1,337 Compliance Regulatory Jobs in London

Compliance Analyst (Regulatory compliance monitoring - banking) City of London 3 days per week in office Permanent 35,000 - 45,000 You MUST have experience with REGULATORY COMPLIANCE MONITORING - from a banking background cer Financial are working al...

Go to similar: Analyst jobs in london

WE Talent are working with a regulatory business in the City of London who are recruiting for a Regulatory Compliance Manager to join their team. This is an ideal role for an individual who thrives under a busy and varied workload with the confidence...

Go to similar: Manager jobs in london

Regulatory Compliance Analyst City of London Permanent 70,000 Overview: The Regulatory Compliance Analyst will ensure that monitoring and surveillance program meets regulatory requirements for their range of services. The incumbent will help my clien...

Go to similar: Analyst jobs in london

Key Responsibilities: Address inquiries from external parties regarding market activity and internal controls for trading activities. Identify and escalate compliance issues to senior management, and assist in finding solutions. Approve access to con...

Go to similar: Consultant jobs in london

Profectus is working with a global fintech organisation looking for Senior Regulatory Compliance Executive. The ideal candidate for this role will have key experience with investment service regulations. You will be working for an impressive global c...

Go to similar: Executive jobs in london

Our Team: Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's lead...

Go to similar: Officer jobs in london

Robert Walters is delighted to exclusively partner with Chelsea Football Club, to assist in recruiting an Associate Counsel to join their Regulatory team. As a member of the Chelsea team, the successful candidate will become part of a club which prou...

Go to similar: Associate jobs in london

Regulatory Compliance Senior Associate Wealth, Asset & Investment Management London / Hybrid 50,000 I am looking for a articulate and capable compliance professional with specific exposure within the wealth, asset and investment management sector. Yo...

Go to similar: Associate jobs in london

We are seeking a highly knowledgeable and experienced Regulatory Reporting Compliance Advisor on a contract basis to join the compliance advisory team. The ideal candidate will focus on key regulatory frameworks, including MiFID II, EMIR, and SFTR, p...

Go to similar: Compliance jobs in london

The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions. This role includes making statutory disclosures, establishing a strong control environment, and u...

Go to similar: Manager jobs in london

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

Go to similar: Manager jobs in london

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...

Go to similar: Associate jobs in london

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...

Go to similar: Officer jobs in london

Role Purpose To lead the global team of compliance professionals and legal experts at Baanx/CL, ensuring the company's continued growth, innovation, and compliance across all relevant regulatory jurisdictions. Baanx/CL provides crypto-enabled card an...

Go to similar: Counsel jobs in london

About the Role: Grade Level (for internal use): 13 The Team: This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head Managed Services but work closely ...

Go to similar: Manager jobs in london

Position description Business unit Legal, Secretary General & Compliance - Compliance Job title Internal Control Officer Junior F/M Contract type Permanent Candriam Group Presentation Candriam is a global multi-specialist asset manager and a recogniz...

Go to similar: Officer jobs in london

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

Go to similar: Associate jobs in london

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

Go to similar: Associate jobs in london

Responsibilities: Define and implement Investment and Trading Compliance framework including best execution, market abuse, fair & timely trade allocation, and cross trades Perform the Compliance Monitoring Plan control testing related to Investment a...

Go to similar: Manager jobs in london

We have a great opportunity for a Technical Manager to join a rapidly growing company that are experts in the Passive Fire Protection and Fire Stopping industry who pride themselves on delivering the highest standards of service, technical skills, an...

Go to similar: Manager jobs in london

K-People Europe is a London based recruitment consultancy and we’ve been recruiting top talents for our clients in UK & Europe since 2007. Our client, a reputable international bank located in the heart of City of London, is looking for a Compliance ...

Go to similar: Officer jobs in london

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

Go to similar: Manager jobs in london

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

Go to similar: Controller jobs in london

We have been instructed to support one of our niche regulatory consultancy clients with the appointment of a newly created Project Delivery Consultant role that is integral to their on-going growth. RESPONSIBILITIES Engagement Delivery: • Providing o...

Go to similar: Consultant jobs in london

Robert Half Office Team are currently recruiting for a Customer Service rep based in Stratford. This role is 5 days per week in the office, and 1 Saturday per month. The role is for 4 months Initially. Main Duties & Responsibilities: Day to day proce...

Go to similar: Administrator jobs in london