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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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Key Responsibilities: Develop and implement a comprehensive compliance monitoring program Code of ethics/personal account dealing monitoring Market abuse trade surveillance Support compliance framework for new products and markets Senior Managers and...
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Responsibilities: Assist the Head of Advisory Compliance in coordinating regulatory requirements and business projects. Collaborate with the Advisory team on projects, support other team members, and share information and learnings to benefit the ent...
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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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Compliance Monitoring Officer Venn Group have partnered with an international banking firm in the City of London seeking an individual to join their Compliance Monitoring function on a permanent basis. In this pivotal role, you'll be instrumental in ...
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Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various b...
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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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Practice Group / Department: General Counsel & Risk Management Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institutio...
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Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk manag...
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Position description Business unit Legal, Secretary General & Compliance - Compliance Job title Internal Control Officer Junior F/M Contract type Permanent Candriam Group Presentation Candriam is a global multi-specialist asset manager and a recogniz...
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Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...
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Join us as a Model Risk Validation Officer This is an opportunity for a passionate and driven quantitative risk specialist to join our business We’ll look to you to review and validate various pricing, valuation and finance models relating to wholesa...
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Join us as a Model Risk Validation Officer This is an opportunity for a passionate and driven quantitative risk specialist to join an evolving area of risk management We’ll look to you to review and validate various Treasury & Forecasting models acro...
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Investment Management - Financial Crimes Risk Officer - Senior Associate London The Investment Management (IM) Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible for identifying, assessing, and escalating potent...
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About our client Our client is a leading private equity firm focused on investing in international growth markets. They invest across sustainable growth, foster economic development, and create long-term value for investors, portfolio companies, and ...
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Duration: 12 months Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, a...
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Job Description: Job Title Head of Core Design of Transaction Control Strats Location London Corporate Title Director Group Strategic Analytics (GSA) is part of Group Chief Operation Office (COO) which acts as the bridge between the Bank's businesses...
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Portfolio Associate - Asset Management The Asian Infrastructure Investment Bank (AIIB) is a multilateral development bank whose mission is Financing Infrastructure for Tomorrow in Asia and beyond-infrastructure with sustainability at its core. We beg...
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YOUR IMPACT As a member of the Risk Division's Regulatory Engagement team in London, you will play a key role in the oversight and implementation of relevant risk management regulation and processes across risk functions, as well as regional and lega...
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Job Description: Investment Governance Administration – Private Equity Position Team member within Investment Governance operations capturing, maintaining and reporting governance data for investments and corporate structures across the end-client po...
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