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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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Regulations and Compliance Officer, this is a permanent, full-time position based in Wiltshire, offering an annual salary of 31,250 plus a range of highly attractive benefits. Working for a renowned and well-respected charity, this employer offers ex...
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We have an exciting opportunity available for a Senior Risk & Compliance Officer to join one of the world’s leading research Institutes at a crucial time in its evolution, and play a definitive role in shaping it for the future. You will join us on a...
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Senior Compliance Administrator required with Education Recruitment Sector Company: Veritas Education Role: Senior Compliance Administrator Status: Permanent Contract (full-time) Location: Preston Progression: Opportunity for various promotions withi...
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Key Responsibilities: Develop and implement a comprehensive compliance monitoring program Code of ethics/personal account dealing monitoring Market abuse trade surveillance Support compliance framework for new products and markets Senior Managers and...
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Responsibilities: Assist the Head of Advisory Compliance in coordinating regulatory requirements and business projects. Collaborate with the Advisory team on projects, support other team members, and share information and learnings to benefit the ent...
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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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Compliance Monitoring Officer Venn Group have partnered with an international banking firm in the City of London seeking an individual to join their Compliance Monitoring function on a permanent basis. In this pivotal role, you'll be instrumental in ...
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Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various b...
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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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Our client is a multinational company, looking for a General Counsel for all legal, compliance and data protection related matters for all their UK legal entities. This position also comprises the role of company secretary. The successful candidate m...
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Our client is a multinational company, looking for a General Counsel for all legal, compliance and data protection related matters for all their UK legal entities. This position also comprises the role of company secretary. The successful candidate m...
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Our client is a multinational company, looking for a General Counsel for all legal, compliance and data protection related matters for all their UK legal entities. This position also comprises the role of company secretary. The successful candidate m...
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Practice Group / Department: General Counsel & Risk Management Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institutio...
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About the Role: Grade Level (for internal use): 14 S&P Global delivers essential intelligence that powers decision making. We provide the world's leading organizations with the right data, connected technologies and expertise they need to move ahead..
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Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk manag...
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Position description Business unit Legal, Secretary General & Compliance - Compliance Job title Internal Control Officer Junior F/M Contract type Permanent Candriam Group Presentation Candriam is a global multi-specialist asset manager and a recogniz...
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We are currently looking for ambitious juniorsto join one of the worlds leading Investment Managers based in their London office. Currently managing over 200bn in AUM, this firm develop customised investment strategies that address unique objectives,...
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Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...
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We are looking for a highly motivated business professional to join our small Export Strategy & Industrial Participation team within the diverse ‘Major Equipment Procurement' (MEP) department at MBDA. Job Title : Procurement Manager – Export Strategy...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...
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GLOBAL INVESTMENT RESEARCH From macroeconomic forecasts to individual stock analysis, our team develops tools and insights to help shape investment strategies for clients and the firm. Our analysts work on client-focused research in the equity, fixed...
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Global Banking & Markets - Controls Engineering - Vice President Controls engineering is responsible for building the next generation firm-wide control plane for our front office desks. The successful candidate will use their deep technical skills to...
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Walker Cole International is currently supporting a client in the pharmaceutical industry with a QA officer position. Your Responsibility as the QA Officer will be: Reviewing batch documentation to ensure a timely release. Monitor CAPA, Deviations, c...
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