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Compliance Assistant

13 November by Burton Recruitment

We are partnered with a leading Financial Planners based in Deeside, who are seeking a proactive and detail-oriented Compliance Assistant to join their team. This is an exciting opportunity to work in a dynamic environment, ensuring compliance and co...

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Compliance Manager

18 December by eFinancialCareers

Company Overview: Inspired by the French word for “a better future,” Avenir Group is a pioneering institutional family office and investment management group, focused on investing in emerging technologies through financial technology innovation. With...

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Manager, Compliance

18 December by eFinancialCareers

Job Purpose The Manager, Regulatory Policy will monitor and implement, through rules and procedures, regulation applicable to the Exchange and its Members in a manner that ensures Members' compliance to such rules. The Manager, Regulatory Policy will...

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Compliance Officer

18 December by eFinancialCareers

Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...

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Graduate Compliance Analyst

13 November by Citygrad

One of the fastest-growing and most exciting financial service companies are looking for bright and motivated individuals to join their Onboarding team. Working as part of a dynamic and entrepreneurial team,Based in amazing offices in London, this co...

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South Quadrant Compliance Manager

16 December by Harris Federation

About Us The South Quadrant comprises: Harris Academy Morden Harris Academy Merton Harris Academy Purley Harris Academy South Norwood Harris Academy Sutton Harris Academy Wimbledon Harris Invictus Academy Harris Aspire Academy Harris Professional Ski...

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Compliance Training Manager

16 December by The Legists

We are currently recruiting for a Compliance Training Manager on behalf of one of the world’s leading law firms. The newly created role will be based in the busy London office, and work as part of the Global Learning & Development team. The Complianc...

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Junior Compliance Officer

19 December by eFinancialCareers

Man Group is looking to hire a Junior Compliance Officer as part of its investment management Compliance team. The role will report into the Head of Compliance, AHL but will assist across a variety of tasks and business lines across all of Man Groups...

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Funding Data and Compliance Lead

13 December by York College

Funding Data and Compliance Lead Ref : 2425/051 Hours : 37 hours per week Salary : 31,107 to 34,154 per annum. Plus generous benefits, including: • 45 days annual leave per year pro rata (including bank holidays and efficiency closures) • Generous Oc...

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Compliance Officer - Financial Crime

18 December by eFinancialCareers

Compliance UK now seeks to appoint a Compliance Officer focusing on financial crime prevention and oversight and supporting with regulatory compliance matters. Compliance UK is part of Group Compliance, an independent second line function in the SEB ...

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Compliance Manager Cambridge office

18 December by eFinancialCareers

Company Overview: A leading global investment and family office management firm, inspired by the concept of "a better future," focuses on investing in emerging technologies, particularly through innovation in financial technology. With a presence in ...

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South Quadrant Compliance Manager

17 December by The Guardian

About Us The South Quadrant comprises: Harris Academy Morden Harris Academy Merton Harris Academy Purley Harris Academy South Norwood Harris Academy Sutton Harris Academy Wimbledon Harris Invictus Academy Harris Aspire Academy Harris Professional Ski...

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Compliance Services Specialist - EMEA

18 December by eFinancialCareers

About the Role: Grade Level (for internal use): 07 Compliance Services Specialist - EMEA The Team: S&P Global is seeking a motivated Compliance Services Specialist to facilitate daily management of client deliverables within the Compliance Services t...

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Graduate Risk, Audit and Compliance Analyst

25 November by Citygrad

At Convex, we are dedicated to building the insurance company of the future. As a Risk, Audit and Compliance Analyst, you will play a vital role in supporting our Assurance functions, Risk Management, Compliance, and Internal Audit. In these teams, y...

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Compliance Consultant, Wealth Bovill Newgate

18 December by eFinancialCareers

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...

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SIEL Financial Crime Compliance Officer

1 week ago by eFinancialCareers

SEI Investment (Europe) Limited (SIEL") is a wholly owned subsidiary of SEI Investments Company (SEI"), a multinational company headquartered in Oaks, Pennsylvania. SEI, as well as all of its subsidiaries is committed to the highest standards of work...

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Senior Compliance Consultant Bovill Newgate

20 December by eFinancialCareers

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...

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UKVI Compliance, System, and Operations Manager

17 December by The Guardian

Do you have experience in managing or leading a UKVI compliance team within higher education? Are you looking to be part of a dynamic, collaborative team based in brand-new offices in London? Position: UKVI Compliance, System, and Operations Manager ...

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Associate, Tax Reporting & Compliance Representative I

18 December by eFinancialCareers

Associate, Tax Reporting & Compliance Representative I At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible as...

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Compliance Analyst Wholesale Banking £40,000 - £47,000

18 December by eFinancialCareers

Our client offers Investment Banking, Private Equity and Institutional Sales services across Europe . In Europe their London and Frankfurt offices act as a strong, stable and trusted financial partner to clients in Investment Banking, Private Equity ...

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Associate, Tax Reporting & Compliance Representative I

Yesterday by eFinancialCareers

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000 employees ...

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PGIM European Services Ltd Junior Compliance Analyst

18 December by eFinancialCareers

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...

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Senior Wealth and Investments Compliance Consultant £80,000 - £100,000

18 December by eFinancialCareers

Client delivery Take personal responsibility for achieving the agreed billable hours target, ensuring you have a sufficient pipeline of client work Provide high quality advice and support to clients on a range of regulatory compliance matters. This m...

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Compliance & Control, Markets EMEA - Senior Vice President

18 December by eFinancialCareers

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000 employees ...

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2025 BNY Summer Internship Program - Risk & Compliance-Manchester

18 December by eFinancialCareers

2025 BNY Summer Internship Program - Risk & Compliance At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible as...

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