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About Us Our Future Tutoring is a leading tutoring and mentoring organisation, committed to delivering exceptional education, unwavering support, and insightful guidance to students and young people. We empower learners in a nurturing environment tha...
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Company Overview ITI Capital Limited is an esteemed FCA-regulated multi-asset brokerage firm in The City of London. Specializing in various asset classes and account types, including Equities, ETF's, Futures, Options, FX, CFD's, ETF's, Managed Funds ...
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The team you will be joining is compact, allowing for a significant impact by each member. As a Compliance Analyst, your expertise will be pivotal in navigating the complex regulatory landscape, ensuring the firm's adherence to the highest standards..
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Intenational Investments Description · Assist in supporting the handling of compliance matters and queries and managing the Compliance inbox. · Undertake monitoring of selected areas in line with a compliance monitoring programme and assist with the ...
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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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Salary package and benefits; Package: Basic starting salary up to 28,000 (dependent on experience) Benefits: Flexible home/office working option on offer (after probation), healthcare, gym membership, up to 35 days holidays, flexible working shifts, ...
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Risk & Compliance Paralegal An excellent opportunity has arisen for a Paralegal to join the risk and compliance function of an international law firm. Based in London, the Risk and Compliance Paralegal will be offered a full-time, permanent position..
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This is a first line of defence compliance role, implementing recommendations, and driving the Risk culture across the organisation. This is an amazing opportunity in a rapidly growing business, working in a very supportive team. The following skills...
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Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...
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What the Hiring Manager Says An exciting opportunity has become available to join an established Compliance Team at Quilter Cheviot, a longstanding investment management firm, reporting to the Compliance Manager responsible for regulatory change and ...
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Role Responsibilities Champion the company's compliance with Financial Conduct Authority (FCA) regulations. Own all aspects of UK regulatory reporting for their Open Banking & Payments licences. Partner with the Head of UK Compliance and senior leade...
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Please note: Experience with Aladdin/Webfolio is a core requierement for this role. We have partnered with one of our top clients, a leading global asset manager, seeking to hire an experienced Senior Risk Manager for their London office. This critic...
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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...
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Compliance Manager, Funds and Distribution 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we ...
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This is a first line of defence compliance role, implementing recommendations, and driving the Risk culture across the organisation. This is an amazing opportunity in a rapidly growing business, working in a very supportive team. The following skills...
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About this role: Wells Fargo, an expanding global bank with an award-winning culture, is looking for an accomplished professional to take on the role of EMEA Head of Banking and Commercial Real Estate (CRE) Compliance. Reporting to the EMEA Head of A...
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Knowledge and Experience Required: At least 5-7 years relevant experience, preferably gained in financial services or regulatory environment; Financial Promotions experience skills, knowledge and expertise. Other required Skillsets: Knowledge of FCA ...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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J ob T i t l e: Prime Brokerage & Equities Compliance Coverage Lo c at i on: London L e v e l : Vice President C o m p an y P r o file Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities...
Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...
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Key Responsibilities: Provide timely and accurate compliance advice to the private side of the business Interpret and communicate regulatory requirements and industry standards to business units, ensuring adherence to applicable laws and regulations..
Graduate Compliance AML/KYC Consultant About Avantage Reply: Avantage Reply, part of the Reply Group, specialises in Financial Services consulting with a focus on Governance, Risk and Finance Transformation, Treasury and Capital, Quantitative Modelli...
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A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...
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