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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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A private markets focused firm is looking to hire a Compliance Officer to join their Compliance function in a generalist compliance role, with a strong Financial Crime focus working with the firms rapidly growing emerging markets business. The ideal ...
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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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Responsibilities: Assist the Head of Advisory Compliance in coordinating regulatory requirements and business projects. Collaborate with the Advisory team on projects, support other team members, and share information and learnings to benefit the ent...
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Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various b...
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Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various b...
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Who we are looking for We are looking for a Global Markets Compliance Officer - Vice President who will primarily focus on advising internal stakeholders on implementation and development of an equities swaps trading desk, including developing releva...
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Excited to grow your career? Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and communication to Independent Compliance Risk Management Markets. ...
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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk ass...
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Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or r...
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Our client is a multinational company, looking for a General Counsel for all legal, compliance and data protection related matters for all their UK legal entities. This position also comprises the role of company secretary. The successful candidate m...
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Our client is a multinational company, looking for a General Counsel for all legal, compliance and data protection related matters for all their UK legal entities. This position also comprises the role of company secretary. The successful candidate m...
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An exciting new role has arisen at this highly respected boutique residential conveyancing solicitors firm in Mayfair for an Operational Director (COLP) reporting directly to the CEO. You will need to have at least seven years experience as a qualifi...
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Role & Responsibilities Support the Head of Financial Risk with maintaining and embedding the Interest Rate, Market, Liquidity, Credit and Climate Risk frameworks. Undertake required analysis to prepare recommendations for investments and associated ...
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About the Role: Grade Level (for internal use): 14 S&P Global delivers essential intelligence that powers decision making. We provide the world's leading organizations with the right data, connected technologies and expertise they need to move ahead..
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Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk manag...
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Position description Business unit Legal, Secretary General & Compliance - Compliance Job title Internal Control Officer Junior F/M Contract type Permanent Candriam Group Presentation Candriam is a global multi-specialist asset manager and a recogniz...
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Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...
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GLOBAL INVESTMENT RESEARCH From macroeconomic forecasts to individual stock analysis, our team develops tools and insights to help shape investment strategies for clients and the firm. Our analysts work on client-focused research in the equity, fixed...
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Global Banking & Markets - Controls Engineering - Vice President Controls engineering is responsible for building the next generation firm-wide control plane for our front office desks. The successful candidate will use their deep technical skills to...
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About this role: Wells Fargo, a renowned global bank with a commitment to growth and an award-winning culture, is seeking a dedicated professional for the role of EMEA Head of Fixed Income and Currencies (FIC) Compliance. Reporting to the EMEA Head o...
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About this role: Wells Fargo, an expanding global bank with an award-winning culture, is looking for an accomplished professional to take on the role of EMEA Head of Banking and Commercial Real Estate (CRE) Compliance. Reporting to the EMEA Head of A...
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