2,127 Compliance Monitoring Jobs

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Compliance Monitoring Analyst - Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required

7 October by eFinancialCareers

Compliance Monitoring Analyst – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required Ref:4061G2 60K - 65K Bonus & Benefits Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who...

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Senior Compliance Monitoring Associate - Two Years Retail FS or Wealth Management Monitoring Experience Required

29 October by eFinancialCareers

Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required Ref: 4047G2 60K - 65K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is...

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Compliance Officer

Are you a dedicated Quality Analyst or Compliance Executive eager to transition into a rewarding career as a Compliance Monitoring Officer? Look no further With the prestigious ICA Certificate in your arsenal, you are already one step ahead. Let us h...

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Market Surveillance Officer

Our client are a small commodities trader in the city, who are seeking a Market Surveillance Officer to join their compliance team in London. This role would suit a tech focussed, ex-broker ideally from an exchange traded derivatives background, with...

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Compliance Associate

21 October by MERJE Ltd

MERJE are currently supporting a long established FX/Currency business in their search for a Compliance specialist in London. You’ll have a fairly wide remit of responsibility, however expected that 50% of your time will be dedicated to managing thei...

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Compliance Manager Exclusive role

27 September by MERJE Ltd

MERJE are delighted to be supporting a long standing financial services organisation whoa re recruitng a Compliance Manager due to growth of the firms compliance function. The Compliance Manager will be responsible for ensuring that the FCA regulated...

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Senior Compliance Analyst

8 October by Oliver James

I am recruiting for a Senior Compliance Analyst for one of my Insurance clients in the city. Overview: This role will support the Head of Compliance and the team in maintaining the regulatory compliance framework, overseeing the network of Appointed ...

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Senior Compliance Analyst

11 October by Clayton Davies Ltd

What’s on Offer?? Base Salary: c. 55,000 Bonus : up to 15% Private Healthcare Holidays : 25 Days Holiday Bank Holiday (increases with service) Hybrid Working (Birmingham) 7.5% Pension Contribution Our client, a highly successful Investment Management...

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Compliance Officer

Compliance Officer The role: A successful financial services business focused on supporting customers for the past 30 years with excellent customer service is now seeking to appoint a Compliance Officer. The role of Compliance Officer reports to Head...

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Compliance Auditor

23 October by Qualitair

We are excited to be working with a Business Jet Management company on the recruitment of a Compliance Auditor to join a growing team on a permanent basis in Malta Responsibilities Include: Prepares audit checklists and conducts audits as instructed ...

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Compliance Officer

This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits. Indicative o...

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Compliance Officer

This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits. Indicative o...

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Internal Auditor / Part time

Your new company Our client, a leading financial services firm, is seeking a talented Internal Auditor with a strong finance background to join their team on a part-time basis. This is an excellent opportunity for a professional looking to contribute...

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Risk And Compliance - Insurance

14 October by Reed

Group Risk & Compliance Manager Location: either Taunton, Eastleigh or South Ockendon or remote as you are willing and able to travel to our offices as needed. Job Type: Full-time Salary: depends on experience We are seeking a Group Risk & Compliance...

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Risk And Compliance - Insurance

14 October by Reed

Group Risk & Compliance Manager Location: either Taunton, Eastleigh or South Ockendon or remote as you are willing and able to travel to our offices as needed. Job Type: Full-time Salary: depends on experience We are seeking a Group Risk & Compliance...

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Risk And Compliance - Insurance

14 October by Reed

Group Risk & Compliance Manager Location: either Taunton, Eastleigh or South Ockendon or remote as you are willing and able to travel to our offices as needed. Job Type: Full-time Salary: depends on experience We are seeking a Group Risk & Compliance...

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Risk And Compliance - Insurance

14 October by Reed

Group Risk & Compliance Manager Location: either Taunton, Eastleigh or South Ockendon or remote as you are willing and able to travel to our offices as needed. Job Type: Full-time Salary: depends on experience We are seeking a Group Risk & Compliance...

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Compliance Officer

A leading Chartered Wealth Management firm are looking for a Compliance Monitoring Officer to join the team. This position can be office based or fully remote for the right person. It offers a competitive salary, and a comprehensive benefits package..

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Risk And Compliance - Insurance

14 October by Reed

Group Risk & Compliance Manager Location: either Taunton, Eastleigh or South Ockendon or remote as you are willing and able to travel to our offices as needed. Job Type: Full-time Salary: depends on experience We are seeking a Group Risk & Compliance...

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Senior Compliance Advisory Manager

18 October by Broadgate Search Ltd

Job Title: Senior Compliance Advisory Manager Location: London - Hybrid working Regulatory Advisory: Provide regulatory advice to the business, build strong relationships, and offer constructive challenge when needed. Project Management: Lead ad-hoc ...

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Regulatory Compliance Analyst - FX

30 July by MERJE Ltd

MERJE has partnered with a leading corporate FX firm. Due to continued growth and development, they are seeking a Regulatory Compliance Analyst to join their dynamic team. As a Regulatory Compliance Analyst, you will enhance the monitoring and survei...

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Commodities Advisory Compliance

Yesterday by eFinancialCareers

Key Duties Provide accurate compliance advice to the business and internal stakeholders Provide trainning to the business and internal stakeholders To conduct Regulatory Reviews of the firm and its functions through the Compliance Monitoring Programm...

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Compliance Officer - Investment

1 August by MERJE Ltd

MERJE has partnered with a leading multi-strategy investment firm and we’re on the lookout for a talented Compliance Officer join their London team. This role supports a team of two experienced Compliance specialists and will focussed on helping them...

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BOOKKEEPER - HYBRID!

23 October by Atkinson Moss

I am delighted to be partnering with a dynamic business based on the outskirts of Ipswich seeking to recruit a Bookkeeper in a key role to support the financial health of the business as they grow. Key responsibilities will include: Maintain and upda...

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Head of Compliance

17 October by MERJE Ltd

MERJE is seeking an experienced Head of Compliance for a leading FinTech company. This crucial role involves implementing effective compliance functions, monitoring ethics efforts, and providing guidance to the Executive Committee and regulated Board...

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