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Compliance Assistant

Yesterday by Burton Recruitment

We are partnered with a leading Financial Planners based in Deeside, who are seeking a proactive and detail-oriented Compliance Assistant to join their team. This is an exciting opportunity to work in a dynamic environment, ensuring compliance and co...

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Compliance Officer

3 days ago by eFinancialCareers

We are seeking a Compliance Officer to join our clients London office. The Compliance Officer will be responsible for ensuring that the organisation adheres to regulatory requirements and internal policies. This role involves monitoring compliance wi...

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Compliance Officer

3 days ago by eFinancialCareers

Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...

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Compliance Officer/Deupty Head of Compliance

Yesterday by eFinancialCareers

A leading global investment management firm is seeking an experienced Deputy Head of Compliance to join their growing compliance team.This senior-level position offers an exciting opportunity to work in a fast-paced and challenging environment, overs...

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Environmental Compliance Officer

18 October by Less Common Metals

Less Common Metals have an exciting opportunity for an Environmental Compliance Officer to join the team based in Ellesmere Port, Cheshire on a flexible and or part-time, permanent basis, and in return you will receive a competitive salary of 60,000 ...

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Graduate Compliance Analyst

Yesterday by Citygrad

One of the fastest-growing and most exciting financial service companies are looking for bright and motivated individuals to join their Onboarding team. Working as part of a dynamic and entrepreneurial team,Based in amazing offices in London, this co...

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South Quadrant Compliance Manager

21 October by Harris Federation

About Us The South Quadrant comprises: Harris Academy Morden Harris Academy Merton Harris Academy Purley Harris Academy South Norwood Harris Academy Sutton Harris Academy Wimbledon Harris Invictus Academy Harris Aspire Academy Harris Professional Ski...

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Trainee - Compliance Controls

7 October by eFinancialCareers

Description of the Business Line or Department Societe Generale Group's Compliance Controls team operates as a 2nd Line of Defence function covering both regulatory and financial crime compliance risks. Our objective is to assess and test the adequac...

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Interim Head of Compliance

3 days ago by eFinancialCareers

New Interim Head of Compliance position. Reporting to the CRO, this role requires expertise in regulatory compliance to support the Bank’s strategic objectives and evaluate relevant regulations. Responsibilities also include serving as the Data Prote...

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Compliance Advisory Manager

8 October by eFinancialCareers

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and...

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Head of Compliance & MLRO/Chief Compliance Officer

3 days ago by eFinancialCareers

Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financ...

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Financial Crime & Compliance Manager

Financial Crime & Compliance Manager - Hybrid Remote. Bibby Financial Services have an exciting opportunity available for a reliable Financial Crime & Compliance Manager to join our team on a hybrid basis in any of our UK Offices. You will join us on...

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Information Security & Compliance Officer

1 week ago by Recruit4Talent

Information Security & Compliance Officer sought to join the IT department of an award-winning, national recruitment agency group as they continue to expand their digital presence across multiple brands. This is a permanent, full-time role based full...

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Compliance Officer - Asset Management

3 days ago by eFinancialCareers

Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...

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Compliance Services Specialist - EMEA

3 days ago by eFinancialCareers

About the Role: Grade Level (for internal use): 07 Compliance Services Specialist - EMEA The Team: S&P Global is seeking a motivated Compliance Services Specialist to facilitate daily management of client deliverables within the Compliance Services t...

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Compliance Manager - Asset & Wealth

3 days ago by eFinancialCareers

An investment manager based in London's West End are looking for a Compliance Manager to support the compliance Director. The role will be generalist in nature and cover a range of activities; Key Activities/Responsibilities; Horizon scanning Deputis...

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Global Regulatory Compliance Officer - Beauty

1 week ago by Office Angels

Global Regulatory Compliance Officer - Beauty Advertised by West End Are you a seasoned regulatory compliance professional with a strong background in the cosmetic industry? Our client is seeking a Global Regulatory Compliance Officer to join their d...

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Financial Promotions Compliance Manager

3 days ago by eFinancialCareers

Knowledge and Experience Required: At least 5-7 years relevant experience, preferably gained in financial services or regulatory environment; Financial Promotions experience skills, knowledge and expertise. Other required Skillsets: Knowledge of FCA ...

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Compliance Testing Officer - VP

3 days ago by eFinancialCareers

Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...

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CASS Director - UK Compliance Team

3 days ago by eFinancialCareers

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000 employees ...

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Compliance Consultant, Wealth Bovill Newgate

3 days ago by eFinancialCareers

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...

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Compliance Testing Officer, Vice President

Yesterday by eFinancialCareers

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000 employees ...

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CASS Director - UK Compliance Team

8 October by eFinancialCareers

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000 employees ...

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Senior Compliance Consultant Bovill Newgate

3 days ago by eFinancialCareers

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...

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VIE - Analyst - Procurement Sustainability & Compliance

3 days ago by eFinancialCareers

AXA Investment Managers (AXA IM) is a leading asset manager offering a range of diversified investment opportunities in traditional and alternative asset classes. With our products, we seek to diversify and grow our portfolios while providing long-te...

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