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Job role: Compliance Associate Reports to: Compliance Manager Location Leeds (2 days per week on site) Package Circa 23,500 (plus bonus up to 7.5% of salary) and comprehensive benefits package. Hours of work 37.5 Per week (Hours of work will be flexi...
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COMPLIANCE ANALYST Manchester Top100 Law firm Are you looking for an opportunity to be an integral part of the risk & compliance team within a top100 leading law firm, with responsibility for a variety of tasks which support the firm’s risk managemen...
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The team you will be joining is compact, allowing for a significant impact by each member. As a Compliance Analyst, your expertise will be pivotal in navigating the complex regulatory landscape, ensuring the firm's adherence to the highest standards..
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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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Role & Responsibilities Experience in compliance and/or risk from a similar environment, preferably within asset management. Client Interaction: dealing with client compliance enquiries from allocated client’s e.g. general compliance reporting, due d...
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The Regulatory Risk team is responsible for regulatory horizon scanning, managing relationships with regulators, regulatory reporting, individual and entity licensing, board and management reporting. At Macquarie, our advantage is bringing together d...
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Risk & Compliance Manager Ref: BCR/JC/11162 Ashby-de-la Zouch 65,000 Bell Cornwall Recruitment are searching for an experienced Risk & Compliance Manager to work in house for a leading property consultancy in the Ashby-de-la-Zouch. The role would sui...
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Salary package and benefits; Package: Basic starting salary up to 28,000 (dependent on experience) Benefits: Up to 35 days holidays, flexible working shifts, work from home one day p/w after probation (2 days p/w when promoted to Compliance Team Lead...
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Risk & Compliance Paralegal An excellent opportunity has arisen for a Paralegal to join the risk and compliance function of an international law firm. Based in London, the Risk and Compliance Paralegal will be offered a full-time, permanent position..
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Risk & Compliance Solicitor Ref: BCR/JC/11162 Ashby-de-la Zouch 65,000 Bell Cornwall Recruitment are searching for an experienced Risk & Compliance Solicitor to work in house for a leading property consultancy in the Ashby-de-la-Zouch. The role would...
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OUR IMPACT This is an exciting opportunity for an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to join the firm's Compliance Testing Group to conduct detailed reviews covering the various firm businesses and divisions...
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Role Responsibilities Champion the company's compliance with Financial Conduct Authority (FCA) regulations. Own all aspects of UK regulatory reporting for their Open Banking & Payments licences. Partner with the Head of UK Compliance and senior leade...
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Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...
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This is an Analyst or Associate-level role within the London Global Banking and Markets - Public Compliance Team providing compliance coverage across market-leading Fixed Income, Currencies and Commodities (FICC) business units, primarily focusing on...
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About the Role: Grade Level (for internal use): 08 Compliance Services Specialist The Team: S&P Global is seeking a motivated Compliance Services Specialist to facilitate daily management of client deliverables within the CLO Compliance Services team...
This is a VP level role within the Global Banking and Markets (Public) FICC Compliance Team, based on the trading floor in London. The role entails providing compliance coverage for our market leading Commodities business. WHO WE ARE The Goldman Sach...
OUR IMPACT Global Compliance manages the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. The division monitors trends and changes in regulations in all jurisdictions in which the firm does bu...
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This is a VP level role within the Global Banking and Markets (Public) FICC Compliance Team, based on the trading floor in London. The role entails providing compliance coverage for our market leading Credit and Mortgages business. WHO WE ARE The Gol...
OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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Please note: Experience with Aladdin/Webfolio is a core requierement for this role. We have partnered with one of our top clients, a leading global asset manager, seeking to hire an experienced Senior Risk Manager for their London office. This critic...
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A private markets focused firm is looking to hire a Compliance Officer to join their Compliance function in a generalist compliance role, with a strong Financial Crime focus working with the firms rapidly growing emerging markets business. The ideal ...
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Key Responsibilities: Develop and implement a comprehensive compliance monitoring program Code of ethics/personal account dealing monitoring Market abuse trade surveillance Support compliance framework for new products and markets Senior Managers and...
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Compliance Manager, Funds and Distribution 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we ...
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Responsibilities: Liaise and report to the relevant regulatory bodies as required by the applicable regulations Act as an adviser to the Company’s Board of Directors and Senior Management on general compliance issues Maintain an up-to-date understand...
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Responsibilities: Assist the Head of Advisory Compliance in coordinating regulatory requirements and business projects. Collaborate with the Advisory team on projects, support other team members, and share information and learnings to benefit the ent...
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