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Compliance Assurance

4 November by Victus Search

We have been exclusively retained to recruit for a Compliance Assurance role with an international financial services provider. The Firm : Join a world-leading, international financial services provider with a reputation for excellence. Operating acr...

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Compliance Officer

3 days ago by Reed

Compliance Officer Annual Salary: To be discussed Location: London Job Type: FTC Our client is looking for a Compliance Officer, where you will ensure that the bank adheres to all applicable regulations, guidelines, and internal policies. This role i...

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Compliance Analyst

1 week ago by Adecco

Compliance Analyst Our client, a leading banking institution, is seeking a Compliance Analyst II to join their team. This is a Fixed Term Contract position for a period of 18 months, based in, City of London. As a Compliance Analyst II, you will be r...

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compliance officer

4 days ago by cer Financial Ltd

Compliance Officer Permanent City of London (5 days in the office per week) Paying up to 55k We are currently working with an international bank based in the city of London who are looking for a compliance officer to join their team asap. Purpose of ...

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Head of Compliance

Our client is seeking an experienced Head of Compliance and Money Laundering Reporting Officer, to be based at their head office in Stratford, London. The Head of Compliance and Money Laundering Reporting Officer role is integral to key stakeholders,...

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Compliance Officer

3 days ago by Reed

Compliance Officer Annual Salary: To be discussed Location: London Job Type: FTC Our client is looking for a Compliance Officer, where you will ensure that the bank adheres to all applicable regulations, guidelines, and internal policies. This role i...

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Compliance Assistant

22 October by cer Financial Ltd

Compliance Assistant City of London / Hybrid Permanent 45,000 - 48,000 cer Financial are working alongside a bank who are based in the City of London. They are seeking a Compliance Assistant to work with them on a permanent basis. The responsibilitie...

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Compliance Assistant

This role offers the successful candidate the opportunity to join a successful Global Commodity producer, marketer, and Trading business. This role is based in the Compliance team here in London, where they trade various Energy products including Oil...

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Compliance Officer

11 November by eFinancialCareers

We are seeking a Compliance Officer to join our clients London office. The Compliance Officer will be responsible for ensuring that the organisation adheres to regulatory requirements and internal policies. This role involves monitoring compliance wi...

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Compliance Officer

11 November by eFinancialCareers

We are exclusively recruiting for a growing asset management firm looking to hire a Compliance Officer for a newly created role as the business continues to expand. This role will suit someone with a proactive & dynamic working approach, comfortable ...

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Compliance Officer

11 November by eFinancialCareers

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester. We are seeking compliance generalists to support the Head of Compliance with a solid unde...

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Compliance Officer

11 November by eFinancialCareers

Carrying out daily review and monitoring of the firms Code of Ethics program Assist the compliance team with compliance onboarding and managing employees’ disclosures Conduct new hire and annual compliance trainings, personal trading reviews and appr...

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Compliance Manager, Compliance Advisory

8 October by eFinancialCareers

Compliance Manager, Compliance Advisory 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we act...

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Compliance Officer

11 November by eFinancialCareers

Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...

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Compliance Manager - Compliance Advice

11 November by eFinancialCareers

Fixed Term Contract Duration - 11 Months About the Business At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one st...

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Compliance Manager

11 November by eFinancialCareers

Fixed Term Contract Duration - 6 Months About the Business Quilter plc is a leading provider of financial advice, investments and wealth management, committed to being the UK's best wealth manager for clients and their advisers. Quilter oversees 111..

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Compliance Associate

11 November by eFinancialCareers

Compliance Associate – 1 Year FTC Asset and Investment Manager London – Up to 70,000 Gresham Hunt has been mandated by our Asset and Investment Management client to find an experience Compliance Associate on a one year contractual basis. Our client i...

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Compliance Analyst

7 October by eFinancialCareers

We are recruiting for a leading city based Stockbroker / Wealth Management firm are looking for a Compliance Manager to oversee the day to day management of the Compliance Department. Main Responsibilities Submission of RegData regulatory reports, no...

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Compliance Manager, Compliance Advisory

11 November by eFinancialCareers

Compliance Manager, Compliance Advisory 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we act...

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Compliance Associate - Banking

24 October by Reed

Compliance Associate Job Type: Full-time Permanant Location: London Benefits: Hybrid Working We are seeking a Compliance Associate for a prestigious Bank in implementing their regulatory compliance and AML frameworks. This role is integral in support...

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Compliance Associate - Banking

24 October by Reed

Compliance Associate Job Type: Full-time Permanant Location: London Benefits: Hybrid Working We are seeking a Compliance Associate for a prestigious Bank in implementing their regulatory compliance and AML frameworks. This role is integral in support...

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Regulatory Compliance Officer

4 days ago by Sterling Williams LTD

London 40,000 - 45,000 Per annum 1 Year Fixed Term Compliance Officer Hybrid Sterling Williams have a new role, working for a financial institution based in the West End - (London). We are seeking a Compliance Officer with at least 3 years experience...

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Compliance Associate - Banking

24 October by Reed

Compliance Associate Job Type: Full-time Permanant Location: London Benefits: Hybrid Working We are seeking a Compliance Associate for a prestigious Bank in implementing their regulatory compliance and AML frameworks. This role is integral in support...

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Compliance Control Room

11 November by Deutsche Bank

Job Description: Job Title Compliance Control Room Location London Corporate Title Assistant Vice President The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls...

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Compliance Officer/Deupty Head of Compliance

5 days ago by eFinancialCareers

A leading global investment management firm is seeking an experienced Deputy Head of Compliance to join their growing compliance team.This senior-level position offers an exciting opportunity to work in a fast-paced and challenging environment, overs...

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