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Our client is seeking a Senior Compliance Manager to provide first-class, commercially focused compliance advisory support within real assets. This role offers the opportunity to work in a dynamic environment where you will be advising, challenging, ...
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Macquarie Asset Management is part of Macquarie Group, a diversified financial group providing clients with asset management, banking, advisory and risk and capital solutions across debt, equity, and commodities. Headquartered in Sydney and with offi...
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Company Description We are Legal & General Investment Management (LGIM), the asset-management arm of Legal & General Group. Our purpose is to create a better future through responsible investing. We strive to achieve this through a strong sense of pa...
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Your Company: A nationally recognised business is seeking a Senior Controls Compliance Manager to join their team in the London area. With decades of success behind them, this business has built an exceptionally strong brand for themselves, leading t...
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Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...
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Please note: Experience with Aladdin/Webfolio is a core requierement for this role. We have partnered with one of our top clients, a leading global asset manager, seeking to hire an experienced Senior Risk Manager for their London office. This critic...
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Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...
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RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
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Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...
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My Client is a top 20 Practice firm, and they are looking for a Compliance Manager or Senior Manager to joint their growing team. Responsibilities The Compliance Manager/Senior Manager plays a vital role in the Firm's System of Quality Management (SO...
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My Client is a top 20 Practice firm, and they are looking for a Compliance Manager or Senior Manager to joint their growing team. Responsibilities The Compliance Manager/Senior Manager plays a vital role in the Firm's System of Quality Management (SO...
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We have an exciting opportunity for a Compliance Analyst to support the Conduct Policies Training in London. Reporting into a Senior Compliance Manager, your position will involve supporting Pillar 3 of the Compliance function (focusing on Policy Gov...
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A leading investment manager with an excellent market reputation is looking for a core compliance analyst. This person will join their London team reporting into a senior compliance manager. Responsibilities: Assist the senior compliance manager with...
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Responsibilities (brief): Overseeing the day-to-day administration of Control Room compliance programs as it relates to information barriers and managing conflicts of interests that may be present within the Bank's Corporate & Investment Banking, Cap...
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Responsibilities: - Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. - Responsible for providing advice and support in order to provide reasonable assurance that: - Th...
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Compliance Monitoring Manager - Wealth & Asset Management - London Do you have background in Compliance Monitoring within a Wealth & Asset Management setting, do you have experience of leading a team? Then this role could be for you My client is look...
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Rev & Regs are recruiting for a Compliance Monitoring Manager role on behalf of a well-established Fintech company, based in London. Responsibilities: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan As...
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MERJE are currently supporting a fast growing trading platform in their search for a Compliance Monitoring specialist in London. Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or wea...
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A leading Investment Bank are looking to hire a Senior Audit Manager (Core Compliance) within their London office for a 12 month fixed term contract. Seeking applicants who have internal audit banking experience focusing upon Compliance with exposure...
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Robert Half is working with a rapidly growing fintech company who are recruiting for a Compliance Monitoring Associate role, that is based in City of London. Company This Compliance Monitoring Associate role is for a thriving company that are looking...
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Robert Half is working with a rapidly growing fintech company who are recruiting for a Compliance Monitoring Associate role, that is based in City of London. Company This Compliance Monitoring Associate role is for a thriving company that are looking...
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Senior Audit Managers are responsible for leading and managing audit engagements and supporting the annual audit planning process. This specific role will provide expertise relating to compliance and conduct risks, primarily within an investment bank...
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Compliance Officer, 12-month contract Our client is seeking a Compliance generalist to join its team in the UK. The role will report directly to the Head of UK Compliance. Key Responsibilities: Support the business' overall compliance program, focusi...
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Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...
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Compliance Manager, Funds and Distribution 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we ...
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