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Compliance Officer

Compliance Officer

Yesterday by eFinancialCareers

About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...

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Compliance Associate

Compliance Associate

Yesterday by eFinancialCareers

The Regulatory Risk team is responsible for regulatory horizon scanning, managing relationships with regulators, regulatory reporting, individual and entity licensing, board and management reporting. At Macquarie, our advantage is bringing together d...

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Compliance Analyst

Compliance Analyst

Yesterday by eFinancialCareers

The team you will be joining is compact, allowing for a significant impact by each member. As a Compliance Analyst, your expertise will be pivotal in navigating the complex regulatory landscape, ensuring the firm's adherence to the highest standards..

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Compliance Director

Compliance Director

Yesterday by eFinancialCareers

What the Hiring Manager Says At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even great...

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Head of Compliance

Head of Compliance

Yesterday by eFinancialCareers

Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...

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Compliance Business Partner

Compliance Business Partner

28 June by WTW

The WTW Compliance Function’s aim is to proactively support WTW to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships. ...

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Chief Compliance Officer

Chief Compliance Officer

31 July by Fram Search

Salary bonus Hybrid working Sell-side background Our client is seeking a dynamic Chief Compliance Officer to lead a small, but busy, compliance team. Based in central London, our client is an FCA regulated sell-side firm and the role is to work acros...

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Central Compliance Officer

Central Compliance Officer

2 days ago by Reed

Compliance Analyst Location: Central London Job Type: Permanent Salary: 50k- 60k We are seeking a proactive and adaptable Compliance Analyst to join our Central Compliance team. The role encompasses a wide range of responsibilities, including regulat...

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Apprenticeship Compliance Manager

Apprenticeship Compliance Manager

12 October by Reed

We are recruiting for an experienced Degree Apprenticeship Compliance Manager for a high profile university in London. The ideal person will have experience in ILR and EFSA. This is a great opportunity to make the role you own, whilst also improving ...

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Senior Compliance Officer

Senior Compliance Officer

Profectus is working with a global fintech organisation looking for Senior Compliance Officer. The ideal candidate for this role will have key experience with investment service regulations. You will be working for an impressive global company that p...

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AML Compliance Analyst

AML Compliance Analyst

10 July by Larbey Evans

Elite US firm housed in central London seeks a new permanent AML/Compliance Analyst to join the growing team. The role will heavily involve AML duties, in addition to some compliance and conflicts duties within the wider team. Salary up to 50,000 Exc...

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Junior Compliance Analyst

Junior Compliance Analyst

31 July by mbf.

Our client, a respected Lloyd's Syndicate, is seeking a motivated Junior Compliance Analyst to join their team to provide support for their growing Compliance team. About the Company: A leading international Insurer, with a strong presence in the Lon...

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Insurance Compliance Officer-

Insurance Compliance Officer-

Our clients being an MGA with offices based in London are looking to hire a Compliance Officer to compliment their team. Will have a working knowledge of SME commercial and personal lines insurance and reporting to the Head of Compliance. Working wit...

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Compliance Monitoring Manager

Compliance Monitoring Manager

About the Company: My client is a scaling challenger Bank with large growth aspirations. They have built a diverse and inclusive culture and are looking for individuals who are innovative and can work across multiple stakeholders. The role is hybrid ...

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Senior Compliance Analyst

Senior Compliance Analyst

16 July by Sanderson

Position: Senior Compliance Analyst Industry: Lloyds Insurance Location: London (Hybrid) 60,000 - 70,000 per day Role Summary: We are currently recruiting for a highly skilled compliance professional to join a dynamic and fast-paced Compliance Functi...

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SOX Compliance Manager

SOX Compliance Manager

Yesterday by Investigo

A a 12-15 month FTC International SOX Compliance Manager role, working as part of a close knit team within a Global Organisation. The role will primarily involve performing and reviewing testing for 3 business units. In addition this person will be r...

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Controls Compliance Manager

Controls Compliance Manager

2 days ago by NET Recruit

Your Company: A nationally recognised business is seeking a Controls Compliance Manager to join their team in the London area. With decades of success behind them, this business has built an exceptionally strong brand for themselves, leading them not...

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Compliance Analyst - Insurance

Compliance Analyst - Insurance

Your new company You will be working for a national independent insurance broking group in a great compliance team. Your new role The job involves investigating and responding to client complaints, ensuring compliance with internal procedures, approv...

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