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Compliance Analyst

Compliance Analyst

Hi everyone, I'm working with a well-established Investment Management firm who are seeking a Compliance Analyst to join their team. This role would suit a self-starter who is looking to develop their skill-set within Compliance. Please like and shar...

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Compliance Officer

Compliance Officer

3 July by Cedar

Compliance Officer, 12-month contract Our client is seeking a Compliance generalist to join its team in the UK. The role will report directly to the Head of UK Compliance. Key Responsibilities: Support the business' overall compliance program, focusi...

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Compliance Associate

Compliance Associate

4 July by MERJE Ltd

MERJE are currently supporting a long established FX/Currency business in their search for a Compliance specialist in London. You’ll have a fairly wide remit of responsibility, however expected that 50% of your time will be dedicated to managing thei...

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Compliance Manager

Compliance Manager

5 days ago by Markel

Our client is an international speciality insurer and reinsurer with offices in London, Bermuda, Luxembourg and Guernsey. They have brought together some of the best, brightest and most experienced re/insurance people to create an organisation built ...

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Compliance Manager

Compliance Manager

I am currently looking for an experienced Compliance Specialist to join a SME who are within the wealth/asset management industry This company has seen significant success over recent years and is currently undergoing a acquisition phase within their...

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Compliance Executive

Compliance Executive

As a Compliance Executive, you will play a crucial role in ensuring their operations adhere to regulatory requirements and internal policies. You will be responsible for monitoring and managing compliance risks, providing advice and guidance on regul...

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Head of Compliance

Head of Compliance

1 July by Sanderson

Head of Compliance Industry: Financial Services - Payments/ FX Hybrid working 100,000 per annum Role overview: As Head of Compliance and MLRO you will be responsible for the Compliance and Risk Frameworks, working directly with the Managing Director..

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Compliance Business Partner

Compliance Business Partner

28 June by WTW

The WTW Compliance Function’s aim is to proactively support WTW to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships. ...

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Chief Compliance Officer

Chief Compliance Officer

1 week ago by Fram Search

Salary bonus Hybrid working Sell-side background Our client is seeking a dynamic Chief Compliance Officer to lead a small, but busy, compliance team. Based in central London, our client is an FCA regulated sell-side firm and the role is to work acros...

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Compliance Advisory Officer

Compliance Advisory Officer

26 June by Goodman Masson

Responsibilities (brief): Maintain regulatory developments and support the business in assessing impacts Facilitate compliance with regulatory requirements Be a trusted advisor for any regulatory or governance queries by providing guidance and steer ...

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Risk & Compliance Analyst

Risk & Compliance Analyst

1 week ago by Finitas

Risk & Compliance Analyst | Lloyd's Broker | London/Hybrid | 30 - 35,000 (doe) Finitas are delighted to be exclusively partnered with a boutique Lloyd's broker in their search for an additional Risk & Compliance Analyst to join their team. This is th...

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Senior Compliance Manager

Senior Compliance Manager

27 June by Robert Walters

Our client is seeking a Senior Compliance Manager to provide first-class, commercially focused compliance advisory support within real assets. This role offers the opportunity to work in a dynamic environment where you will be advising, challenging, ...

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UK Head of Compliance

UK Head of Compliance

Sterling Williams are excited to partner with a growing FinTech organisation who are looking to hire a UK Head of Compliance. The successful candidate will support the CCO in day to day managing of the Compliance Team and will have previously held SM...

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