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Compliance Officer

Compliance Officer

About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...

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Global Head of Technology Operations - SMF-24 - Equities - Trading

Global Head of Technology Operations - SMF-24 - Equities - Trading

1 hr ago by eFinancialCareers

Global Head of Technology Operations - SMF-24 - Equities - Trading Excellent opportunity opens for a highly experienced individual from a Bank, Hedge fund, or Buy-side Organisation to join an International Financial Services Entity as Global Head of ...

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Counsel / Senior Counsel - Institutional and Administrative Base in Beijing

Counsel / Senior Counsel - Institutional and Administrative Base in Beijing

Counsel / Senior Counsel - Institutional and Administrative The Asian Infrastructure Investment Bank (AIIB) is a multilateral development bank whose mission is financing the Infrastructure for Tomorrow-infrastructure with sustainability at its core. ...

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Global Markets Compliance Officer, Vice President, Hybrid

Global Markets Compliance Officer, Vice President, Hybrid

Who we are looking for We are looking for a Global Markets Compliance Officer - Vice President who will primarily focus on advising internal stakeholders on implementation and development of an equities swaps trading desk, including developing releva...

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Director, Transaction Advisory Services - Accounting and Financial Reporting - London, UK

Director, Transaction Advisory Services - Accounting and Financial Reporting - London, UK

Business Unit: Financial and Valuation Advisory Industry: TAS - Transaction Advisory Services Director, Accounting and Financial Reporting Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital...

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Director, Transaction Advisory Services - Financial Due Diligence - London, UK

Director, Transaction Advisory Services - Financial Due Diligence - London, UK

Business Unit: Financial and Valuation Advisory Industry: TAS - Transaction Advisory Services Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financ...

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Rates Product Compliance Officer - Vice President at Citi

Rates Product Compliance Officer - Vice President at Citi

Excited to grow your career? Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and communication to Independent Compliance Risk Management Markets. ...

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Compliance Product Officer - Commodities/Futures Vice President at Citi

Compliance Product Officer - Commodities/Futures Vice President at Citi

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or r...

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Commodities Credit Underwriter - MEA, UK, Europe and APAC - Senior Vice President at Citi

Commodities Credit Underwriter - MEA, UK, Europe and APAC - Senior Vice President at Citi

Citi continues to enhance its business control and governance framework by building out Institutional Credit Management (ICM), a new function in the 1st Line of Defense, to house and consistently manage credit risk activities performed across its Ins...

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Commodities Credit Underwriter - UK, Europe and MEA - Senior Vice President at Citi

Commodities Credit Underwriter - UK, Europe and MEA - Senior Vice President at Citi

Citi continues to enhance its business control and governance framework by building out Institutional Credit Management (ICM), a new function in the 1st Line of Defense, to house and consistently manage credit risk activities performed across its Ins...

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Compliance, Global Banking and Markets, Electronic Trading Compliance, Associate, London

Compliance, Global Banking and Markets, Electronic Trading Compliance, Associate, London

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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