, key controls, and policies to ensure robust control, risk, and governance struc...

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Head of Compliance Advisory

2 days ago by eFinancialCareers

This is leadership role (3 direct reports) covering their financial planning and financial advisory business. The role will be a mix of compliance advisory, regulatory change, policy and managing the compliance framework. Candidates should have in-de...

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Director of Legal and Compliance

23 January by eFinancialCareers

As a Legal and Compliance Director you will be responsible for: Providing buisness wide compliance advise on any related queries. Managing the implementation of new, and refresh of exisiting, compliance policies; from drafting to testing and implemen...

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Director of Legal and Compliance

2 days ago by eFinancialCareers

As a Legal and Compliance Director you will be responsible for: Providing buisness wide compliance advise on any related queries. Managing the implementation of new, and refresh of exisiting, compliance policies; from drafting to testing and implemen...

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