About us The Titan Group provides a broad range of services across the whole wealth value chain - from financial planning, investment management throu...
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We have an exciting opportunity for a Compliance Manager to join our UK Compliance team. Reporting into the Deputy Head of UK Compliance, your positio...
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Introduction Discover a world of endless possibilities at Gallagher Benefit Services, where you'll have the power to shape the future of workplaces across industries. As a member of our team, you become the driving force behind positive change, helpi...
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The role will provide oversight of regulatory processes across the business ensuring compliance with regulatory requirements and internal policies and procedures. This will include working closely with the COO to assist in managing the risk framework...
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Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...
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Head of Compliance | Life Insurance | Bromley | 90 - 110,000 (doe) Finitas are delighted to be exclusively partnering with an established life insurance company in their search for a Head of Compliance to join the team. Reporting into the Chief Risk ...
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Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...
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Candidates should have the following skills and experience: A number of years’ compliance advisory experience, ideally with a background in regulated lending Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC...
What You Will Learn from This Program As a Compliance Intern, you will gain valuable hands-on experience and insights into key areas of compliance operations, including: Client Onboarding and Due Diligence: Participate in the client onboarding proces...
What You Will Learn from This Program As a Compliance Intern, you will gain valuable hands-on experience and insights into key areas of compliance operations, including: Client Onboarding and Due Diligence: Participate in the client onboarding proces...
Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, t...
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Man Group is looking to hire a Junior Compliance Officer as part of its investment management Compliance team. The role will report into the Head of Compliance, AHL but will assist across a variety of tasks and business lines across all of Man Groups...
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Job Title: Quality Assurance Compliance Manager Location: London, UK Company: [Confidential Bank] Job Summary: The Quality Assurance Compliance Manager will be responsible for ensuring that the operations in London comply with all relevant regulatory...
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Eames Consulting is partnering with a reputable Insurance organisation to recruit a Compliance Analyst for their London Office. Key Responsibilities: Assist with the allocation of regulatory reporting duties, ensure compliance with reporting deadline...
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Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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Job Title: Associate - Compliance Analyst Job Description The Compliance Monitoring and Testing (CMT) Group is an independent oversight function responsible for planning and executing testing and monitoring activities. These activities assess whether...
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This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector. With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professio...
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Key responsibilities: Working closely day-to-day with the retail leadership team, you will have a dotted line to the central Risk and Compliance function where you will maintain a clear line of communication sharing best practice and helping to deliv...
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Introduction Discover a world of endless possibilities at Gallagher Benefit Services, where you'll have the power to shape the future of workplaces across industries. As a member of our team, you become the driving force behind positive change, helpi...
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AXA Investment Managers (AXA IM) is a responsible asset manager, actively investing for the long-term to help its clients, its people and the world to prosper. Our high conviction approach enables us to uncover what we believe to be the best global i...
Job Overview We are seeking an experienced Compliance Manager to join the London branch of an established foreign bank. This role offers the opportunity to oversee regulatory compliance and ensure the bank’s operations align with PRA and FCA require...
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Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financ...
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Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financ...
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A leading insurer with a presence at Lloyd's is currently seeking a compliance analyst to work on both Company market compliance, along with that of the Lloyd's syndicate. You'll work on all matters including regulatory compliance, sanctions and fina...
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Compliance Manager - 12 Months FTC Department: Compliance Employment Type: Fixed Term - Full Time Location: London Description The candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies Insu...
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Core Responsibilities: Advising traders on compliance matters related to foreign exchange and commodities. Overseeing daily trading activities and conducting communication surveillance. Handling inquiries from regulatory bodies and exchanges. Managin...
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