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Compliance Manager

Compliance Manager - Drive Regulatory Excellence (Part Time - 3 days per week, North London, Permanent) Are you an experienced compliance professional looking to make an impact in a dynamic and forward thinking organisation? If you have a strong know...

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Compliance Analyst

Yesterday by eFinancialCareers

Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...

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Compliance Training Manager

4 January by The Legists

We are currently recruiting for a Compliance Training Manager on behalf of one of the world’s leading law firms. The newly created role will be based in the busy London office, and work as part of the Global Learning & Development team. The Complianc...

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Compliance Officer

5 days ago by eFinancialCareers

Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...

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Risk and Compliance Paralegal

28 December by EJ Legal Limited

Risk & Compliance Paralegal An excellent opportunity has arisen for a Paralegal to join the risk and compliance function of an international law firm. Based in London, the Risk and Compliance Paralegal will be offered a full-time, permanent position..

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Junior Compliance Officer

5 days ago by eFinancialCareers

Man Group is looking to hire a Junior Compliance Officer as part of its investment management Compliance team. The role will report into the Head of Compliance, AHL but will assist across a variety of tasks and business lines across all of Man Groups...

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Compliance Analyst KYC

2 days ago by eFinancialCareers

Business Unit: Compliance Industry: No Industry Overview Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation advisory. Houlihan ...

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Compliance & HR Assistant

4 days ago by Park Street People

This is an exciting opportunity for a Compliance & HR Assistant to join an innovative medical company based in London. Key Responsibilities Assist with regulatory compliance, monitor internal controls, and support audits to ensure all sites meets all...

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Compliance Officer - Risk and Assurance

4 days ago by eFinancialCareers

Our client are a growing International Bank who are recruiting for a Compliance Officer - Risk and Assurance to join their growing team. Description The Compliance Officer - Risk and Assurance who will be based in London will be responsible for: ·Par...

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Health Safety and Compliance Advisor - Data

2 days ago by BrighterBox

The Health, Safety, and Compliance Advisor (Data) plays a crucial role in ensuring the association meets its compliance obligations while delivering professional and effective customer service. The role involves proactive collaboration with colleague...

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SIEL Financial Crime Compliance Officer

5 days ago by eFinancialCareers

SEI Investment (Europe) Limited (SIEL") is a wholly owned subsidiary of SEI Investments Company (SEI"), a multinational company headquartered in Oaks, Pennsylvania. SEI, as well as all of its subsidiaries is committed to the highest standards of work...

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Senior Compliance Consultant Bovill Newgate

5 days ago by eFinancialCareers

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...

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Head of UK Compliance - Buy-Side

5 days ago by eFinancialCareers

You will be responsible for developing, implementing, and overseeing the company's compliance programme Throught its platform the firm manages in excess of 18billion in assets Key Responsibilties Design, implement, and continuously improve the compan...

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Compliance Analyst Wholesale Banking £40,000 - £47,000

5 days ago by eFinancialCareers

Our client offers Investment Banking, Private Equity and Institutional Sales services across Europe . In Europe their London and Frankfurt offices act as a strong, stable and trusted financial partner to clients in Investment Banking, Private Equity ...

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Head of Compliance/MLRO CCO Corporate Banking

5 days ago by eFinancialCareers

Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financ...

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Senior Governance, Risk, and Compliance GRC Analyst

2 days ago by eFinancialCareers

Business Unit: Information Technology Industry: No Industry Overview Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation advisor...

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PGIM European Services Ltd Junior Compliance Analyst

5 days ago by eFinancialCareers

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...

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Senior Wealth and Investments Compliance Consultant £80,000 - £100,000

5 days ago by eFinancialCareers

Client delivery Take personal responsibility for achieving the agreed billable hours target, ensuring you have a sufficient pipeline of client work Provide high quality advice and support to clients on a range of regulatory compliance matters. This m...

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AML Supervisor- London

19 December by Savills

Role Overview Working within the Savills UK Anti-Money Laundering (“AML”) compliance team covering all client types in accordance with the Money Laundering Regulations 2017 as amended and other financial crime related regulations for Savills UK clien...

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Occupier Facilities Manager - Finsbury Circus House

Purpose of the Role To assist the Senior Occupier FM in the delivery of high quality management service, for the benefit of Savills clients’ and tenants’. The Occupier Facilities Manager is to take a lead role in the operational management of Savills...

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Housing Law Paralegal

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

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Clinical Negligence Paralegal x3 - City of London

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

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Social Housing Solicitor

17 December by Duncan Lewis Solictors

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

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Clinical Negligence Solicitor (NQ) - City of London

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

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Public Law Paralegal

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

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