1,881 Compliance Monitoring Jobs

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Compliance Monitoring Officers

Yesterday by MERJE Ltd

Compliance Monitoring Officer-French / German Speaking Role Overview & Purpose A leading wealth management firm, located in Manchester, is seeking a Compliance Monitoring Officer to join a newly formed European compliance team. The successful candida...

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Compliance Monitoring Manager

A leading insurance firm, that operates in the Lloyd's market, is currently seeking a Compliance Monitoring Manager. Working on a hybrid basis (3 days in the office), you will: Develop and improve compliance monitoring policy and procedures Prepare t...

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Compliance Monitoring Manager

Your new company Looking for a new challenge in the insurance and reinsurance industry? We have the perfect opportunity for a Compliance Monitoring Manager to join our clients' global team. They are a specialty insurance and reinsurance business who ...

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Compliance Monitoring Officer

20 August by Clayton Davies Ltd

Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis. Key Responsibilities: The role of the Compliance Monitoring Officer will be to support the ...

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Compliance Monitoring Analyst

26 July by Finitas

Compliance Monitoring Analyst | Lloyd's Broker | London/Hybrid | 45 - 55,000 (doe) Finitas are delighted to be working with a growing Lloyd's broker in their search for a Compliance Monitoring Officer to join their team. Reporting into the Head of Co...

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Compliance Monitoring Officers

Yesterday by MERJE Ltd

Compliance Monitoring Officer-French / German Speaking Role Overview & Purpose A leading wealth management firm, located in Manchester, is seeking a Compliance Monitoring Officer to join a newly formed European compliance team. The successful candida...

Job hidden.

Compliance Monitoring Officers

Yesterday by MERJE Ltd

Compliance Monitoring Officer-French / German Speaking Role Overview & Purpose A leading wealth management firm, located in Manchester, is seeking a Compliance Monitoring Officer to join a newly formed European compliance team. The successful candida...

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Compliance Monitoring Manager

About the Company: My client is a scaling challenger Bank with large growth aspirations. They have built a diverse and inclusive culture and are looking for individuals who are innovative and can work across multiple stakeholders. The role is hybrid ...

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Compliance Monitoring Officer

14 August by Venn Group

Compliance Monitoring Officer Venn Group have partnered with an international banking firm in the City of London seeking an individual to join their Compliance Monitoring function on a permanent basis. In this pivotal role, you'll be instrumental in ...

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Compliance Monitoring Officer

23 July by MERJE Ltd

Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking inde...

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Compliance Monitoring Officer

Not everyone wants a promotion. Not everyone dreams of moving into management or doing something different. Some people just love the job they do. But you can love your job and not love your company. When that happens and you come to look for your ne...

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Compliance Monitoring Officer

1 August by eFinancialCareers

Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...

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Compliance Monitoring Associate

16 August by eFinancialCareers

Role & Responsibilities: Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a high standard and delivering results in a timely manner. Work proactively to identify control gaps and weak...

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Compliance Monitoring Officer

16 August by eFinancialCareers

Compliance Monitoring Officer Venn Group have partnered with an international banking firm in the City of London seeking an individual to join their Compliance Monitoring function on a permanent basis. In this pivotal role, you'll be instrumental in ...

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Head of Compliance Monitoring

20 August by MERJE Ltd

MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring. This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team...

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Head of Compliance Monitoring

Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...

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Compliance Monitoring & Testing Officer

16 August by eFinancialCareers

Gresham Hunt is working with an leading European investment bank to fill the role of Compliance Testing Officer for their UK Wholesale Banking Compliance Testing department. This is an exciting opportunity to be responsible for assessing the design a...

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Compliance Monitoring Oversight Officer

5 August by Connells Group HQ

Job Description Connells Group have an exciting opportunity working as a Compliance Monitoring Oversight Officer in our office in Leighton Buzzard. Flexible working arrangements with requirements to visit Head Office or branch sites. A company laptop...

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Compliance Monitoring Officer - Insurance

13 March by MERJE Ltd

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that del...

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Compliance Manager Monitoring

19 August by Eames Consulting

Eames is currently working with a global insurance carrier on the appointment of a Compliance Manager to join their international team in London. As a Compliance Manager, you will provide monitoring services the firm's governing bodies and a range of...

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Compliance Monitoring Associate - Trading Platform

20 August by MERJE Ltd

MERJE are currently supporting a fast growing trading platform in their search for a Compliance Monitoring specialist in London. Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or wea...

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Trade Surveillance / Compliance Monitoring Analyst

We are looking a candidate with 12 months Compliance /Trade Monitoring Surveillance experience to join and work within a Trading Surveillance team. The main function of this position will be to assist in the Company's market surveillance and monitori...

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Compliance Manager - Compliance Monitoring & Thematic Reviews

3 days ago by eFinancialCareers

Fixed Term Contract Duration - 5 Months What the Hiring Manager says At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to st...

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Senior Compliance Monitoring Associate - Two Years Retail FS or Wealth Management Monitoring Experience Required

16 August by eFinancialCareers

Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required Ref: 4047G2 60K - 65K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is...

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Compliance Officer

Are you a dedicated Quality Analyst or Compliance Executive eager to transition into a rewarding career as a Compliance Monitoring Officer? Look no further With the prestigious ICA Certificate in your arsenal, you are already one step ahead. Let us h...

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