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Compliance Executive

4 days ago by eFinancialCareers

Job Title: Compliance Executive Location: City of London (Hybrid – 3 days in office, 2 days WFH) Industry: Asset Management Salary: Competitive (based on experience) About: Gresham Hunt are pleased to be supporting a leading investment management bus...

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Compliance Specialist

3 days ago by eFinancialCareers

The Role The Digital Asset Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) oversees compliance with FCA rules, develops policies and procedures, and implements an effective compliance programme. This exciting role will be respo...

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Graduate Compliance - Compliance Recruitment Solutions

4 days ago by eFinancialCareers

GRADUATE COMPLIANCE TRAINEE – GOOD ACADEMIC RECORD REQUIRED Ref: 4106G 36K Plus Bonus & Good Benefits City of London We are exclusively recruiting for our Client, a Global Online Broker, looking for a trainee Compliance Analyst to join their Complian...

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Regulatory Compliance Solicitor

Role: Compliance Solicitor Leading law firm looking to recruit experienced Compliance Solicitor for highly sought permanent positon. Gemini Recruitment are currently partnering with a large and established law firm. Our client serves corporate entiti...

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Junior Compliance Advisor

5 April by BrighterBox

This company is a resident-led housing association dedicated to providing safe, high-quality homes and services. With a strong focus on community well-being, they ensure properties are maintained to high standards, meeting health and safety regulatio...

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Risk and Compliance Paralegal

12 April by EJ Legal Limited

Risk & Compliance Paralegal An excellent opportunity has arisen for a Paralegal to join the risk and compliance function of an international law firm. Based in London, the Risk and Compliance Paralegal will be offered a full-time, permanent position..

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Compliance / Admin Assistant

Job Title: Compliance / Admin Assistant Location: Petts Wood Hours: 8.30 till 5.30 Full-time Monday to Friday - Office Based - 8.30 till 5.30 About Us: At JBD Recruitment we specialise in connecting talented Early Years and Education professionals wi...

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Associate Compliance Specialist - Compliance Recruitment Solutions

4 days ago by eFinancialCareers

GRADUATE TRAINEE COMPLIANCE Associate - 6 months Experience in Financial Services AML, Audit, Compliance or Operations Required . 30K plus Bonus & Benefits Hybrid (London) Ref: 4104G Our client, a leading Asset Manager, is looking for an entry level ...

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Compliance Officer - Citi

4 days ago by eFinancialCareers

Role Overview: Serves as a Compliance Sanctions Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions reg...

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Compliance Specialist - EY

Yesterday by eFinancialCareers

EY's Financial Services (FS) Tax practice provides tax advisory, transactions and compliance services to a variety of clients in the Financial Services market ranging from some of the world's largest multinational institutions, corporations and funds...

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Compliance Analyst - PGIM

4 days ago by eFinancialCareers

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...

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Compliance Specialist - EY

4 days ago by eFinancialCareers

EY's Financial Services (FS) Tax practice provides tax advisory, transactions and compliance services to a variety of clients in the Financial Services market ranging from some of the world's largest multinational institutions, corporations and funds...

Job hidden.

Compliance Specialist - EY

Yesterday by eFinancialCareers

EY's Financial Services (FS) Tax practice provides tax advisory, transactions and compliance services to a variety of clients in the Financial Services market ranging from some of the world's largest multinational institutions, corporations and funds...

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Senior Compliance Specialist - LMA

4 days ago by eFinancialCareers

This role offers the opportunity to play a key part in supporting the company's overall compliance programme, with a strong emphasis on UK financial regulatory frameworks, including the FCA and Payment Services Regulations (PSRs). Key Responsibilitie...

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Senior Compliance Consultant - Ocorian

Yesterday by eFinancialCareers

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...

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Tax Compliance Specialist - EY

2 days ago by eFinancialCareers

EY's Financial Services (FS) Tax practice provides tax advisory, transactions and compliance services to a variety of clients in the Financial Services market ranging from some of the world's largest multinational institutions, corporations and funds...

Job hidden.

Tax Compliance Specialist - EY

3 days ago by eFinancialCareers

EY's Financial Services (FS) Tax practice provides tax advisory, transactions and compliance services to a variety of clients in the Financial Services market ranging from some of the world's largest multinational institutions, corporations and funds...

Job hidden.

Tax Compliance Specialist - EY

Yesterday by eFinancialCareers

Our Global Compliance & Reporting team support businesses by preparing accounting calculations, auditing accounting calculations and the preparation and submission of direct tax returns for businesses across a number of sectors. In addition to the co...

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Compliance Manager - Marks Sattin FS

Yesterday by eFinancialCareers

Compliance Assurance Manager - Wholesale, Commercial & Retail Banking Location: London Department: Compliance Assurance Employment Type: Full-time About the Role: Reporting to the Compliance Assurance Team Lead-with an additional reporting line to th...

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Compliance Officer - CBCX GROUP LTD

4 days ago by eFinancialCareers

Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...

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Compliance Officer - CBCX GROUP LTD

Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...

Job hidden.

Compliance Officer - Man Group plc

Yesterday by eFinancialCareers

Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manag...

Job hidden.

Compliance Officer - Man Group plc

Yesterday by eFinancialCareers

Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manag...

Job hidden.

Associate Compliance Specialist - Maldon Partners

4 days ago by eFinancialCareers

Maldon Partners Compliance and Risk are recruiting a Compliance Associate on an Initial 6m FTC basis for an award-winning asset management firm based in London. The role is initially being hired on a 6month contract, however there may be scope for th...

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Associate Compliance Specialist - Meredith Brown Associates

4 days ago by eFinancialCareers

Role & Responsibilities Provide advice and guidance to the business on regulatory and compliance issues as required (such as for instance MiFID II, AIFMD, Suitability, Financial Promotions, TCF, Market Abuse, Product Governance. SFDR, SMCR etc) Prov...

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