356 Compliance Regulatory Jobs in London

Our client, a Global Bank, are looking for a Compliance Manager, Regulatory Developments to join their Compliance team based in London. Responsibilities below: When required, performing \"horizon scanning\" to identify regulatory developments which w...

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Our client is a renowned entity in the financial services sector, focusing on wealth management. They are committed to providing superior services to their customers, maintaining a solid reputation in the market for their integrity, professionalism, ...

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Summary: The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team. Reporting to the Deputy Head of Co...

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My client are boutique consultancy looking to expand their London presence with a newly created role for a determined self-starter. They are looking for a regulatory compliance professional to deliver subject matter expertise to their wide range of f...

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A leading global financial services institution is seeking an experienced senior professional to join its Regulatory Strategy & Policy (RS&P) team. The successful candidate will play a critical role in enhancing the firm's footprint and influence wit...

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The ideal candidate disposes of: Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities. Monitor industry practice w...

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About the Role: Grade Level (for internal use): 13 Regional Commercial Director - Regulatory Compliance The Team: This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of...

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Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index p...

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About the program Our Summer Analyst Program is a nine to ten week summer internship for students pursuing a bachelors / graduate degree. You will be fully immersed in our day-to-day activities. As a participant, you will: Attend orientation where yo...

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The WTW Compliance Function’s aim is to proactively support the Company to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relatio...

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We are looking for a Senior Business Analyst to support our project management team on a regulatory project Who are we? Treliant is a global consulting firm serving banks, mortgage originators and servicers, FinTechs, and other companies providing fi...

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We are looking for Regulatory Change professionals to work on key projects for our Tier 1 Investment Banking client, based within the Regulatory Reform function of the bank. Our current projects include, but are not limited to: IBOR transition, MiFID...

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We are seeking a Project Administrator to support the management of AAT, IFA, and private training projects. The role involves coordinating project activities, maintaining accurate documentation, tracking progress, and ensuring compliance with regula...

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Location London - One Canada Square, Level 25 Business - Brookfield Oaktree Wealth Solutions Brookfield Asset Management, a leading global alternative asset manager, has an exemplary 100 year history of owning and operating real assets and related bu...

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Scope of Role: To repair and overhaul a wide range of aircraft Communications, Navigation, Radar, Radio Audio units, Recorders and Instruments to component level. This role requires working with technologies ranging from analogue electronics to compl...

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The firm is in high growth stages, offering a variety of capital markets products and operating globally, with a focus on emerging markets. Description Oversee the compliance department and ensure all activities meet regulatory requirements. Implemen...

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The firm is in high growth stages, offering a variety of capital markets products and operating globally, with a focus on emerging markets. Description Oversee the compliance department and ensure all activities meet regulatory requirements. Implemen...

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Treliant is a global consulting firm serving banks, mortgage originators and servicers, FinTechs, and other companies providing financial services. We are led by practitioners from the industry and the regulatory community who bring deep domain knowl...

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I'm working on behalf of a leading Wealth Management Firm who are seeking a Junior Client Onboarding Analyst to support their client on-boarding process, ensuring compliance with regulatory requirements, and maintaining the integrity of client docume...

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Currently working with a Lloyd's Syndicate looking to hire a Senior DA Analyst to their team in London. The role involves onboarding and managing complex delegated authority arrangements, ensuring compliance with regulatory frameworks and internal ri...

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QIS Trader Selby Jennings is currently seeking a QIS Trader to join our client in London. The successful candidate will be responsible for trading across various asset classes in quantitative investment strategies. Responsibilities: Develop and imple...

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Key Responsibilities: Manage the end-to-end loan administration process, including documentation, processing, and servicing of loans. Utilise Loan IQ software to ensure accurate and efficient loan management. Collaborate with internal teams to ensure...

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Senior Assistant Company Secretary London Bridge Up to 68,500 Hyde is looking to recruit a Senior Assistant Company Secretary. Hyde is one of the UK’s leading and award-winning providers of affordable homes in London, the South-East and surrounding a...

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QIS Trader Selby Jennings is currently seeking a QIS Trader to join our client in London. The successful candidate will be responsible for trading across various asset classes in quantitative investment strategies. Responsibilities: Develop and imple...

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Uniserve, a leader in the logistics and supply chain industry, is expanding its European services and seeking a dedicated Senior European Operator to join our growing team. This is a unique opportunity for an experienced professional to step into a r...

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